Common use of Securities Act Clause in Contracts

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 33 contracts

Sources: Registration Rights Agreement (Hilton Worldwide Holdings Inc.), Registration Rights Agreement (APX Group Holdings, Inc.), Registration Rights Agreement (Molina Healthcare Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 16 contracts

Sources: Pooling and Servicing Agreement (Fremont Mortgage Securities Corp), Transfer and Servicing Agreement (Fieldstone Mortgage Investment CORP), Transfer and Servicing Agreement (Fieldstone Mortgage Investment Trust, Series 2006-2)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC Commission promulgated thereunder.

Appears in 15 contracts

Sources: Registration Rights Agreement (Ferrellgas Partners Finance Corp), Registration Rights Agreement (Delhaize US Holding, Inc.), Registration Rights Agreement (Texas New Mexico Power Co)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of promulgated by the SEC promulgated thereunder.

Appears in 13 contracts

Sources: Consulting Agreement (Eastside Distilling, Inc.), Equity Compensation Agreement (Net Perceptions Inc), Registration Rights Agreement (Transwitch Corp /De)

Securities Act. The Securities Act of 1933, as amended, and as hereafter amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 8 contracts

Sources: Distribution and Management Agreement (Sten Corp), Distribution and Management Agreement (Winmark Corp), Distribution and Management Agreement (Advanced Environmental Recycling Technologies Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder. Shelf Notice: See Section 2(j).

Appears in 5 contracts

Sources: Registration Rights Agreement (Enova International, Inc.), Registration Rights Agreement (Cash America International Inc), Registration Rights Agreement (Dupont Fabros Technology, Inc.)

Securities Act. The Securities Act of 1933, as amended, and the rules -------------- and regulations of the SEC promulgated thereunder.

Appears in 4 contracts

Sources: Standstill Agreement (United Pan Europe Communications Nv), Mutual Standstill Agreement (Madison Liquidity Investors 114 LLC), Securities Exchange and Purchase Agreement (Fresh America Corp)

Securities Act. The Securities Act of 1933, as amended, or any successor statute, and the rules and regulations of the SEC promulgated thereunder.

Appears in 4 contracts

Sources: Master Lease (Gaming & Leisure Properties, Inc.), Master Lease (Gaming & Leisure Properties, Inc.), Master Lease (Windstream Services, LLC)

Securities Act. The Securities Act of 1933, as amended, amended and the rules and regulations of the SEC Commission promulgated thereunderhereunder.

Appears in 4 contracts

Sources: Registration Rights Agreement (Evertec, LLC), Registration Rights Agreement (TII Smart Solutions, Sociedad Anonima), Registration Rights Agreement (CONSOL Energy Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules rules, regulations, and regulations of the SEC promulgated forms issued thereunder.

Appears in 3 contracts

Sources: Agreement and Plan of Merger (Eon Communications Corp), Merger Agreement (Eon Communications Corp), Merger Agreement (Graphon Corp/De)

Securities Act. The the Securities Act of 1933, as amended, and together with the rules and regulations of the SEC promulgated thereunder.

Appears in 3 contracts

Sources: Distribution Agreement (Solutia Inc), Distribution Agreement (Queeny Chemical Co), Distribution Agreement (Monsanto Co)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunderthereunder and any successor act, rules and regulations.

Appears in 3 contracts

Sources: Registration Rights Agreement (Nabors Industries LTD), Registration Rights Agreement (Core Laboratories N V), Registration Rights Agreement (Nabors Industries Inc)

Securities Act. The Securities Act of 1933, as amended, and including the rules and regulations of the SEC promulgated thereunder.

Appears in 3 contracts

Sources: Registration Rights Agreement (Seacor Holdings Inc /New/), Registration Rights Agreement (Sandridge Energy Inc), Registration Rights Agreement (PHH Corp)

Securities Act. The U.S. Securities Act of 1933, as amended, and the rules and regulations of the SEC Commission promulgated thereunder.

Appears in 2 contracts

Sources: Registration Rights Agreement (Canwest Media Inc), Registration Rights Agreement (Canwest Media Inc)

Securities Act. The Securities Act of 1933, as amended, and together with the rules and regulations of the SEC promulgated thereunder.

Appears in 2 contracts

Sources: Limited Partnership Agreement (Access Health Inc), Separation and Distribution Agreement (Volu Sol Inc)

Securities Act. The the Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 2 contracts

Sources: Registration Rights Agreement (AppTech Corp.), Client Service Agreement (New Visual Entertainment Inc)

Securities Act. The Securities Act of 1933, as amended, and including the rules and regulations of the SEC promulgated thereunder.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Imatec LTD), Asset Purchase Agreement (Cable & Co Worldwide Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated Commission thereunder.

Appears in 2 contracts

Sources: Registration Rights Agreement (VeriFone Holdings, Inc.), Registration Rights Agreement (CSG Systems International Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of promulgated by the SEC promulgated thereunderCommission pursuant thereto.

Appears in 1 contract

Sources: Registration Rights Agreement (Highland Hospitality Corp)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations resolutions of the SEC promulgated Commission thereunder.

Appears in 1 contract

Sources: Registration Rights Agreement (Trico Marine Services Inc)

Securities Act. The the Securities Act of 1933, as amended, or any similar Federal statute, and the rules and regulations of the SEC promulgated thereunder, as in effect from time to time.

Appears in 1 contract

Sources: Loan Agreement (Spartan Stores Inc)

Securities Act. The U.S. Securities Act of 1933, as amended, and the rules and regulations of promulgated by the SEC promulgated thereunder.

Appears in 1 contract

Sources: Registration Rights Agreement (NewLake Capital Partners, Inc.)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC Commission promulgated thereunder.

Appears in 1 contract

Sources: Equity Registration Rights Agreement (Pg&e Corp)

Securities Act. The the Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder.

Appears in 1 contract

Sources: Warrant Purchase Agreement (Ultrak Inc)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of promulgated by the SEC promulgated Securities and Exchange Commission thereunder.

Appears in 1 contract

Sources: Credit Agreement (Wichita Manufacturing Inc)

Securities Act. The Securities Act of 1933, as amended, and the all rules and regulations of the SEC promulgated thereunder.

Appears in 1 contract

Sources: Registration Rights Agreement (Univar Inc.)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of promulgated thereunder by the SEC promulgated thereunderSEC.

Appears in 1 contract

Sources: Registration Rights Agreement (Register Com Inc)

Securities Act. The Securities Act of 1933, as amended, and the applicable published rules and regulations of the SEC promulgated thereunder.

Appears in 1 contract

Sources: Master Facility Agreement (Advanta Business Services Corp)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder. SEC: The Securities and Exchange Commission.

Appears in 1 contract

Sources: Registration Rights Agreement (Hhgregg, Inc.)

Securities Act. The the Securities Act of 1933, as amended, and the rules and regulations of promulgated by the SEC promulgated Commission thereunder.

Appears in 1 contract

Sources: Registration Rights and Transfer Restriction Agreement (Pilgrims Pride Corp)

Securities Act. The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder. SEC: The Securities and Exchange Commission.

Appears in 1 contract

Sources: Registration Rights Agreement (Vertis Inc)