Common use of Securities Acts Clause in Contracts

Securities Acts. Neither the Parent nor any of its Subsidiaries has issued any unregistered securities in violation of the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Act"), or any other law, and is not violating any rule, regulation or requirement under the Act or the Securities Exchange Act of 1934, as amended. The Company is not required to qualify an indenture under the Trust Indenture Act of 1939, as amended, in connection with its execution and delivery of the Notes.

Appears in 3 contracts

Samples: Residuals Financing Agreement (Aames Financial Corp/De), Mortgage Loan Warehousing Agreement (Aames Financial Corp/De), Mortgage Loan Warehousing Agreement (Aames Financial Corp/De)

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Securities Acts. Neither the Parent nor any of the Loan Parties nor its Subsidiaries has issued any unregistered securities in violation of the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Act")amended, or any other law, and is not violating any rule, regulation or requirement under the Act or the Securities Exchange Act of 1934, as amended. The Company None of the Borrowers is not required to qualify an indenture under the Trust Indenture Act of 1939, as amended, in connection with its execution and delivery of the Notes.

Appears in 2 contracts

Samples: Credit Agreement (American Home Mortgage Investment Corp), Credit Agreement (American Home Mortgage Investment Corp)

Securities Acts. Neither the Parent Company nor any of its Subsidiaries has issued any unregistered securities in violation of the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Act")amended, or any other law, and is not violating in material violation of any rule, regulation or requirement under the Securities Act of 1933, as amended, or the Securities and Exchange Act of 1934, as amended. The Company is not required to qualify an indenture under the Trust Indenture Act of 1939, as amended, in connection with its execution and delivery of the NotesLoan Documents.

Appears in 2 contracts

Samples: Credit Agreement (Diedrich Coffee Inc), Credit Agreement (Diedrich Coffee Inc)

Securities Acts. Neither the Parent Company nor any of its Subsidiaries has issued any unregistered securities in violation of the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Act"), or any other law, and is not violating any rule, regulation or requirement under the Act or the Securities Exchange Act of 1934, as amended. The Company is not required to qualify an indenture under the Trust Indenture Act of 1939, as amended, in connection with its execution and delivery of the Notes.

Appears in 1 contract

Samples: Mortgage Loan Warehousing Agreement (First Mortgage Corp /Ca/)

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Securities Acts. Neither the Parent Guarantor nor any of its Subsidiaries has issued any unregistered securities in violation of the registration requirements of Section 5 of the Securities Act of 1933, as amended (the "Act"), or any other law, and is not violating any rule, regulation or requirement under the Act or the Securities Exchange Act of 1934, as amended. The Company is not required to qualify an indenture under the Trust Indenture Act of 1939, as amended, in connection with its execution and delivery of the Notes.

Appears in 1 contract

Samples: Master Repurchase Agreement (Aames Financial Corp/De)

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