Securities and Exchange. Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. To comply with the Rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the name, address, and share positions of the Portfolio(s) to requesting companies whose securities are owned by the Portfolio. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes", or "no" below, the Custodian is required by the Rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Portfolio or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release such names, address, and share position(s). NO [x] The Custodian is not authorized to release such names, address, and share position(s). 19.
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Samples: Custodian and Fund Accounting Agreement (Short Term Bond Portfolio)
Securities and Exchange. Commission Rule 14b-2 14b - 2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. To In order to comply with the Rulerule, the Custodian needs need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share positions of the Portfolio(s) position to requesting companies whose securities are owned by the PortfolioFund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes", " or I:\dsfndlgl\usfi\port\amend6.txt "no" below, the Custodian is required by the Rule rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Portfolio Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release such namesthe Fund's name, address, and share position(s)positions. NO [xX] The Custodian is not authorized to release such namesthe Fund's name, address, and share position(s). 19positions.
Appears in 1 contract
Securities and Exchange. Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. To In order to comply with the Rulerule, the Custodian needs the Fund to indicate whether it the Fund authorizes the Custodian to provide the Fund's name, address, and share positions of the Portfolio(s) position to requesting companies whose securities are owned by stock the PortfolioFund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does do not check either "yes", " or "no" below, the Custodian is required by the Rule rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Portfolio Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents consent or objects object by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release such namesthe Fund's name, address, and share position(s)positions. NO [x_] The Custodian is not authorized to release such namesthe Fund's name, address, and share position(s). 19positions.
Appears in 1 contract
Securities and Exchange. Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. To In order to comply with the Rulerule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share positions of the Portfolio(s) position to requesting companies whose securities are owned by the PortfolioFund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes", " or "no" below, the Custodian is required by the Rule rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Portfolio Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release such namesthe Fund's name, address, and share position(s)positions. NO [x[ ] The Custodian is not authorized to release such namesthe Fund's name, address, and share position(s)positions. 19.THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK
Appears in 1 contract
Samples: JNL Series Trust
Securities and Exchange. Commission Rule 14b-2 14b - 2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. To In order to comply with the Rulerule, the Custodian needs need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share positions of the Portfolio(s) position to requesting companies whose securities are owned by the PortfolioFund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes", " or I:\dsfndlgl\stb\port\amend6.txt "no" below, the Custodian is required by the Rule rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Portfolio Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release such namesthe Fund's name, address, and share position(s)positions. NO [xX] The Custodian is not authorized to release such namesthe Fund's name, address, and share position(s). 19positions.
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