Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 85 contracts
Samples: Common Share Purchase Agreement (Aptose Biosciences Inc.), Common Share Purchase Agreement (Aptose Biosciences Inc.), Common Stock Purchase Agreement (Eastside Distilling, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 84 contracts
Samples: Common Stock and Warrant Purchase Agreement (Echo Therapeutics, Inc.), Common Stock Purchase Agreement (Tiger Ethanol International Inc.), Stock and Warrant Purchase Agreement (Verticalnet Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Preferred Shares, Warrants, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 28 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Edgewater Foods International, Inc.), Series D Convertible Preferred Stock Purchase Agreement (World Racing Group, Inc.), Convertible Preferred Stock and Warrant Purchase Agreement (Trading Solutions Com Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 26 contracts
Samples: Chef Purchase Agreement (Senti Biosciences, Inc.), Chef Purchase Agreement (Sonnet BioTherapeutics Holdings, Inc.), Chef Purchase Agreement (Allurion Technologies, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 22 contracts
Samples: Common Stock Purchase Agreement (Durect Corp), Common Stock Purchase Agreement (Alexza Pharmaceuticals Inc.), Common Stock Purchase Agreement (Vical Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsany of this Agreement, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Meiwu Technology Co LTD), Securities Purchase Agreement (China SXT Pharmaceuticals, Inc.), Securities Purchase Agreement (Antelope Enterprise Holdings LTD)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 18 contracts
Samples: Ordinary Share Purchase Agreement (TNL Mediagene), Common Stock Purchase Agreement (Sound Point Meridian Capital, Inc.), Ordinary Share Purchase Agreement (Blue Ocean Acquisition Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicableCommission, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Lion Biotechnologies, Inc.), Securities Purchase Agreement (Lion Biotechnologies, Inc.), Securities Purchase Agreement (Medijane Holdings Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableShares.
Appears in 10 contracts
Samples: Securities Purchase Agreement (ZW Data Action Technologies Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 9 contracts
Samples: Note and Warrant Purchase Agreement (Medix Resources Inc), Note and Warrant Purchase Agreement (Telenetics Corp), Note and Warrant Purchase Agreement (Analytical Surveys Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Empire Financial Holding Co), Common Stock Purchase Agreement (Foldera, Inc), Common Stock Purchase Agreement (Fibernet Telecom Group Inc\)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsLenders, as applicableor their respective subsequent holders.
Appears in 7 contracts
Samples: Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.), Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.), Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, SEC in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Note and the Warrant Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 6 contracts
Samples: Convertible Note Purchase Agreement (Imaging Technologies Corp/Ca), Convertible Note Purchase Agreement (Imaging Technologies Corp/Ca), Convertible Note Purchase Agreement (Amanda Co Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicableSEC, in accordance with their respective rules and regulationsrequirements, of the transactions contemplated by the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableSecurities.
Appears in 5 contracts
Samples: Common Stock Investment Agreement (Constellation 3d Inc), Common Stock Investment Agreement (Constellation 3d Inc), Common Stock Investment Agreement (Blue Zone Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Glowpoint Inc), Series B Preferred Stock Purchase Agreement (Glowpoint Inc), Series a Convertible Preferred Stock Purchase Agreement (Glowpoint Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its subsequent holders.
Appears in 3 contracts
Samples: Debenture and Warrant Purchase Agreement (Electro Energy Inc), Debenture and Warrant Purchase Agreement (Electro Energy Inc), Common Stock Purchase Agreement (XL Generation International)
Securities Compliance. The Company shall notify the Commission and the Trading American Stock Exchange or an Alternate Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Columbia Laboratories Inc), Common Stock Purchase Agreement (Columbia Laboratories Inc), Common Stock Purchase Agreement (Columbia Laboratories Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicableCommission, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their respective subsequent holders.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Altair International Corp.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Brookside Technology Holdings, Corp.), Securities Purchase Agreement (Brookside Technology Holdings, Corp.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Notes to the Investor in accordance with the terms of the Transaction Documents, as applicableor subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Implant Sciences Corp), Note Purchase Agreement (Blast Energy Services, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableVicis or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase and Loan Conversion Agreement (Brookside Technology Holdings, Corp.), Securities Purchase and Loan Conversion Agreement (Brookside Technology Holdings, Corp.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D and a Current Report on Form 8-K with respect to the Securities as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (Umami Sustainable Seafood Inc.), Subscription Agreement (Umami Sustainable Seafood Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsany of this Agreement, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Units to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Takung Art Co., LTD), Securities Purchase Agreement (Takung Art Co., LTD)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Notes to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Ambient Corp /Ny), Note Purchase Agreement (As Seen on TV, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Notes to the Investor in accordance with the terms of the Transaction Documents, as applicableInvestors or subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Pedevco Corp), Note Purchase Agreement (Pedevco Corp)
Securities Compliance. The Company Companies shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableor subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Island Breeze International, Inc.), Note Purchase Agreement (Evergreen Energy Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documents, this Agreement and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsInvestor, as applicableor its subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (Canyon Resources Corp), Subscription Agreement (Canyon Resources Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations1s, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Bioheart, Inc.), Common Stock Purchase Agreement (Bioheart, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicablenecessary, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Arena Pharmaceuticals Inc), Common Stock Purchase Agreement (Microvision Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall use commercially reasonable efforts to take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares, the Warrant Shares and the Blackout Shares, if any, to the Investor in accordance with the terms of the Transaction Documents, as applicableInvestor.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Cytokinetics Inc), Common Stock Purchase Agreement (Lumera Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall use commercially reasonable efforts to take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableShares pursuant hereto.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Top Ships Inc.), Common Stock Purchase Agreement (Sovereign Holdings Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, SEC in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their respective subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (CorMedix Inc.), Subscription Agreement (CorMedix Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, SEC in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documents, any of Offering Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsSubscriber, as applicableor their respective subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (VeruTEK Technologies, Inc.), Subscription Agreement (Hemcure Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable..
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Commission, the ASIC and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (Tritium DCFC LTD)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicablenecessary, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Sun Communities Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its respective subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Nuevo Financial Center, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableor subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Implant Sciences Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or any subsequent holders.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Ramp Corp)
Securities Compliance. The Company shall notify the ---------------------- Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Charys Holding Co Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable. Section 6.2.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Greenidge Generation Holdings Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by this Agreement and the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Note to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Series A Preferred Stock and Conversion Shares as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Series A Preferred Stock and the Series A Conversion Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Gulfstream International Group Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Securities and the Trading Market, if and as applicableExchange Commission, in accordance with their respective rules and regulationsits requirements, of the transactions contemplated by this Agreement, the Transaction DocumentsNote, the Warrants, and the Registration Rights Agreement, as amended, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to Exchange Notes hereunder and the Investor in accordance with the terms of the Transaction Documents, as applicableCommon Shares and Warrant Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Note Exchange Agreement (Liquidmetal Technologies Inc)
Securities Compliance. The Company shall notify the Commission Securities and the Trading Market, if and as applicableExchange Commission, in accordance with their respective rules and regulationsits requirements, of the transactions contemplated by this Agreement, the Transaction DocumentsNote, and the Registration Rights Agreement, as amended, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to Exchange Notes hereunder and the Investor in accordance with the terms of the Transaction Documents, as applicableCommon Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Note Exchange Agreement (Liquidmetal Technologies Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to each of the Investor Investors in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Liquidmetal Technologies Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with required by their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Samples: Stock Purchase Agreement (Cannabis Bioscience International Holdings, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission SEC and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Interactive Strength, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicablenecessary, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Brazil Minerals, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicableCommission, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mountain High Acquisitions Corp.)
Securities Compliance. The Company shall notify the Commission SEC and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, --------------------- in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, DVA Shareholders and Lender, as applicable, or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase and Share Exchange Agreement (Cytation Corp)
Securities Compliance. The Company shall notify the Commission and the Trading MarketCommission, if and as applicablerequired, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall promptly take all other necessary actionactions and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Manitex International, Inc.)
Securities Compliance. The Company and Parent shall notify the Commission and the Trading Market, if and as applicableCommission, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tatonka Oil & Gas, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market or applicable Eligible Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Inspire Veterinary Partners, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective the Commission’s rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a report on Form 8-K and filing a Form D with respect to the Shares, if required by the Commission’s rules, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (Echo Therapeutics, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or its assigns.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Wits Basin Precious Minerals Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicableInvestors or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablesuch Seller or subsequent holders.
Appears in 1 contract
Samples: Purchase Agreement (Glowpoint Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions transaction contemplated by the Transaction Documents, hereunder and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Common Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance Purchasers, or their respective subsequent holders. The Company agrees to file a Form D with respect to the terms of Securities as required by Rule 506 under Regulation D and to provide a copy thereof to the Transaction Documents, as applicablePurchasers promptly after such filing.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Eden Energy Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsany of this Agreement, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Antelope Enterprise Holdings LTD)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documentsany of this Agreement, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Debentures to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance Purchasers, or their respective subsequent holders. Each Purchaser shall cooperate with the terms Company and its officers, counsel and representatives and provide information regarding Purchaser and the transactions contemplated hereby and by any of the other Purchaser Transaction Documents, Documents as applicablereasonably requested by the Company.
Appears in 1 contract
Securities Compliance. The Company shall notify the ---------------------- Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Appiant Technologies Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its respective subsequent holders.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Newport International Group Inc)
Securities Compliance. The Company shall notify the --------------------- Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated herein and by any of the documents executed in connection herewith, including the Debenture(s) and the Warrant(s) and the Registration Rights Agreement, dated as of the date hereof (the “Transaction Documents”), and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its subsequent holders.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Electro Energy Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if required and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (Sono Group N.V.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by the Transaction Documents, this Agreement and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Keewatin Windpower Corp.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated herein and by any of the documents executed in connection herewith, including the Warrant and the Registration Rights Agreement, dated as of the date hereof (the “Transaction Documents”), and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Securities Compliance. The Company shall notify the --------------------- Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Speedcom Wireless Corp)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable..
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Monogram Orthopaedics Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchaser or subsequent holders.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (BBN Global Consulting, Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, SEC in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Notes to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor Purchaser in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Current Report on Form 8-K with respect to the transactions contemplated hereby, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Preferred Shares and the Conversion Shares to the Investor in accordance with the terms of the Transaction Documents, as applicableExchanging Holders or subsequent holders.
Appears in 1 contract
Samples: Series F Convertible Preferred Stock Issuance Agreement (BPO Management Services)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor their subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicablenecessary, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documentsthis Agreement, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablethis Agreement.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicable.or its respective subsequent holders. Section 3.2....
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Nutrition 21 Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all reasonably necessary action, undertake all reasonable proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Astra Space, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Shares, Warrants, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Investor in accordance with the terms of the Transaction Documents, as applicablePurchasers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall use its reasonable best efforts to take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals that are required for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (TH International LTD)
Securities Compliance. The Company shall notify the Commission and the Trading MarketCommission, if and as applicablerequired, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, Documents and shall promptly take all other necessary actionactions and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicableCommission, in accordance with their respective its rules and regulations, of the transactions contemplated by any of the Transaction Documents, and shall take all other necessary actionaction and proceedings as may be required and permitted by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchaser, as applicableor its respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Broadcast International Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, SEC in accordance with their respective its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, Documents and shall take all other necessary actionaction and proceedings as may be required by applicable law, undertake all proceedings rule and obtain all registrationsregulation, permits, consents and approvals for the legal and valid issuance of the Securities to the Investor in accordance with the terms of the Transaction DocumentsPurchasers, as applicableor their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (La Jolla Pharmaceutical Co)
Securities Compliance. The Company shall notify the Commission and the Trading Principal Market, if and as applicable, in accordance with their respective rules and regulations, of the transactions contemplated by the Transaction Documents, and shall take all necessary action, undertake all proceedings and obtain all registrations, permits, consents and approvals for the legal and valid issuance of the Securities Shares to the Investor in accordance with the terms of the Transaction Documents, as applicable. Section 6.2.
Appears in 1 contract