Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 84 contracts
Samples: Purchaser (Echo Therapeutics, Inc.), Note and Warrant Purchase Agreement (Efoodsafety Com Inc), Escrow Agreement (Bond Laboratories, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 77 contracts
Samples: Common Stock Purchase Agreement (Stardust Power Inc.), Common Stock Purchase Agreement (Nevada Canyon Gold Corp.), Common Stock Purchase Agreement (Onconetix, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares, Warrants, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 28 contracts
Samples: Preferred Stock Purchase Agreement (Health Sciences Group Inc), Convertible Preferred Stock Purchase Agreement (Advanced Growing Systems, Inc.), Convertible Preferred Stock Purchase Agreement (Edgewater Foods International, Inc.)
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 26 contracts
Samples: Chef Purchase Agreement (Senti Biosciences, Inc.), Chef Purchase Agreement (Sonnet BioTherapeutics Holdings, Inc.), Chef Purchase Agreement (Allurion Technologies, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the Purchasers, or their respective subsequent holdersInvestor in accordance with the terms of this Agreement.
Appears in 22 contracts
Samples: Common Stock Purchase Agreement (Durect Corp), Common Stock Purchase Agreement (Alexza Pharmaceuticals Inc.), Common Stock Purchase Agreement (Vical Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 18 contracts
Samples: Securities Purchase Agreement (China SXT Pharmaceuticals, Inc.), Securities Purchase Agreement (Antelope Enterprise Holdings LTD), Securities Purchase Agreement (BAIYU Holdings, Inc.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 13 contracts
Samples: Common Stock Purchase Agreement (Mobix Labs, Inc), Ordinary Share Purchase Agreement (Bitdeer Technologies Group), Common Stock Purchase Agreement (Peak Bio, Inc.)
Securities Compliance. The Company shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Lion Biotechnologies, Inc.), Securities Purchase Agreement (Lion Biotechnologies, Inc.), Securities Purchase (Medijane Holdings Inc.)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Note and the Warrant Shares to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 9 contracts
Samples: Convertible Note Purchase (Amanda Co Inc), Convertible Note Purchase Agreement (Imaging Technologies Corp/Ca), Convertible Note Purchase (Armitec Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 9 contracts
Samples: Note and Warrant Purchase Agreement (Medix Resources Inc), Note and Warrant Purchase Agreement (Telenetics Corp), Note and Warrant Purchase Agreement (Speedcom Wireless Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the Purchasers, or their respective subsequent holders.
Appears in 8 contracts
Samples: Common Stock Purchase Agreement (Foldera, Inc), Securities Purchase Agreement (Empire Financial Holding Co), Common Stock Purchase Agreement (Fibernet Telecom Group Inc\)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersLenders, or their respective subsequent holders.
Appears in 7 contracts
Samples: May 2014 Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.), Additional 2014 Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.), Convertible Note and Warrant Purchase Agreement (MetaStat, Inc.)
Securities Compliance. The Company shall notify the Commission SEC in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents Documents, as may be required, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holdersholders and will take no action to cause integration under the 1933 Securities Act or the rules of Nasdaq.
Appears in 6 contracts
Samples: Common Stock and Warrant Purchase Agreement (Xybernaut Corp), Common Stock and Warrant Purchase Agreement (Xybernaut Corp), Common Stock and Warrant Purchase Agreement (Xybernaut Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holdersShares.
Appears in 6 contracts
Samples: Securities Purchase Agreement (ZW Data Action Technologies Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.)
Securities Compliance. The Company shall notify the Commission SEC, in accordance with its rules and regulationstheir requirements, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holdersSecurities.
Appears in 5 contracts
Samples: Common Stock Investment Agreement (Constellation 3d Inc), Common Stock Investment Agreement (Constellation 3d Inc), Common Stock Investment Agreement (Pharmos Corp)
Securities Compliance. (a) The Company shall notify the Commission and the Principal Market, if applicable, in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersPurchaser. The Company agrees that it shall, or their respective subsequent holderswithin the time required under the Exchange Act file a report on Form 8-K disclosing this Agreement and the transaction contemplated hereby.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Eos Petro, Inc.), Common Stock Purchase Agreement (VRDT Corp), Common Stock Purchase Agreement (Cyclone Power Technologies Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Glowpoint Inc), Series B Preferred (Glowpoint Inc), Convertible Preferred Stock Purchase Agreement (Glowpoint Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Aegean Earth & Marine CORP), Securities Purchase Agreement (Vertical Branding, Inc.), Stock Purchase Agreement (Narrowstep Inc)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents Documents, as may be required, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares and the Warrant Shares to the Purchasers, Purchaser or their respective subsequent holdersholders and will take no action to cause integration under the 1933 Securities Act or the rules of Nasdaq.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (Xybernaut Corp), Common Stock and Warrant Purchase Agreement (Xybernaut Corp), Common Stock and Warrant Purchase Agreement (Xybernaut Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Notes, Warrants, and Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Notes, the Warrants, and the Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase (Bioforce Nanosciences Holdings, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective its subsequent holders.
Appears in 3 contracts
Samples: Debenture and Warrant Purchase Agreement (Electro Energy Inc), Debenture and Warrant Purchase Agreement (Electro Energy Inc), Common Stock Purchase (XL Generation International)
Securities Compliance. The Company shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersPurchaser, or their respective subsequent holders.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Altair International Corp.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersInvestor, or their respective its subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement for Canyon Resources Corporation (Canyon Resources Corp), Subscription Agreement (Canyon Resources Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Notes to the Purchasers, Investors or their respective subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Pedevco Corp), Note Purchase Agreement (Pedevco Corp)
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall use commercially reasonable efforts to take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares, the Warrant Shares and the Blackout Shares, if any, to the Purchasers, or their respective subsequent holdersInvestor.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Cytokinetics Inc), Common Stock Purchase Agreement (Lumera Corp)
Securities Compliance. The Company Companies shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Investor or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Island Breeze International, Inc.), Note Purchase Agreement (Evergreen Energy Inc)
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall use commercially reasonable efforts to take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holdersShares pursuant hereto.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Top Ships Inc.), Common Stock Purchase Agreement (Sovereign Holdings Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Units to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Takung Art Co., LTD), Securities Purchase Agreement (Takung Art Co., LTD)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Notes to the PurchasersPurchaser, or their respective subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Ambient Corp /Ny), Note Purchase Agreement (As Seen on TV, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of this Agreement, including filing a Form D with respect to the Transaction Documents Preferred Shares and Conversion Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares and the Conversion Shares to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Homeland Security Capital CORP), Convertible Preferred Stock Purchase Agreement (Homeland Security Capital CORP)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D and a Current Report on Form 8-K with respect to the Securities as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (Umami Sustainable Seafood Inc.), Subscription Agreement (Umami Sustainable Seafood Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Brookside Technology Holdings, Corp.), Securities Purchase Agreement (Brookside Technology Holdings, Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Notes to the Purchasers, Investor or their respective subsequent holders.
Appears in 2 contracts
Samples: Note Purchase Agreement (Implant Sciences Corp), Note Purchase Agreement (Blast Energy Services, Inc.)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares and Conversion Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares and the Conversion Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 2 contracts
Samples: Series B Convertible Preferred Stock Purchase Agreement (Home Solutions of America Inc), Series F Convertible Preferred Stock Purchase (Prescient Applied Intelligence, Inc.)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Common Shares, Warrants and Warrant Shares as may be required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Common Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 2 contracts
Samples: Common Stock and Warrants Purchase Agreement (Alteon Inc /De), Units Purchase Agreement (Cam Data Systems Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Vicis or their respective subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase and Loan Conversion Agreement (Brookside Technology Holdings, Corp.), Securities Purchase and Loan Conversion Agreement (Brookside Technology Holdings, Corp.)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all 1s, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Bioheart, Inc.), Common Stock Purchase Agreement (Bioheart, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders. The Company agrees to file a Form D with respect to the Securities as required by Rule 506 under Regulation D and to provide a copy thereof to the Purchasers promptly after such filing.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Eden Energy Corp)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares, Warrants, Conversion Shares and Warrants Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares and the Warrant Shares to each of the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase (Skylynx Communications Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their its respective subsequent holders.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Newport International Group Inc)
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall use its reasonable best efforts to take all other necessary action action, undertake all proceedings and proceedings as may be obtain all registrations, permits, consents and approvals that are required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (TH International LTD)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers, Purchasers or their respective any subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated herein and by any of the documents executed in connection herewith, including the Warrant and the Registration Rights Agreement, dated as of the date hereof (the “Transaction Documents Documents”), and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective its subsequent holders.
Appears in 1 contract
Securities Compliance. 1. The Company shall notify the Commission in accordance with its their rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents Documents, as may be required, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Common Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Common Stock and Warrants Purchase Agreement (Virtual Communities Inc/De/)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents Documents, as may be required, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Common Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the ---------------------- Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Appiant Technologies Inc)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares, Warrants, Conversion Shares and Warrants Shares as may be required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase (Net Value Holdings Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, as necessary, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the Purchasers, or their respective subsequent holdersInvestor in accordance with the terms of this Agreement.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.. Section 3.2
Appears in 1 contract
Samples: Securities Purchase Agreement (Consolidated Energy Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Investor or their respective subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Implant Sciences Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Debentures to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders. Each Purchaser shall cooperate with the Company and its officers, counsel and representatives and provide information regarding Purchaser and the transactions contemplated hereby and by any of the other Purchaser Transaction Documents as reasonably requested by the Company.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Antelope Enterprise Holdings LTD)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to each of the PurchasersInvestors in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Liquidmetal Technologies Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of this Subscription Agreement, including filing a Form D with respect to the Transaction Documents Units, as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Units, to the Purchasers, Subscriber or their respective subsequent holders.
Appears in 1 contract
Samples: Ci Sell Cars Inc
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holders.as applicable. Section 6.2
Appears in 1 contract
Samples: Share Purchase Agreement (Arrival)
Securities Compliance. The Company Company, if required, shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Promissory Note Purchase Agreement (Team Sports Entertainment Inc)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares, the Warrant, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares, the Warrant, the Conversion Shares and the Warrant Shares to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 1 contract
Samples: Series H Convertible Preferred Stock Purchase Agreement (Wave Systems Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mountain High Acquisitions Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their its respective subsequent holders.. Section 3.2.......
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Nutrition 21 Inc)
Securities Compliance. The Company shall notify the ---------------------- Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Charys Holding Co Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable. Section 6.2.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Greenidge Generation Holdings Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Note to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other reasonably necessary action action, undertake all reasonable proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Astra Space, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Shares, Warrants, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersPurchaser in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission --------------------- in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, DVA Shareholders and Lender, as applicable, or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase and Share Exchange Agreement (Cytation Corp)
Securities Compliance. The Company shall notify the Commission Commission, if required, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall promptly take all other necessary action actions and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersPurchaser, or their respective its subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Manitex International, Inc.)
Securities Compliance. The Company and Parent shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tatonka Oil & Gas, Inc.)
Securities Compliance. (a) The Company shall notify the Commission and the Principal Market, if applicable, in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersPurchaser. The Company agrees that it shall, or their respective subsequent holderswithin the time required under the Exchange Act, file a report on Form 8-K disclosing this Agreement and the transactions contemplated hereby.
Appears in 1 contract
Samples: Private Placement Purchase Agreement (Cyclone Power Technologies Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holders.as applicable.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Monogram Orthopaedics Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its the Commission’s rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a report on Form 8-K and filing a Form D with respect to the Shares, if required by the Commission’s rules, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Commission, if required, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall promptly take all other necessary action actions and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective its subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated herein and by any of the documents executed in connection herewith, including the Debenture(s) and the Warrant(s) and the Registration Rights Agreement, dated as of the date hereof (the “Transaction Documents Documents”), and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective its subsequent holders.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Electro Energy Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, if required and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (Sono Group N.V.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission Commission, the ASIC and the Trading Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (Tritium DCFC LTD)
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Series C Convertible Preferred Stock Purchase (Computer Motion Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their its respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Shares, the Warrant and Warrant Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares, the Warrant and the Warrant Shares to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (StatSure Diagnostic Systems, Inc.)
Securities Compliance. The Company shall notify the --------------------- Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their its respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holdersas applicable. Section 6.2.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Notes and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. (a) The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of Notes and the Securities Conversion Shares to the Purchasers, the placement advisor, as applicable, or their respective subsequent holders.
Appears in 1 contract
Samples: Secured Convertible Notes Purchase (Virtual Communities Inc/De/)
Securities Compliance. The Company shall notify the Commission Commission, in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their its respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Broadcast International Inc)
Securities Compliance. The Company shall notify the Commission and the Trading Market, as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents this Agreement, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holdersInvestor in accordance with the terms of this Agreement.
Appears in 1 contract
Securities Compliance. The Company shall notify the --------------------- Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Speedcom Wireless Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Preferred Shares, Warrants, Conversion Shares and Warrant Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Rs Group of Companies Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchaser or their respective subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (BBN Global Consulting, Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Shares to the PurchasersPurchaser, or their its respective subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Nuevo Financial Center, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions transaction contemplated by any of the Transaction Documents hereunder and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Common Shares to the Purchasers, or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form D with respect to the Series A Preferred Stock and Conversion Shares as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Series A Preferred Stock and the Series A Conversion Shares to the Purchasers, Purchasers or their respective subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Gulfstream International Group Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the PurchasersPurchaser, or their respective subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Current Report on Form 8-K with respect to the transactions contemplated hereby, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Preferred Shares and the Conversion Shares to the Purchasers, Exchanging Holders or their respective subsequent holders.
Appears in 1 contract
Samples: Series F Convertible Preferred Stock Issuance Agreement (BPO Management Services)
Securities Compliance. The Company shall notify the Commission and the Principal Market, if and as applicable, in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Securities Shares to the PurchasersInvestor in accordance with the terms of the Transaction Documents, or their respective subsequent holders.as applicable.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents Documents, including filing a Form 8-K disclosing the transaction and filing a Form D with respect to the Securities as required under Regulation D, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, such Seller or their respective subsequent holders.
Appears in 1 contract
Samples: Purchase Agreement (Glowpoint Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, Purchaser or their respective subsequent holdersits assigns.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Wits Basin Precious Minerals Inc)