Common use of Securities Compliance Clause in Contracts

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holders.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Ribozyme Pharmaceuticals Inc), Common Stock Purchase Agreement (Leap Wireless International Inc), Common Stock Purchase Agreement (Usinternetworking Inc)

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Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchaser.

Appears in 4 contracts

Samples: Common Stock Purchase Agreement (Biomarin Pharmaceutical Inc), Common Stock Purchase Agreement (Igen International Inc /De), Common Stock Purchase Agreement (Aronex Pharmaceuticals Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate MarketNasdaq, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchaser.

Appears in 4 contracts

Samples: Common Stock Purchase Agreement (Cv Therapeutics Inc), Common Stock Purchase Agreement (Cv Therapeutics Inc), Common Stock Purchase Agreement (Cv Therapeutics Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market American Stock Exchange or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holders.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (Columbia Laboratories Inc), Common Stock Purchase Agreement (Columbia Laboratories Inc), Common Stock Purchase Agreement (Columbia Laboratories Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate MarketNasdaq, if applicable, in accordance with their rules and regulationsrequirements, of the transactions contemplated by this Agreement and the Registration Rights Agreement, and shall take all any other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, or regulation for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchasers.

Appears in 2 contracts

Samples: Series a Convertible Preferred Stock Purchase Agreement (Pacific Aerospace & Electronics Inc), Securities Purchase Agreement (Pacific Aerospace & Electronics Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate Market, if applicableNasdaq, in accordance with their rules and regulationsrequirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Series D Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion thereof to the Purchaser Investors or subsequent holders.

Appears in 1 contract

Samples: Series D Convertible Preferred Stock Purchase Agreement (Hanseatic Corp)

Securities Compliance. The Company shall notify the --------------------- Commission and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holders.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Leap Wireless International Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate Market, if applicableNasdaq, in accordance with their rules and regulationsrequirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Series C Preferred Shares hereunder and the Common Stock issuable upon conversion thereof to the Purchaser Investor or subsequent holders.

Appears in 1 contract

Samples: Series C Convertible Preferred Stock Purchase Agreement (Hanseatic Corp)

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Securities Compliance. The Company shall notify the --------------------- Commission and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchaser.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Nexell Therapeutics Inc)

Securities Compliance. The Company shall notify the Commission SEC and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, Law for the legal and valid issuance of the Shares Securities to the Purchaser or subsequent holdersPurchaser.

Appears in 1 contract

Samples: Common Stock and Warrant Purchase Agreement (Orthologic Corp)

Securities Compliance. The Company shall notify the Commission --------------------- and the Nasdaq National Market or an Alternate Market, if applicableNasdaq, in accordance with their rules and regulationsrequirements, of the transactions contemplated by this Agreement, Agreement and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersSecurities.

Appears in 1 contract

Samples: Stock Purchase Agreement (Ydi Wireless Inc)

Securities Compliance. The Company shall notify the Commission and the Nasdaq National Market or an Alternate Market, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchaser.

Appears in 1 contract

Samples: Ordinary Shares Purchase Agreement (Commtouch Software LTD)

Securities Compliance. The Company shall notify the --------------------- Commission and the Nasdaq National Market or an Alternate MarketNasdaq, if applicable, in accordance with their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares to the Purchaser or subsequent holdersPurchaser.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Tivo Inc)

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