Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 11 contracts
Samples: Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC), Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC), Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Warrants, the Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 7 contracts
Samples: Note and Warrant Purchase Agreement (Juma Technology Corp.), Note and Warrant Purchase Agreement (Juma Technology Corp.), Note and Warrant Purchase Agreement (Juma Technology Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesUnits, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Units are offered pursuant to Rule 506 of Regulation D (“Regulation D”) and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Units to the Purchasers or subsequent holders.
Appears in 6 contracts
Samples: Note Purchase Agreement (Youngevity International, Inc.), Note Purchase Agreement (Youngevity International, Inc.), Note Purchase Agreement (Youngevity International, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesPreferred Shares, Warrants Warrants, Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesPreferred Shares, the Warrants Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 4 contracts
Samples: Series C Convertible Preferred Stock Purchase Agreement (Avicena Group, Inc.), Series B Convertible Participating Preferred Stock and Warrant Purchase Agreement (NovaRay Medical, Inc.), Series a Convertible Preferred Stock and Warrant Purchase Agreement (NovaRay Medical, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a reports on Form D with respect to the Notes, Warrants and the Warrant Shares as if required under Regulation D and reports under applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holdersPurchaser and their lawful transfer to Purchaser’s immediate transferees.
Appears in 3 contracts
Samples: Share Purchase Agreement (Pinecrest Investment Group Inc), Share Purchase Agreement (Pinecrest Investment Group Inc), Share Purchase Agreement (Milwaukee Iron Arena Football, Inc)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a report on Form D with respect to the Notes, Warrants and the Warrant Shares Securities as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers Purchaser or subsequent holders.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Strata Capital Corp), Securities Purchase Agreement (Kleangas Energy Technologies, Inc.), Securities Purchase Agreement (Eyes on the Go, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers Buyers or subsequent holders.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.), Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.), Securities Purchase Agreement (ID Global Solutions Corp)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notesshares of Common Stock, Warrants and Warrants, the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notesshares of Common Stock, the Warrants Warrants, and the Warrant Shares to the Purchasers Subscriber or subsequent holders.
Appears in 2 contracts
Samples: Subscription Agreement (Revelstone Capital Acquisition Corp.), Subscription Agreement (Revelstone Capital Acquisition Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesDebentures, the Warrants and the Warrant Conversion Shares to the Purchasers Buyers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ID Global Solutions Corp), Securities Purchase Agreement (ID Global Solutions Corp)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesUnits, Warrants the Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesUnits, the Warrants Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Westergaard Com Inc), Securities Purchase Agreement (Westergaard Com Inc)
Securities Compliance. The Company shall notify the Commission and all applicable state authorities in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documentsthis Agreement, including filing a Form D with respect to the Notes, Warrants Preferred Shares and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Preferred Shares and the Warrant Conversion Shares to the Purchasers Purchaser or subsequent holders.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Titan Energy Worldwide, Inc.), Convertible Preferred Stock Purchase Agreement (Pioneer Power Solutions, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesUnits, the Common Shares, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesUnits, the Common Shares, the Warrants and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Artistry Publications Inc), Securities Purchase Agreement (Sinocoking Coal & Coke Chemical Industries, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants the Warrants, and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (NovaRay Medical, Inc.), Note and Warrant Purchase Agreement (NovaRay Medical, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares Securities as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Note Purchase Agreement (MetaStat, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notesshares of Common Stock, Warrants and Warrants, the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Securities Purchase Agreement (MetaStat, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.), Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Preferred Shares and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Preferred Shares and the Warrant Conversion Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (Remote MDX Inc)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Warrants, and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Warrants, and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (MedPro Safety Products, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesSecured Note, the Warrants and Warrant, the Warrant Shares and the Conversion Shares to the Purchasers Investor or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Adial Pharmaceuticals, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares Securities as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Preferred Shares and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Preferred Shares and the Warrant Conversion Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Dredging Group Co., Ltd.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers Investors or subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Smith Micro Software Inc)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Warrants, Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” lawsD, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (V One Corp/ De)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesShares, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Shares are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers Buyers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Warrants, Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Juma Technology Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesSecurities, the Common Shares, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesSecurities, the Common Shares, the Warrants and the Warrant Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fushi Copperweld, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Smith Micro Software Inc)
Securities Compliance. The Company shall notify the Commission and all applicable state authorities in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesPreferred Shares, the Warrants and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesPreferred Shares, the Warrants and the Warrant Conversion Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Common Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Common Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Darwin Resources, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants Series D Preferred Shares and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” lawsD, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Series D Preferred Shares and the Warrant Conversion Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Edgewater Foods International, Inc.)
Securities Compliance. The Company shall will notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of this Agreement and the Transaction DocumentsNote, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall will take all other necessary action and proceedings as may be required and permitted by applicable law, rule rule, and regulation, regulation for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers Buyer or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documentsthis Agreement, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares securities as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares securities to the Purchasers Subscriber or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notesshares of Common Stock, Warrants and Warrants, the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notesshares of Common Stock, the Warrants Warrants, and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesSecured Note, the Warrants and Warrant, the Warrant Shares and the Commitment Shares to the Purchasers Investor or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Adial Pharmaceuticals, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesUnits, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Units to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Keyuan Petrochemicals, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Secured Notes, the Warrants and the Warrant Shares to the Purchasers Buyers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (ID Global Solutions Corp)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares Securities to the Purchasers Buyers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (ID Global Solutions Corp)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesNote, Warrants the Warrant, Conversion Shares and the Warrant Shares as required under Regulation D and applicable “"blue sky” " laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesNote, the Warrants Warrant, the Conversion Shares and the Warrant Shares to the Purchasers Accelerant or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesUnits, Warrants the Series C Warrants, and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesUnits, the Warrants Series C Warrants, and the Warrant Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tianyin Pharmaceutical Co., Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Notes, Warrants and shares of Common Stock and/or the Warrant Shares Series A Preferred Stock as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, shares of Common Stock and/or the Warrants and the Warrant Shares Series A Preferred Stock to the Purchasers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, regulations of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesDebenture, Warrants Preferred Shares and the Warrant Common Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants and the Warrant Shares to the Purchasers or subsequent holdersSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Bio Energy Holding Group Co., Ltd.)
Securities Compliance. The Company shall notify the Commission and all applicable state authorities in accordance with their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesPreferred Shares, the Warrants and the Warrant Conversion Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesPreferred Shares, the Warrants and the Warrant Conversion Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Colombia Clean Power & Fuels, Inc)
Securities Compliance. The Company shall notify the Commission in accordance with their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the NotesNote, Warrants the Warrant, Conversion Shares and the Warrant Shares as required under Regulation D and applicable “"blue sky” " laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the NotesNote, the Warrants Warrant, the Conversion Shares and the Warrant Shares to the Purchasers Sellers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with their its rules and regulations, of the transactions contemplated by any of this Agreement and the Transaction Documents, including filing a Form D with respect to the NotesSecurities, Warrants and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, laws if such Securities are offered pursuant to Rule 506 of Regulation D and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes, the Warrants Debentures and the Warrant Conversion Shares to the Purchasers Buyer or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Workhorse Group Inc.)
