Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.
Appears in 12 contracts
Samples: Common Stock Purchase Agreement (Stemcells Inc), Common Stock Purchase Agreement (Data Race Inc), Common Stock Purchase Agreement (Network Commerce Inc)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.
Appears in 10 contracts
Samples: Common Stock Purchase Agreement (Illinois Superconductor Corporation), Common Stock Purchase Agreement (Calypte Biomedical Corp), Common Stock Purchase Agreement (Metropolitan Health Networks Inc)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holdersPurchaser.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Smartire Systems Inc), Common Stock Purchase Agreement (Smartire Systems Inc), Common Stock Purchase Agreement (Smartire Systems Inc)
Securities Compliance. If applicable, the The Company shall notify the Principal Market, as necessary, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action action, undertake all proceedings and proceedings as may be required obtain all registrations, permits, consents and permitted by applicable law, rule and regulation, approvals for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holdersInvestor in accordance with the terms of this Agreement.
Appears in 4 contracts
Samples: Investment Agreement (Intercloud Systems, Inc.), Investment Agreement (Intercloud Systems, Inc.), Investment Agreement (Terra Tech Corp.)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Lj International Inc), Common Stock Purchase Agreement (Viragen Inc), Common Stock Purchase Agreement (General Magic Inc)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant Warrants to the Purchaser or subsequent holdersPurchaser.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Diasys Corp), Common Stock Purchase Agreement (Viragen Inc), Common Stock Purchase Agreement (Us Dataworks Inc)
Securities Compliance. If applicable, the The Company shall notify the SEC and the Principal Market, in accordance with its rules and regulationstheir requirements, of the transactions contemplated by this Agreement, the Note, the Warrant, and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Notes and Warrant hereunder and the Common Shares and the Warrant to the Purchaser Shares issuable upon conversion or subsequent holdersexercise thereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Terra Nostra Resources Corp.), Securities Purchase Agreement (Liquidmetal Technologies Inc), Securities Purchase Agreement (Liquidmetal Technologies Inc)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant Warrants to the Purchaser or subsequent holders.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Calypte Biomedical Corp), Stock Purchase Agreement (Calypte Biomedical Corp), Stock Purchase Agreement (Calypte Biomedical Corp)
Securities Compliance. If applicable, the Company shall --------------------- notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares Shares, the Common Stock Warrant and the Warrant Shares to the Purchaser Investor or subsequent holders.
Appears in 1 contract
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.may
Appears in 1 contract
Securities Compliance. If applicable, the Company shall --------------------- notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.
Appears in 1 contract
Securities Compliance. If applicable, the The Company shall notify the Principal Market, if and as applicable, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall use commercially reasonable efforts to take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares, the Warrant Shares and the Warrant Blackout Shares, if any, to the Purchaser or subsequent holdersInvestor.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Securities Compliance. If applicable, the Company shall --------------------- notify the Principal Market, in accordance with its their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant Warrants to the Purchaser or subsequent holders.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/)
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holdersPurchaser.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Medizone International Inc)
Securities Compliance. If applicable, the The Company shall notify the Regulatory Authorities, the Principal MarketMarket and any Approved Market on which the Common Shares are listed, in accordance with its rules and regulationstheir requirements, of the transactions contemplated by this Agreement, the Debentures and the Warrants and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Debentures, the Warrants and the Underlying Shares and the Warrant to the Purchaser Shares issuable upon conversion or subsequent holdersexercise thereof.
Appears in 1 contract
Securities Compliance. If applicable, the Company shall notify the Principal Market, in accordance with its their rules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and the Warrant to the Purchaser or subsequent holders.
Appears in 1 contract