Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 6 contracts
Samples: Securities Purchase Agreement (China Wood, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Common Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Common Shares, the Warrants, Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China Internet Cafe Holdings Group, Inc.), Securities Purchase Agreement (China Internet Caf? Holdings Group, Inc.), Securities Purchase Agreement (Silver Pearl Enterprises, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “"blue sky” " laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 3 contracts
Samples: Series a Convertible Preferred Stock Purchase Agreement (Vision Capital Advisors, LLC), Convertible Preferred Stock Purchase Agreement (Astrata Group Inc), Series a Convertible Preferred Stock Purchase Agreement (MedPro Safety Products, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 3 contracts
Samples: Convertible Preferred Stock Purchase Agreement (National Realty & Mortgage Inc), Series a Convertible Preferred Stock Purchase Agreement (Victory Divide Mining CO), Series a Convertible Preferred Stock Purchase Agreement (United National Film Corp)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aamaxan Transport Group, Inc.), Securities Purchase Agreement (Southern Sauce Company, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” lawsD, filing of a current report on Form 8-K, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Dolce Ventures, Inc), Convertible Preferred Stock Purchase Agreement (Dolce Ventures, Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred SharesNotes, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred SharesNotes, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Ordinary Shares, Warrants, the Conversion Ordinary Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Ordinary Shares, the Warrants, Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Compass Acquisition CORP)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the UnitsNotes, the Preferred SharesStock, Warrants, the Conversion Shares and the Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the UnitsNotes, the Preferred SharesStock, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Juma Technology Corp.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a report on Form 8-K and filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as Shares, if required under Regulation D and applicable “blue sky” lawsby the Commission’s rules, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Urigen Pharmaceuticals, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers Purchaser or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Southern Sauce Company, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and the Warrant Shares as required under Regulation D and applicable “"blue sky” " laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Marketing Worldwide Corp)
Securities Compliance. The Company shall notify the Commission and all applicable state authorities in accordance with its their respective rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Series B Convertible Preferred Stock Purchase Agreement (Astrata Group Inc)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” lawsD, and shall use commercially reasonable efforts to take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Securities Compliance. The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Conversion Shares and the Warrant Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fluoropharma Medical, Inc.)
Securities Compliance. The Company shall notify the Commission in accordance with its their rules and regulations, of the transactions contemplated by any of the Transaction Documents, including filing a Form D with respect to the Units, the Preferred Shares, Warrants, the Warrant Preferred Shares, Conversion Shares and Warrant Shares as required under Regulation D and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, the Preferred Shares, the Warrants, the Warrant Preferred Shares, the Conversion Shares and the Warrant Warrants Shares to the Purchasers or subsequent holders.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock and Warrant Purchase Agreement (Nascent Wine Company, Inc.)
