Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 2 contracts
Samples: Preferred Stock Investment Agreement (Stan Lee Media Inc), Securities Purchase Agreement (Genesisintermedia Com Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereofShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Star Scientific Inc), Securities Purchase Agreement (Star Scientific Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Agreement and the Registration Rights AgreementNote, as applicable, and any other ancillary documents contemplated by such agreements, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants Note hereunder and the Common Conversion Shares issuable upon conversion or exercise thereof.
Appears in 2 contracts
Samples: Loan Agreement (Goldfield International Investments Ltd.), Loan Agreement (Sino Gas International Holdings, Inc.)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder Securities and the Common Shares issuable upon conversion or exercise thereofWarrants.
Appears in 2 contracts
Samples: Common Stock Investment Agreement (Telular Corp), Common Stock Investment Agreement (Plato Learning Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateNote, the Warrants Warrant, and the Registration Rights Pledge and Guarantee Agreement, as applicable, and any other ancillary documents contemplated by such agreements, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Notes and Warrants hereunder and the Common Conversion Shares and Warrant Shares issuable upon conversion or exercise thereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Sino Gas International Holdings, Inc.), Securities Purchase Agreement (Sino Gas International Holdings, Inc.)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirementsits rules and regulations, of the transactions contemplated by this Agreementany of the Transaction Documents, including making any filing with respect to the CertificateNotes, the Warrants Warrants, and the Registration Rights AgreementWarrant Shares as required under the Securities Act and applicable “blue sky” laws, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder Notes, the Warrants, and the Common Warrant Shares issuable upon conversion to the Purchaser or exercise thereofsubsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (MedPro Safety Products, Inc.)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateNote, the Warrants Warrants, and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Notes and Warrants hereunder and the Common Shares and Warrant Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Coastal Pacific Mining Corp)
Securities Compliance. The As and to the extent required, the Company shall notify the SEC and the Principal MarketMarket of, in accordance and make all required filings with their requirementsthe SEC and the Principal Market with respect to, of the transactions contemplated by this Agreement, the Certificate, the Warrants Agreement and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Notes, Warrants hereunder and and, if the Common Shares issuable upon conversion or exercise thereofWarrants are exercised, the Warrant Shares.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal MarketSEC, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereofShares.
Appears in 1 contract
Samples: Investment and Subscription Agreement (Hollywood Media Corp)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereofSecurities.
Appears in 1 contract
Samples: Common Stock Investment Agreement (Hollywood Com Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Agreement and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereofNotes.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Certificate and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateDebentures, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Debentures and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Genesisintermedia Com Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, Agreement and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Shares. Without limiting the foregoing, as soon as practicable upon the execution of this Agreement, the Company shall issue a press release disclosing the transaction contemplated herein and Warrants hereunder shall file a Form 8-K with the Securities and Exchange Commission (the Common Shares issuable upon conversion or exercise thereof“SEC”) within the time prescribed under current SEC rules and regulations.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Agreement and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder Units and the Common Shares Conversion Units issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Atlas Pipeline Partners Lp)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Agreement and the Registration Rights AgreementNote, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants Note hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Clean Power Technologies Inc.)
Securities Compliance. The Company shall notify the SEC and the Principal MarketNYSE, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Notes and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants Notes hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Convertible Note Investment Agreement (Sunshine Mining & Refining Co)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Certificate and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants or Additional Preferred Shares hereunder and the Common Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Preferred Stock Investment Agreement (Secure Computing Corp)
Securities Compliance. The Company shall notify the SEC and the Principal MarketSEC, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateDebenture, the Warrants and the Registration Rights AgreementAgreement and the Warrants, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and Debentures hereunder, the Common Shares issuable upon conversion or thereof, the Warrants and the Warrant Shares and Common Shares, as the case may be, issuable upon exercise thereofof the Warrants.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateNote, the Warrants Warrants, and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Notes and Warrants Warrant hereunder and the Common Shares and Warrant Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Clean Power Technologies Inc.)
Securities Compliance. The Company shall notify the SEC and the Principal MarketSEC, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and Debentures hereunder, the Common Shares issuable upon conversion or thereof, the Warrants and the Warrant Shares issuable upon exercise thereofof the Warrants.
Appears in 1 contract
Samples: Purchase Agreement (Zymetx Inc)
Securities Compliance. The Company shall notify the SEC and the Principal MarketSEC, in accordance with their requirementsits rules and regulations, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and Securities to the Common Shares issuable upon conversion Purchasers, or exercise thereoftheir respective subsequent holders.
Appears in 1 contract
Samples: Securities Purchase Agreement (Medical Discoveries Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateNote, the Warrants Warrant, and the Registration Rights Pledge and Guarantee Agreement, as applicable, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares Notes and Warrants hereunder and the Common Conversion Shares and Warrant Shares issuable upon conversion or exercise thereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sino Clean Energy Inc)
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants Certificate and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereof.. EXHIBIT 10.2
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal MarketSEC, in accordance with their requirements, of the transactions contemplated by this Agreement, the CertificateDebenture, the Warrants and the Registration Rights AgreementAgreement and the Warrants, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and Debentures hereunder, the Common Shares issuable upon conversion or thereof, the Warrants and the Warrant Shares, Option Shares and Common Shares, as the case may be, issuable upon exercise thereofof the Warrants.
Appears in 1 contract
Securities Compliance. The Company shall notify the SEC and the Principal Market, in accordance with their requirements, of the transactions contemplated by this Agreement, the Certificate, the Warrants and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Warrants hereunder and the Common Shares issuable upon conversion or exercise thereofNotes.
Appears in 1 contract