Common use of Securities Compliance Clause in Contracts

Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amended, applicable state securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 7 contracts

Samples: Option or Share Appreciation Right Award Agreement (Johnson Controls International PLC), Restricted Share or Restricted Share Unit Award Agreement (Johnson Controls International PLC), Restricted Share Unit and Performance Unit Award Agreement (Johnson Controls International PLC)

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Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amended, applicable state or other country securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 6 contracts

Samples: Option or Share Appreciation Right Award Agreement (Johnson Controls International PLC), Option or Share Appreciation Right Award Agreement (Johnson Controls International PLC), Performance Share Unit Award Agreement (Johnson Controls International PLC)

Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amended, applicable state securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award Agreement or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 5 contracts

Samples: Restricted Share or Restricted Share Unit Award Agreement (Adient PLC), Restricted Shares or Restricted Share Unit Award Agreement (Adient PLC), Restricted Shares or Restricted Share Unit Award Agreement (Adient PLC)

Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amended, applicable state securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award or any other agreement between you and the Company and the Participant with respect to such Shares.

Appears in 4 contracts

Samples: Restricted Share Unit Award Agreement (Johnson Controls International PLC), Restricted Share Unit Award Agreement (Johnson Controls International PLC), Restricted Share Unit Award Agreement (Johnson Controls International PLC)

Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amendedAct, applicable state securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award Plan or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 4 contracts

Samples: Restricted Stock Agreement (Johnson Controls Inc), Restricted Stock Agreement (Johnson Controls Inc), Restricted Stock Agreement (Johnson Controls Inc)

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Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amended, applicable state or other country securities laws or other legal requirements, or (b) implement the provisions of the Plan, Terms for Performance Share Units – 2012 Plan this Award or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 1 contract

Samples: Option or Share Appreciation Right Award Agreement (Johnson Controls International PLC)

Securities Compliance. The Company may place a legend or legends upon the certificates for Shares issued under the Plan Plan, or notations relating to book entry share positions, and may issue “stop transfer” instructions to its transfer agent in respect of such Shares as it determines to be necessary or appropriate to (a) prevent a violation of, or to obtain an exemption from, the registration requirements of the Securities Act of 1933, as amendedAct, applicable state securities laws or other legal requirements, or (b) implement the provisions of the Plan, this Award Plan or any other agreement between the Company and the Participant with respect to such Shares.

Appears in 1 contract

Samples: Restricted Stock Agreement (Johnson Controls Inc)

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