Common use of Securities Compliance Clause in Contracts

Securities Compliance. (a) The Company shall notify the SEC and NASD, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof to the Investor or subsequent holder.

Appears in 8 contracts

Samples: Preferred Stock Investment Agreement (Casmyn Corp), Preferred Stock Investment Agreement (Ramtron International Corp), Preferred Stock Investment Agreement (Quarterdeck Corp)

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Securities Compliance. (a) The Company shall if applicable to the extent required notify the SEC SEC, the NASD and NASDNASDAQ OTC Bulletin Board Market, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof to the Investor or subsequent holderPurchaser.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Vsurance), Subscription Agreement (Vsurance), Securities Purchase Agreement (Vsurance)

Securities Compliance. (a) The Company shall notify the SEC and NASD, the Principal Market and any other applicable market in accordance with their requirements, if any, of the transactions contemplated by this Agreement, Agreement and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, regulation for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof all securities to be issued to the Investor or subsequent holderhereunder.

Appears in 4 contracts

Samples: Investment Agreement (Computerized Thermal Imaging Inc), Investment Agreement (Terra Natural Resources Corp), Investment Agreement (Jaws Technologies Inc /Ny)

Securities Compliance. (a) The Company shall notify the SEC and NASD, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof to the Investor Investors or subsequent holderholders.

Appears in 2 contracts

Samples: Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/), Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/)

Securities Compliance. (a) The Company shall notify the SEC and NASDthe NASD or any applicable stock exchange, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof to the Investor or subsequent holder.

Appears in 2 contracts

Samples: Preferred Stock Investment Agreement (Telescan Inc), Preferred Stock Investment Agreement (Telescan Inc)

Securities Compliance. (a) The Company shall notify the SEC and NASD, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock Warrants, and the common stock of the Company issuable upon conversion thereof thereof, to the Investor or subsequent holderPurchaser, and promptly provide Purchaser with copies thereof.

Appears in 2 contracts

Samples: Subscription Agreement (All American Food Group Inc), Subscription Agreement (All American Food Group Inc)

Securities Compliance. (a) The Company shall notify the SEC and the NASD, in accordance with their respective requirements, if any, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares Shares, and the Common Stock issuable upon conversion thereof thereof, to the Investor or subsequent holderPurchaser.

Appears in 1 contract

Samples: American Bio Medica Corp

Securities Compliance. (a) The Company shall notify the SEC and NASD, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Units, Shares and Common Stock Warrants, and the common stock of the Company issuable upon conversion thereof thereof, to the Investor or subsequent holderPurchaser.

Appears in 1 contract

Samples: Subscription Agreement (All American Food Group Inc)

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Securities Compliance. (a) The Company shall notify the SEC and NASD, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Warrants and the Common Stock issuable upon conversion thereof of the Shares or the exercise of the Warrants, as the case may be, to the Investor or subsequent holder.

Appears in 1 contract

Samples: Preferred Stock Investment Agreement (Techniclone International Corp)

Securities Compliance. (a) The Company shall notify the SEC Commission and NASD, if applicable, in accordance with their requirements, of the transactions contemplated by this Agreement and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Preferred Shares and Common Stock issuable upon conversion thereof to the Investor Purchasers or subsequent holderholders.

Appears in 1 contract

Samples: Series G Convertible Preferred Stock Purchase (Florida Gaming Corp)

Securities Compliance. (a) The Company shall notify the SEC and the NASD, in accordance with their requirements, of the transactions contemplated by this Agreement and the Registration Rights Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof to the Investor or subsequent holderhereunder.

Appears in 1 contract

Samples: Common Stock Investment Agreement (Vion Pharmaceuticals Inc)

Securities Compliance. (a) The Company shall notify the SEC Commission and NASD, if applicable, in accordance with their requirementsrules and regulations, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Shares and Common Stock issuable upon conversion thereof Securities to the Investor Purchasers or subsequent holderholders.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Ifs International Inc/De)

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