Common use of Securities Law Filings Clause in Contracts

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______, 2024 and declared effective on ______, 2024 for the registration of the Securities under the Securities Act. Following the determination of pricing among the

Appears in 1 contract

Samples: Placement Agency Agreement (Aptevo Therapeutics Inc.)

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Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______October 9, 2024 2020 and declared effective on ______October 22, 2024 2020 for the registration of the Securities under the Securities Act. Following the determination of pricing among thethe Company

Appears in 1 contract

Samples: Placement Agency Agreement (Iterum Therapeutics PLC)

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______, 2024 and declared effective on ______October 10, 2024 2023 for the registration of the Securities Shares and Pre-Funded Warrants under the Securities Act. Following the determination of pricing among the Company and the prospective Investors introduced to the Company by the Placement Agent, the Company will file with the Commission pursuant to Rules 430A and 424(b) under the

Appears in 1 contract

Samples: Placement Agency Agreement (Beachbody Company, Inc.)

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______March 20, 2024 and declared effective on ______April 10, 2024 for the registration of the Securities under the Securities Act. Following the determination of pricing among the Company and the prospective Investors introduced to the Company by Placement Agent, the

Appears in 1 contract

Samples: Placement Agency Agreement (Aptevo Therapeutics Inc.)

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______, 2024 and declared effective on ______, 2024 2023, for the registration of the Securities under Shares, the Securities Act. Following the determination of pricing among thePlacement Agent

Appears in 1 contract

Samples: Placement Agency Agreement (Heart Test Laboratories, Inc.)

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Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______August 30, 2024 and declared effective on ______September 16, 2024 for the registration of the Securities under the Securities Act. Following the determination of pricing among thethe Company and the prospective Investors introduced to the Company by Placement Agent, the Company will file with the Commission pursuant to Rules 430A and 424(b) under the Securities Act, and the rules and regulations (the “Rules and Regulations”) of the Commission

Appears in 1 contract

Samples: Placement Agency Agreement (Aptevo Therapeutics Inc.)

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______June 14, 2024 and declared effective on ______June 28, 2024 for the registration of the Securities under the Securities Act. Following the determination of pricing among the Company and the prospective Investors introduced to the Company by Placement Agent, the

Appears in 1 contract

Samples: Placement Agency Agreement (Aptevo Therapeutics Inc.)

Securities Law Filings. The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement under the Securities Act, which was filed on ______, 2024 and declared effective on ______, 2024 for the registration of the Securities under the Securities Act. Following the determination of pricing among the Company and the prospective Investors introduced to the Company by Placement Agent, the

Appears in 1 contract

Samples: Placement Agency Agreement (Aptevo Therapeutics Inc.)

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