Common use of Securities Law Representations Clause in Contracts

Securities Law Representations. Participant acknowledges that the Restricted Stock is not being registered under the Securities Act, based, in part, on reliance upon an exemption from registration under Rule 701 or Regulation D promulgated under the Securities Act and a comparable exemption from qualification under applicable state securities laws, as each may be amended from time to time.

Appears in 4 contracts

Samples: Stock Award Agreement (Capital Bank Financial Corp.), Restricted Stock Award Agreement (Capital Bank Financial Corp.), Restricted Stock Award Agreement (Capital Bank Financial Corp.)

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Securities Law Representations. Participant acknowledges that the Restricted Stock is Option and the Shares are not being registered under the Securities Act, based, in part, on reliance upon an exemption from registration under Rule 701 or Regulation D promulgated under the Securities Act and a comparable exemption from qualification under applicable state securities laws, as each may be amended from time to time.

Appears in 2 contracts

Samples: Nonqualified Stock Option Agreement (Capital Bank Financial Corp.), Nonqualified Stock Option Agreement (Capital Bank Financial Corp.)

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Securities Law Representations. Participant acknowledges that the Restricted Stock is Option and the Shares are not being registered under the Securities Act, based, in part, on reliance upon an exemption from registration under Rule 701 or Regulation D promulgated under the Securities Act and a comparable exemption from qualification under applicable state securities laws, as each may be amended from time to time.

Appears in 2 contracts

Samples: Nonqualified Stock Option Agreement (Capital Bank Financial Corp.), Nonqualified Stock Option Agreement (Capital Bank Financial Corp.)

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