Common use of Securities Law Restrictions Clause in Contracts

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 21 contracts

Samples: Incentive Agreement, Restricted Share Award Agreement (Fairpoint Communications Inc), Restricted Share Award Agreement (Fairpoint Communications Inc)

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Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the Plan have been registered under the Securities Act of 1933, 1933 as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 6 contracts

Samples: Deferral Agreement (Capital Trust Inc), Deferral Agreement (Capital Trust Inc), Deferral Agreement (Capital Trust Inc)

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under through the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this AwardOption.

Appears in 4 contracts

Samples: Employment Agreement (Autobytel Inc), Stock Option Award Agreement (Autobytel Inc), Stock Option Award Agreement (Autobytel Inc)

Securities Law Restrictions. Regardless of whether the offering and sale of Options or Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 4 contracts

Samples: Stock Option Agreement (Montrose Environmental Group, Inc.), Stock Option Agreement (Montrose Environmental Group, Inc.), Stock Option Award Agreement (Talecris Biotherapeutics Holdings Corp.)

Securities Law Restrictions. Regardless of whether the offering and sale of this Option or Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 3 contracts

Samples: Stock Option Award Agreement (Raptor Pharmaceutical Corp), Restricted Share Unit Award Agreement (ExamWorks Group, Inc.), Stock Option Award Agreement (Raptor Pharmaceutical Corp)

Securities Law Restrictions. Regardless of whether the offering and sale of RSUs or Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 2 contracts

Samples: Restricted Share Unit Award Agreement (Great American Group, Inc.), Restricted Share Unit Award Agreement (Capital Trust Inc)

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this AwardAward Agreement.

Appears in 2 contracts

Samples: Restricted Stock Award Agreement (Doral Financial Corp), Restricted Stock Award Agreement (Doral Financial Corp)

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the 2005 Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 1 contract

Samples: Restricted Share Award Agreement (Ddi Corp)

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), ) or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such the Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or Act, the securities laws of any state or any other law or to enforce the intent of this Awardlaw.

Appears in 1 contract

Samples: Director Restricted Share Agreement (Greenbrier Companies Inc)

Securities Law Restrictions. Regardless of whether the offering and sale of Shares under the 2007 Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 1 contract

Samples: Share Option Award Agreement (Centerline Holding Co)

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Securities Law Restrictions. Regardless of whether the offering and sale of Shares Restricted Stock under the Plan have been registered under the United States Securities Act of 1933, as amended (the “Securities Act”), ) or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares Restricted Stock (including the placement of appropriate legends on stock Stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or Act, the securities laws of any state or any other law or to enforce the intent of this Awardlaw.

Appears in 1 contract

Samples: Executive Employment Agreement (Dynamic Applications Corp)

Securities Law Restrictions. Regardless of whether the offering and sale of the Option or the Shares issuable under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at Company, in its discretion sole and absolute discretion, may impose restrictions upon the sale, pledge or other transfer of such Shares (including including, without limitation, the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Awardthe Option.

Appears in 1 contract

Samples: Stock Option Award Agreement (Viking Therapeutics, Inc.)

Securities Law Restrictions. Regardless of whether the offering and sale of SARs or Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 1 contract

Samples: Sar Award Agreement (Capital Trust Inc)

Securities Law Restrictions. Regardless of whether the offering and sale of Options or Shares under the 2007 Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this Award.

Appears in 1 contract

Samples: Share Option Award Agreement (Centerline Holding Co)

Securities Law Restrictions. Regardless of whether the offering and sale of Options or Shares under the Plan have been registered under the Securities Act of 1933, as amended (the “Securities Act”), or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such Shares (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law or to enforce the intent of this AwardOption.

Appears in 1 contract

Samples: Stock Option Award Agreement (Capital Trust Inc)

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