SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 33 contracts
Samples: Underwriting Agreement (Northern Lights Fund Trust Iii), Underwriting Agreement (Advisorone Funds), Underwriting Agreement (Northern Lights Fund Trust Ii)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.
Appears in 17 contracts
Samples: Underwriting Agreement (Vertical Capital Income Fund), Underwriting Agreement (Northern Lights Variable Trust), Underwriting Agreement (Arrow Investments Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 6 contracts
Samples: Underwriting Agreement (Copeland Trust), Underwriting Agreement (Copeland Trust), Underwriting Agreement (GL Beyond Income Fund)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 5 contracts
Samples: Underwriting Agreement (Saratoga Advantage Trust), Underwriting Agreement (Morgan Creek Series Trust), Underwriting Agreement (Saratoga Advantage Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation structure set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 4 contracts
Samples: Underwriting Agreement (Miller Investment Trust), Underwriting Agreement (Miller Investment Trust), Underwriting Agreement (Miller Investment Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers"ʺselected dealersʺ) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents"ʺselected agentsʺ) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 4 contracts
Samples: Underwriting Agreement (North Country Funds), Underwriting Agreement (Predex), Underwriting Agreement (Predex)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("“selected dealers"”) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("“selected agents"”) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 3 contracts
Samples: Underwriting Agreement (Multi-Strategy Growth & Income Fund), Underwriting Agreement (CLA Strategic Allocation Fund), Underwriting Agreement (Ocm Mutual Fund)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers"ʺselected dealersʺ) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents"ʺselected agentsʺ) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Two Roads Shared Trust), Underwriting Agreement (Two Roads Shared Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("“selected dealers"”) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("“selected agents"”) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Equinox Funds Trust), Underwriting Agreement (Equinox Funds Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(sPublic Offering Price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Compass EMP Funds Trust), Underwriting Agreement (Compass EMP Funds Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Two Roads Shared Trust), Underwriting Agreement (DMS Funds)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Total Income (Plus) Real Estate Fund), Underwriting Agreement (Bluerock Total Alternatives Real Estate Fund)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust Company shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 2 contracts
Samples: Underwriting Agreement (Dominion Funds Inc), Underwriting Agreement (Dominion Funds Inc)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 1 contract
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers"ʺselected dealersʺ) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents"ʺselected agentsʺ) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.
Appears in 1 contract
Samples: Underwriting Agreement (Multi-Strategy Growth & Income Fund)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("“selected dealers"”) and selected agent agreements with depository institutions and other financial intermediaries of its choice ("“selected agents"”) for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.
Appears in 1 contract
Samples: Underwriting Agreement (Vertical Capital Income Fund)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust Fund shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation set forth therein. A form selling agreement for the Funds Fund is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds Fund at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, NLD shall offer and sell Shares of the Funds Fund only to selected dealers that are members in good standing of FINRA.
Appears in 1 contract
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. NLD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review and approve the compensation structure set forth therein. A form selling agreement for the Funds is attached heretowill be provided by NLD. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the 17 | Page United States, NLD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of FINRA.
Appears in 1 contract
