Common use of SELECTED DEALER AND SELECTED AGENT AGREEMENTS Clause in Contracts

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 19 contracts

Samples: Forum Funds Distribution Agreement (Forum Funds), Distribution Agreement (Forum Funds), Forum Funds Distribution Agreement (Forum Funds Inc)

AutoNDA by SimpleDocs

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Selected dealers and selected agents shall resell Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor shall offer and sell Shares of the Funds only to such selected dealers as that are members in good standing of the NASD.

Appears in 4 contracts

Samples: Underwriting Agreement (Advisorone Funds), Underwriting Agreement (Advisorone Funds), Distribution Agreement (Orbitex Group of Funds)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Selected dealers and selected agents shall resell Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor AFD shall offer and sell Shares of the Funds only to such selected dealers as that are members in good standing of the NASD.

Appears in 4 contracts

Samples: Distribution Agreement (North Country Funds), Agreement (Satuit Capital Management Trust), Distribution Agreement Alpha Analytics Investment Trust (Alpha Analytics Investment Trust)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated paid to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) prices set forth in the Prospectus relating to the Shares. Within the United States, the Distributor shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 2 contracts

Samples: Ark Funds Distribution Agreement (Ark Funds/Ma), Funds Distribution Agreement (Ark Funds/Ma)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. (a) The Distributor shall have the right to enter into selected dealer sub-distribution agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that all such agreements shall be in substantially the Trust shall approve the forms form of agreements with selected dealers or selected agents and shall review the compensation agreement as set forth thereinin Appendix B hereto. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the The Distributor shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Distribution Agreement (Glenmede Fund Inc)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASDFINRA.

Appears in 1 contract

Samples: Distribution Agreement (Forum Funds)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor Subject to approval of the Board, Foreside shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the . The Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor Foreside shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Series Trust Distribution Agreement (Ironwood Series Trust)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor Subject to approval of the Board, Forum shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the . The Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United StatesStatex, the Distributor shall offer and sell Shares Xxxxx xxxxx xxxxx xxx xxxx Xxxres of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Series Trust Distribution Agreement (Icm Series Trust)

AutoNDA by SimpleDocs

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor Subject to approval of the Board, Forum shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the . The Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor Forum shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Series Trust Distribution Agreement (Icm Series Trust)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor Foreside shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor Foreside shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Henderson Global Funds Distribution Agreement (Henderson Global Funds)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. (a) The Distributor shall have the right to enter into selected dealer sub- distribution agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that all such agreements shall be in substantially the Trust shall approve the forms form of agreements with selected dealers or selected agents and shall review the compensation agreement as set forth thereinin Appendix B hereto. Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the The Distributor shall offer and sell Shares of the Funds only to such selected dealers as are members in good standing of the NASD.

Appears in 1 contract

Samples: Distribution Agreement (Glenmede Portfolios)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Selected dealers and selected agents shall resell Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor AmeriMutual shall offer and sell Shares of the Funds only to such selected dealers as that are members in good standing of the NASD.

Appears in 1 contract

Samples: Distribution Agreement (Imillennium Capital Trust)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. Selected dealers and selected agents shall resell Shares of each Fund or Class thereof shall be resold by selected dealers or selected agents only at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, the Distributor OFD shall offer and sell Shares of the Funds only to such selected dealers as that are members in good standing of the NASD.

Appears in 1 contract

Samples: Distribution Agreement (North Country Funds)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!