SELECTED DEALER AND SELECTED AGENT AGREEMENTS. AFD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, AFD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the NASD.
Appears in 18 contracts
Samples: Underwriting Agreement (Northern Lights Fund Trust), Underwriting Agreement (Northern Lights Fund Trust), Underwriting Agreement (Northern Lights Fund Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. AFD XTF CAPITAL shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, AFD XTF CAPITAL shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (XTF Advisors Trust), Underwriting Agreement (XTF Investors Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. AFD LTC shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, AFD LTC shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Northern Lights Fund Trust), Underwriting Agreement (Northern Lights Fund Trust)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. AFD DISTRIBUTOR shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust TRUST shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, AFD DISTRIBUTOR shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Advisorone Funds), Underwriting Agreement (Advisorone Funds)
SELECTED DEALER AND SELECTED AGENT AGREEMENTS. AFD The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust Corporation shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds each Fund or Class thereof at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, AFD AmeriMutual shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the NASD.
Appears in 1 contract
