Common use of SELECTED DEALER AND SELECTED AGENT AGREEMENTS Clause in Contracts

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Ladenburg Thalmann Alternative Strategies Fund)

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SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg Axxxxx shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg Axxxxx shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Arrow Investments Trust)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg LBC shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds Fund is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds Fund at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg LBC shall offer and sell Shares of the Funds Fund only to selected dealers that are members in good standing of the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Frank Funds)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg DISTRIBUTOR shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust TRUST shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg DISTRIBUTOR shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Dunham Funds)

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SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg AFD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. [Form selling agreement is not attached.] Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg AFD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRANASD.

Appears in 1 contract

Samples: Underwriting Agreement (Z Seven Fund Inc)

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. Ladenburg AFD shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") and selected agent agreements with depository institutions and other financial intermediaries of its choice ("selected agents") for the sale of Shares and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents; provided, that the Trust shall approve the forms of agreements with selected dealers or selected agents and shall review the compensation set forth therein. A form selling agreement for the Funds is attached hereto. Selected dealers and selected agents shall resell Shares of the Funds at the public offering price(s) set forth in the Prospectus relating to the Shares. Within the United States, Ladenburg AFD shall offer and sell Shares of the Funds only to selected dealers that are members in good standing of the FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Miller Investment Trust)

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