Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 (the “Selling Stockholder Questionnaire”) within 10 business days after receipt by such Holder of the written notice specified in Section 2.1(b) from the Company. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Cyalume Technologies Holdings, Inc.)
Selling Stockholder Questionnaire. Each Holder desiring At least ten (10) Trading Days prior to have its Registrable Securities included in the first anticipated filing date of a Registration Statement or Final Prospectus, as applicable, for any registration under this Article II agrees to furnish to Agreement, the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 (the “Selling Stockholder Questionnaire”) within 10 business days after receipt by such Holder will notify each holder of Registrable Securities of the written notice specified in Section 2.1(b) information the Company requires from the Company. The Company shall notify a Holder if it requires additional information from that Holder such holder other than the information contained in the Selling Stockholder QuestionnaireQuestionnaire attached as Exhibit B, if any, which additional information shall be completed and delivered to the Company promptly following such requestupon request and, in any event, within three (3) Trading Days prior to the applicable anticipated filing date. Each Holder holder of Registrable Securities further agrees that it shall not be entitled to be named as a selling security holder stockholder in the Registration Statement or Final Prospectus, as applicable, or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder holder as a selling security holder stockholder in the Registration Statement or Final Prospectus, as applicable, or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement or Final Prospectus, as applicable, the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information; provided however, that the Company shall not be obligated to file more than one post-effective amendment or supplement in any sixty (60) day period following the date of such Registration Statement or Final Prospectus, as applicable, is declared effective for the purposes of naming such holders as selling stockholders who are not named in such Registration Statement or Final Prospectus, as applicable, at the time of effectiveness. Each Holder holder of Registrable Securities acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 2(f) will be used by the Company in the preparation of the Registration Statement or Final Prospectus, as applicable, and hereby consents to the inclusion of such information in the Registration StatementStatement or Final Prospectus, as applicable.
Appears in 1 contract
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 2.3 (the “Selling Stockholder Questionnaire”) within at least ten (10) business days prior to the Filing Deadline. The Company shall inform each holder of Registrable Securities at least 30 business days in advance of the filing of any registration statement that the Company is filing a resale registration statement covering any Registrable Securities and informing such holders in such notice of the holder's requirement to complete a Selling Shareholder Questionnaire and return it to the Company by a date specified in such notice that is 10 business days after receipt by such Holder prior to the proposed filing date of the written notice specified in Section 2.1(b) from registration statement covering the CompanyRegistrable Securities. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 2.3 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Umami Sustainable Seafood Inc.)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 The undersigned beneficial owner of common stock (the “Selling Stockholder QuestionnaireRegistrable Securities”) within 10 business days after receipt by such Holder of CLS Holdings USA Inc. (the “Company”), understands that the Company has filed or intends to file with the Securities and Exchange Commission (the “Commission”) a registration statement (the “Registration Statement”) for the registration and resale under Rule 415 of the written notice specified Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities, in Section 2.1(baccordance with the terms of the Registration Rights Agreement (the “Registration Rights Agreement”) to which this document is annexed. A copy of the Registration Rights Agreement is available from the CompanyCompany upon request at the address set forth below. The Company All capitalized terms not otherwise defined herein shall notify a Holder if it requires additional information from that Holder other than have the information contained meanings ascribed thereto in the Selling Stockholder QuestionnaireRegistration Rights Agreement. Certain legal consequences arise from being named as a selling stockholder in the Registration Statement and the related prospectus. Accordingly, which additional information shall be completed holders and delivered beneficial owners of Registrable Securities are advised to consult their own securities law counsel regarding the consequences of being named or not being named as a selling stockholder in the Registration Statement and the related prospectus. In order to sell or otherwise dispose of any Registrable Shares pursuant to the Company promptly following such request. Each Holder further agrees that it shall not Registration Statement, a beneficial owner of Registrable Securities will be entitled required to be named as a selling security holder securityholder in the Registration Statement or use the Prospectus for offers and resales related prospectus, deliver a prospectus to purchasers of Registrable Securities at any time, unless and be bound by those provisions of the Purchase Agreement applicable to such Holder has returned beneficial owner (including certain indemnification provisions described therein). Beneficial owners that do not complete this Questionnaire and deliver it to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described provided below will not be named as selling securityholders in the previous sentence. If a Holder of prospectus and therefore will not be permitted to sell any Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed pursuant to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement. Beneficial owners must complete and deliver this Questionnaire within ten (10) days after receiving it from the Company so that such beneficial owners can be named as selling securityholders in the related prospectus.
Appears in 1 contract
Samples: Registration Rights Agreement (CLS Holdings USA, Inc.)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 (the “Selling Stockholder Questionnaire”) within 10 business days after receipt by such Holder of the written notice specified in Section 2.1(b) from the Company. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder (to the extent those expenses would not have been incurred if the Selling Stockholder Questionnaire or a response to a request for further information would have been returned on or before the respective deadline) who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Cyalume Technologies Holdings, Inc.)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 2.3 (the “Selling Stockholder Questionnaire”) within 10 at least ten (10) business days after receipt by such Holder of prior to the written notice specified in Section 2.1(b) from the CompanyFiling Deadline. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder securityholder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 2.3 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Asia Entertainment & Resources Ltd.)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 2.3 (the “Selling Stockholder Questionnaire”) within at least ten (10) business days prior to the Filing Deadline. The Company shall inform each holder of Registrable Securities at least 30 business days in advance of the filing of any registration statement that the Company is filing a resale registration statement covering any Registrable Securities and informing such holders in such notice of the holder’s requirement to complete a Selling Shareholder Questionnaire and return it to the Company by a date specified in such notice that is 10 business days after receipt by such Holder prior to the proposed filing date of the written notice specified in Section 2.1(b) from registration statement covering the CompanyRegistrable Securities. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 2.3 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Umami Sustainable Seafood Inc.)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in The undersigned holder of shares of the common stock of HealthLynked Corp., a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 Nevada corporation (the “Selling Stockholder QuestionnaireCompany”), issued pursuant to the Subscription Agreement by and between the Company and the undersigned (the “Agreement”) within 10 business days after receipt by (all or a portion of such Holder shares, the “Registrable Securities”), understands that the Company intends to file with the Securities and Exchange Commission (the “SEC”) one or more registration statements (each, a “Registration Statement”) for the registration and the resale under Rule 415 of the written notice specified Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities in Section 2.1(b) from accordance with the Companyterms of the Agreement. The Company All capitalized terms not otherwise defined herein shall notify a Holder if it requires additional information from that Holder other than have the information contained meanings given to them in the Selling Stockholder QuestionnaireAgreement. In order to sell or otherwise dispose of any Registrable Securities pursuant to a Registration Statement, which additional information shall a holder of Registrable Securities generally will be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled required to be named as a selling security holder stockholder in the related prospectus or a supplement thereto (as so supplemented, the “Prospectus”), deliver the Prospectus to purchasers of Registrable Securities (including pursuant to Rule 172 under the Securities Act) and be bound by the provisions of the Agreement (including certain indemnification provisions). Holders must also complete and deliver this Selling Stockholder Questionnaire in order to be named as selling stockholders in the Prospectus. Holders of Registrable Securities who do not complete, execute and return this Selling Stockholder Questionnaire on or before the date(s) specified in the Agreement (1) will not be named as selling stockholders in a Registration Statement or the Prospectus and (2) may not use the Prospectus for offers re-sales of Registrable Securities. Certain legal consequences arise from being named as a selling stockholder in a Registration Statement and resales the Prospectus. Holders of Registrable Securities at any time, unless such Holder has returned are advised to consult their own counsel regarding the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder consequences of Registrable Securities returns a Selling Stockholder Questionnaire being named or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder not named as a selling security holder stockholder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 will be used by the Company in the preparation of the a Registration Statement and hereby consents to the inclusion of such information in the Registration StatementProspectus.
Appears in 1 contract
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 2.4 (the “Selling Stockholder Questionnaire”) within 10 at least ten (10) business days after receipt by such Holder of prior to the written notice specified in Section 2.1(b) from the CompanyFiling Deadline. The Company shall notify a Holder if it requires additional information from that Holder other than the information contained in the Selling Stockholder Questionnaire, which additional information shall be completed and delivered to the Company promptly following such request. Each Holder further agrees that it shall not be entitled to be named as a selling security holder securityholder in the Registration Statement or use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described in the previous sentence. If a Holder of Registrable Securities returns a Selling Stockholder Questionnaire or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder as a selling security holder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 2.3 will be used by the Company in the preparation of the Registration Statement and hereby consents to the inclusion of such information in the Registration Statement.
Appears in 1 contract
Samples: Registration Rights Agreement (Lone Oak Acquisition Corp)
Selling Stockholder Questionnaire. Each Holder desiring to have its Registrable Securities included in a Registration Statement under this Article II agrees to furnish to The undersigned holder of shares of the Company a completed selling stockholder questionnaire in the form attached as Schedule 2.2 convertible note due 2027 of FiscalNote Holdings, Inc. (the “Selling Stockholder QuestionnaireCompany”) within 10 business days after receipt by such Holder of the written notice specified Company issued pursuant to a certain Securities Purchase Agreement by and among the Company and the Purchaser named therein, dated as of [ ], 2023 (the “Agreement”), understands that the Company intends to file with the Securities and Exchange Commission a registration statement on either, in Section 2.1(b) from the Company’s discretion, Form S-3 or Form S-1 (the “Resale Registration Statement”) for the registration and the resale under Rule 415 of the Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities in accordance with the terms of the Agreement. The Company All capitalized terms not otherwise defined herein shall notify a Holder if it requires additional information from that Holder other than have the information contained meanings ascribed thereto in the Selling Stockholder QuestionnaireRegistration Rights Agreement, which additional information shall be completed dated [ ], 2023, by and delivered the Holders named therein (the “RRA”). In order to sell or otherwise dispose of any Registrable Securities pursuant to the Company promptly following such request. Each Holder further agrees that it shall not Resale Registration Statement, a holder of Registrable Securities generally will be entitled required to be named as a selling security holder stockholder in the related prospectus or a supplement thereto (as so supplemented, the “Prospectus”), deliver the Prospectus to purchasers of Registrable Securities (including pursuant to Rule 172 under the Securities Act) and be bound by the provisions of the Agreement (including certain indemnification provisions, as described below). Holders must complete and deliver this Notice and Questionnaire in order to be named as selling stockholders in the Prospectus. Holders of Registrable Securities who do not complete, execute and return this Notice and Questionnaire within five (5) Trading Days following the date of the Agreement (1) will not be named as selling stockholders in the Resale Registration Statement or the Prospectus and (2) may not use the Prospectus for offers and resales of Registrable Securities at any time, unless such Holder has returned to the Company Securities. Certain legal consequences arise from being named as a completed and signed Selling Stockholder Questionnaire and a response to any requests for further information as described selling stockholder in the previous sentenceResale Registration Statement and the Prospectus. If a Holder Holders of Registrable Securities returns a Selling Stockholder Questionnaire are advised to consult their own securities law counsel regarding the consequences of being named or a request for further information, in either case, after its respective deadline, the Company shall use its commercially reasonable efforts at the expense of the Holder who failed to return the Selling Stockholder Questionnaire or to respond for further information to take such actions as are required to name such Holder not named as a selling security holder stockholder in the Registration Statement or any pre-effective or post-effective amendment thereto and to include (to the extent not theretofore included) in the Registration Statement the Registrable Securities identified in such late Selling Stockholder Questionnaire or request for further information. Each Holder acknowledges and agrees that the information in the Selling Stockholder Questionnaire or request for further information as described in this Section 2.2 will be used by the Company in the preparation of the Resale Registration Statement and hereby consents to the inclusion of such information in the Registration StatementProspectus.
Appears in 1 contract
Samples: Registration Rights Agreement (FiscalNote Holdings, Inc.)