Series Information Clause Samples
The Series Information clause defines the specific details and characteristics of a particular series of securities or financial instruments being issued under an agreement. It typically outlines key attributes such as the series name, issue date, maturity date, interest rate, and any unique terms or conditions that distinguish this series from others. By clearly specifying these details, the clause ensures that all parties understand the exact nature of the securities involved, reducing confusion and facilitating accurate record-keeping and compliance.
Series Information. In addition to the other rights specifically set forth in this Agreement, each Member is entitled to the non-public information regarding the affairs of the Series as is just and reasonable pursuant to Section 18-305 of the Act. No Member has any rights to receive non-public information, other than those rights granted by Section 18-305 of the Act.
Series Information. (i) Dealer agrees that neither it nor any of its partners, directors, officers, employees, and agents is authorized to give any information or make any representations concerning Units of any Series except those contained in the Series’ Prospectus or in materials provided by Axio.
(ii) Axio will arrange for Dealer to be supplied reasonable quantities of Prospectuses, sales literature, fact sheets, sales bulletins, and additional sales information as approved by Axio. Dealer agrees to use only advertising or sales material relating to the Series that is supplied by A▇▇▇.
Series Information. (i) Dealer agrees that neither it nor any of its partners, directors, officers, employees, and agents is authorized to give any information or make any representations concerning Units of any Series except those contained in the Series’ Prospectus or in materials provided by BHSI.
(ii) BHSI will arrange for Dealer to be supplied reasonable quantities of Prospectuses, sales literature, fact sheets, sales bulletins, and additional sales information as approved by BHSI. Dealer agrees to use only advertising or sales material relating to the Series that is supplied by BHSI.
Series Information. (i) Dealer agrees that neither it nor any of its partners, directors, officers, employees, and agents is authorized to give any information or make any representations concerning Units of any Series except those contained in the Series’ Prospectus or in materials provided by Cowen.
(ii) Cowen will arrange for Dealer to be supplied reasonable quantities of Prospectuses, sales literature, fact sheets, sales bulletins, and additional sales information as approved by Cowen. Dealer agrees to use only advertising or sales material relating to the Series that is supplied by Cowen.