Common use of Service Fees Clause in Contracts

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXXIRA. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXXIRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXXIRA. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX IRA will be charged to your Xxxx XXXIRA. You cannot reimburse your Xxxx XXX IRA for those commissions. If publicly‐traded publicly-traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXXSIMPLE IRA. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXXSIMPLE IRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX SIMPLE IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXXSIMPLE IRA. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX SIMPLE IRA will be charged to your Xxxx XXXSIMPLE IRA. You cannot reimburse your Xxxx XXX SIMPLE IRA for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXXinherited IRA. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXXinherited IRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX inherited IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXXinherited IRA. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX inherited IRA will be charged to your Xxxx XXXinherited IRA. You cannot reimburse your Xxxx XXX inherited IRA for those commissions. If publicly‐traded publicly-traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your inherited Xxxx XXX. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your inherited Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your inherited Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this inherited Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your inherited Xxxx XXX will be charged to your inherited Xxxx XXX. You cannot reimburse your inherited Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded publicly-traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXXSIMPLE IRA. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXXSIMPLE IRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX SIMPLE IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXXSIMPLE IRA. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX SIMPLE IRA will be charged to your Xxxx XXXSIMPLE IRA. You cannot reimburse your Xxxx XXX SIMPLE IRA for those commissions. If publicly‐traded publicly-traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In addition, we have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur in connection with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded publicly-traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed manner.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., e.g. a transfer, rollover, rollover or termination fee, etc.) for maintaining your inherited Xxxx XXX. We may also charge additional fees for complex transactions requiring extraordinary time and attention from our staff. In addition, we have the right to be reimbursed for all reasonable expenses, including various transaction and legal expenses, we incur in connection with the administration of your inherited Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your inherited Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your inherited Xxxx XXX will be charged to your inherited Xxxx XXX. You cannot reimburse your inherited Xxxx XXX for those commissionsthese commissions or any Service Fees paid from your inherited Xxxx XXX. Fees are billed quarterly and will be automatically deducted from available cash or Custodian may charge to your credit card (Visa or MasterCard), if authorized. Rejected credit card charges are subject to a $25 reprocessing fee. If publicly‐traded securities payment is not received within thirty (30) days from the due date reflected on your invoice, a $15 Late Fee will be assessed to your account and a Past Due Notice will be mailed. Should fees not be collected we have the option to cease performing any functions, including, but not limited to, processing investment transactions until such time as all fees charged against the account are fully paid. Additionally we may liquidate assets from the account, without notice, for any outstanding fee which has not been paid. We may, at our discretion, liquidate sufficient assets to cover outstanding fees plus one year’s estimated fees, including termination fees. Due to the nature of certain investments a partial liquidation may not be included possible. In such cases we may liquidate your entire holdings in the specified investmentsinvestment. Upon receipt, orders shall proceeds will be executed through first applied to outstanding fees. Remaining balances, if any, will be placed into your account and deposited in an account as described in paragraph 5 of 9.07 (a). In the event that fees are not paid within thirty (30) days after mailing the Past Due Notice we will begin the process of closing your account. Any asset distributed directly to you as a securities broker/dealer registered part of closing your account will be reported to the IRS on Form 1099-R and may subject you to possible taxes and penalties. Accounts with past due fees, unfunded accounts and accounts with zero value will continue to incur administration and maintenance fees until such time as you notify us in writing (on a form prescribed by us) of your intent to close the account or we resign as custodian. You will be liable for all past due fees, re-registration fees, late fees and account termination fees. In the event of nonpayment we may employ a collection agency to recover any unpaid fees or expenses. The Custodian is entitled to receive, from the assets held in your Account, a fee equal in amount to all the income that is generated from any Undirected Cash (defined as any cash in your Account not invested pursuant to a specific investment direction by you, the Accountholder) which is held by Custodian in an account or product of an FDIC or other United States government insured financial institution, United States government security, or security that is insured or guaranteed by the United States government (Custodial Fee). You agree that the Custodial Fee may be retained by Custodian as compensation for the services provided by Custodian. The Custodial Fee is associated with cash management activities, including, but not limited to, account maintenance, depository bank selection, transaction processing, sub-accounting, recordkeeping, and other services performed under the Securities Exchange Act terms of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for this Agreement and your benefitAccount Application. We shall be authorized to honor transactions within may also receive compensation in the brokerage account without obligation to verify prior authorization form of same by you or your authorized agent. Any cash received by the brokerage accountshareholder servicing fees, whether as income or proceeds of transactions, shall be held by the brokerage account pending directionssub-transfer agency fees, and other types of fees paid by certain mutual funds or their affiliates in consideration of services we shall have provide to them, e.g., purchase and redemption of shares and participant-level recordkeeping. This compensation is paid to us pursuant to service agreements between the funds and us. Under no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by circumstances will you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution payment of such ordersthis compensation to us, nor will you be entitled to any offsets or credits to the service fees and expenses you owe to us by reason of our having received this compensation. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian The compensation paid to make settlement, you agree to notify us is based either on a set fee per investor or instruct the broker to notify us on the trade date a percentage of the pending securities transaction, and to request delivery average daily net asset value of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement shares invested in the above prescribed mannerfund.

Service Fees. (a) Fee Schedule (i) We shall charge you fees for our services under this Agreement as is fully set forth in the Fee Schedule as it may be amended from time to time. Our Fee Schedule may be amended upon 30 days’ advance written notice to you and in accordance with Section 19.4 hereof. (ii) We will charge fees consistent with the direction you provide to us on your Account Application or as modified by you or your Designated Representative. (iii) Any fees that are based upon the fair market value of non-marketable investments or assets that do not have a readily available market value, shall be based upon cost or the estimated fair market value of such assets, whichever is greater. Fees will continue to accrue and be payable even if your Xxxx XXX Account contains no assets other than uninvested cash. Publicly traded securities shall be valued at their fair market value. If cost is not reflective of fair market value with respect to the assets held in your Xxxx XXX, you may provide us with a qualified independent valuation of such assets for purposes of determining an appropriate fee; and we will give consideration to such independent valuation. Our determination shall be binding and conclusive for purposes of Xxxx XXX fees based upon value. (iv) As set forth in the Fee Schedule, renewal fees, such as the retail Gold Level Service Fee, will be automatically renewed and withdrawn from your Xxxx XXX Account, charged to your credit card, or invoiced each year on the anniversary date of your membership, unless you provide written notice of cancellation within 30 days prior to your anniversary date. (v) We have the right to charge select another form of payment for our fees, such as credit card you have on file with us, if your designated form of payment fails when fees are due. Likewise, should you fail to pay an annual service fee or other designated invoice for fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In additionwhen due, we have the right to select another form of payment. (vi) Certain custodial fees may be reimbursed paid for all reasonable expensesa limited time under a special fee schedule arrangement with a service provider as a result of a certain type of investment. If that arrangement is modified, including legal expensesthat fee schedule may be discontinued, we incur in connection and you will be responsible for payment for fees associated with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretionAccount outside of any special fee schedule. We reserve Should that fee arrangement allow for third parties to pay your fees directly to us in exchange for you paying the right third party, if the third party is listed as the Account Designated Representative and you fail to charge any additional fee upon 30 days notice to you that pay the fee will be effective. You agree that fees such as subtransfer agent third party fees, shareholder servicing you direct us to liquidate your assets to pay for fees and/or commissions may be paid to us by due and owing that third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed mannerparty.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., e.g. a transfer, rollover, rollover or termination fee, etc.) for maintaining your Xxxx XXXSIMPLE IRA. We may also charge additional fees for complex transactions requiring extraordinary time and attention from our staff. In addition, we have the right to be reimbursed for all reasonable expenses, including various transaction and legal expenses, we incur in connection with the administration of your Xxxx XXXSIMPLE IRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX SIMPLE IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX SIMPLE IRA will be charged to your Xxxx XXXSIMPLE IRA. You cannot reimburse your Xxxx XXX SIMPLE IRA for those commissionsthese commissions or any Service Fees paid from your SIMPLE IRA. Fees are billed quarterly and will be automatically deducted from available cash or Custodian may charge to your credit card (Visa or MasterCard), if authorized. Rejected credit card charges are subject to a $25 reprocessing fee. If publicly‐traded securities payment is not received within thirty (30) days from the due date reflected on your invoice, a $15 Late Fee will be assessed to your account and a Past Due Notice will be mailed. Should fees not be collected we have the option to cease performing any functions, including, but not limited to, processing investment transactions until such time as all fees charged against the account are fully paid. Additionally we may liquidate assets from the account, without notice, for any outstanding fee which has not been paid. We may, at our discretion, liquidate sufficient assets to cover outstanding fees plus one year’s estimated fees, including termination fees. Due to the nature of certain investments a partial liquidation may not be included possible. In such cases we may liquidate your entire holdings in the specified investmentsinvestment. Upon receipt, orders shall proceeds will be executed through first applied to outstanding fees. Remaining balances, if any, will be placed into your account and deposited in an account as described in paragraph 5 of 8.06 (a). In the event that fees are not paid within thirty (30) days after mailing the Past Due Notice we will begin the process of closing your account. Any asset distributed directly to you as a securities broker/dealer registered part of closing your account will be reported to the IRS on Form 1099-R and may subject you to possible taxes and penalties. Accounts with past due fees, unfunded accounts and accounts with zero value will continue to incur administration and maintenance fees until such time as you notify us in writing (on a form prescribed by us) of your intent to close the account or we resign as custodian. You will be liable for all past due fees, re-registration fees, late fees and account termination fees. In the event of nonpayment we may employ a collection agency to recover any unpaid fees or expenses. The Custodian is entitled to receive, from the assets held in your Account, a fee equal in amount to all the income that is generated from any Undirected Cash (defined as any cash in your Account not invested pursuant to a specific investment direction by you, the Accountholder) which is held by Custodian in an account or product of an FDIC or other United States government insured financial institution, United States government security, or security that is insured or guaranteed by the United States government (Custodial Fee). You agree that the Custodial Fee may be retained by Custodian as compensation for the services provided by Custodian. The Custodial Fee is associated with cash management activities, including, but not limited to, account maintenance, depository bank selection, transaction processing, sub-accounting, recordkeeping, and other services performed under the Securities Exchange Act terms of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for this Agreement and your benefitAccount Application. We shall be authorized to honor transactions within may also receive compensation in the brokerage account without obligation to verify prior authorization form of same by you or your authorized agent. Any cash received by the brokerage accountshareholder servicing fees, whether as income or proceeds of transactions, shall be held by the brokerage account pending directionssub-transfer agency fees, and other types of fees paid by certain mutual funds or their affiliates in consideration of services we shall have provide to them, e.g., purchase and redemption of shares and participant-level recordkeeping. This compensation is paid to us pursuant to service agreements between the funds and us. Under no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by circumstances will you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution payment of such ordersthis compensation to us, nor will you be entitled to any offsets or credits to the service fees and expenses you owe to us by reason of our having received this compensation. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian The compensation paid to make settlement, you agree to notify us is based either on a set fee per investor or instruct the broker to notify us on the trade date a percentage of the pending securities transaction, and to request delivery average daily net asset value of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement shares invested in the above prescribed mannerfund.

Service Fees. We have the right You agree to charge pay us an annual service fee or and/or other designated fees (e.g., a transfer, rollover, or termination fee) for maintaining your Xxxx XXXthe Plan. We may also charge additional fees for complex transactions requiring extraordinary time and attention from our staff. In addition, we have the right you agree to be reimbursed reimburse us for all reasonable expenses, including various transaction and legal expenses, we incur in connection with our services to the administration of your Xxxx XXXPlan hereunder. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX the Plan at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the Plan assets in your Xxxx XXX will be charged to your Xxxx XXXthe Plan. You cannot reimburse the Plan for these commissions or any service fees paid from the Plan. For additional information regarding fees, please refer to our Fee Schedule, as published and revised from time to time. Fees are billed quarterly and will be automatically deducted from available cash or charged to your Xxxx XXX for those commissionscredit card (Visa or MasterCard), if authorized. Rejected credit card charges are subject to a $25 reprocessing fee. If publicly‐traded securities payment is not received within thirty (30) days from the due date reflected on your invoice, a $15 Late Fee will be assessed to the Plan and a Past Due Notice will be mailed. Should fees not be collected we have the option to cease performing any functions, including, but not limited to, processing investment transactions until such time as all fees are fully paid. In the event that fees are not paid within thirty (30) days after mailing the Past Due Notice we will begin the process of closing the Plan. Plans with past due fees, unfunded Plans and Plans with zero value will continue to incur administration and maintenance fees until such time as you notify us in writing on a form prescribed by us of your intent to close such Plan or we resign hereunder. You will be included liable for all past due fees, late fees and Plan termination fees. We may employ a collection agency to recover any unpaid fees or expenses. If we hold Plan Undirected Cash, we are entitled to receive as compensation for services rendered in connection with holding such Undirected Cash a fee equal in amount to all the specified investmentsincome generated from such Undirected Cash. Such fee is associated with cash management activities, orders shall be executed through a securities broker/dealer registered including, but not limited to, account maintenance, depository bank selection, transaction processing, sub-accounting, recordkeeping, and other services performed under the Securities Exchange Act terms of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) this Agreement and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed mannerassociated adoption agreement.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., e.g. a transfer, rollover, rollover or termination fee, etc.) for maintaining your Xxxx XXXIRA. We may also charge additional fees for complex transactions requiring extraordinary time and attention from our staff. In addition, we have the right to be reimbursed for all reasonable expenses, including various transaction and legal expenses, we incur in connection with the administration of your Xxxx XXXIRA. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX IRA at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX IRA will be charged to your Xxxx XXXIRA. You cannot reimburse your Xxxx XXX IRA for those commissionsthese commissions or any Service Fees paid from your IRA. Fees are billed quarterly and will be automatically deducted from available cash or Custodian may charge to your credit card (Visa or MasterCard), if authorized. Rejected credit card charges are subject to a $25 reprocessing fee. If publicly‐traded securities payment is not received within thirty (30) days from the due date reflected on your invoice, a $15 Late Fee will be assessed to your account and a Past Due Notice will be mailed. Should fees not be collected we have the option to cease performing any functions, including, but not limited to, processing investment transactions until such time as all fees charged against the account are fully paid. Additionally we may liquidate assets from the account, without notice, for any outstanding fee which has not been paid. We may, at our discretion, liquidate sufficient assets to cover outstanding fees plus one year’s estimated fees, including termination fees. Due to the nature of certain investments a partial liquidation may not be included possible. In such cases we may liquidate your entire holdings in the specified investmentsinvestment. Upon receipt, orders shall proceeds will be executed through first applied to outstanding fees. Remaining balances, if any, will be placed into your account and deposited in an account as described in paragraph 5 of 8.06 (a). In the event that fees are not paid within thirty (30) days after mailing the Past Due Notice we will begin the process of closing your account. Any asset distributed directly to you as a securities broker/dealer registered part of closing your account will be reported to the IRS on Form 1099-R and may subject you to possible taxes and penalties. Accounts with past due fees, unfunded accounts and accounts with zero value will continue to incur administration and maintenance fees until such time as you notify us in writing (on a form prescribed by us) of your intent to close the account or we resign as custodian. You will be liable for all past due fees, re-registration fees, late fees and account termination fees. In the event of nonpayment we may employ a collection agency to recover any unpaid fees or expenses. The Custodian is entitled to receive, from the assets held in your Account, a fee equal in amount to all the income that is generated from any Undirected Cash (defined as any cash in your Account not invested pursuant to a specific investment direction by you, the Accountholder) which is held by Custodian in an account or product of an FDIC or other United States government insured financial institution, United States government security, or security that is insured or guaranteed by the United States government (Custodial Fee). You agree that the Custodial Fee may be retained by Custodian as compensation for the services provided by Custodian. The Custodial Fee is associated with cash management activities, including, but not limited to, account maintenance, depository bank selection, transaction processing, sub-accounting, recordkeeping, and other services performed under the Securities Exchange Act terms of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for this Agreement and your benefitAccount Application. We shall be authorized to honor transactions within may also receive compensation in the brokerage account without obligation to verify prior authorization form of same by you or your authorized agent. Any cash received by the brokerage accountshareholder servicing fees, whether as income or proceeds of transactions, shall be held by the brokerage account pending directionssub-transfer agency fees, and other types of fees paid by certain mutual funds or their affiliates in consideration of services we shall have provide to them, e.g., purchase and redemption of shares and participant-level recordkeeping. This compensation is paid to us pursuant to service agreements between the funds and us. Under no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by circumstances will you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution payment of such ordersthis compensation to us, nor will you be entitled to any offsets or credits to the service fees and expenses you owe to us by reason of our having received this compensation. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian The compensation paid to make settlement, you agree to notify us is based either on a set fee per investor or instruct the broker to notify us on the trade date a percentage of the pending securities transaction, and to request delivery average daily net asset value of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement shares invested in the above prescribed mannerfund.

Service Fees. We have In consideration for Optime’s performance of the right to charge an annual service fee or other designated fees (e.g.Services, a transfer, rolloverCorcept shall pay Optime the Service Fees in accordance with the First Task Order as may be amended, or termination fee) for maintaining your Xxxx XXXany other fully executed Task Order. In addition, we have the right to be reimbursed Optime shall invoice Corcept for all reasonable Service Fees and pass-through expenses no later than [**]. Invoices shall be reasonably detailed and include appropriate supporting documentation. All expenses, including legal shipping costs, reimbursed hereunder shall be at cost, without markup. Invoices will be sent to Corcept at [**]. Corcept shall pay Optime all undisputed amounts of such invoiced Service Fees and pass-through expenses within [**] days of the invoice date. If Corcept disputes any portion of an invoice, Corcept shall pay the undisputed portion as provided herein, and notify Optime within [**] business days of receipt of invoice of the disputed portion providing substantive and detailed evidence supporting such validity of the disputed amount. Optime shall use commercially reasonable efforts to assist Corcept, if necessary, in any request for information regarding the disputed amount. The Parties shall use commercially reasonable efforts to resolve such invoice disputes in good faith and in a reasonable timeframe. The Service Fees may only be modified by written agreement of the Parties. The Parties acknowledge that: (i) unless otherwise agreed in writing, the Service Fees provided hereunder will be Optime’s sole, full and complete form of compensation provided by Corcept for the Services, not including any pass through expenses; (ii) the Service Fees represent the fair market value of the Services, we incur where “fair market value” means the price at which an asset or service could be negotiated in connection with good faith pursuant to an arm’s length transaction between well-informed buyers and sellers who are not otherwise in a position to generate business for the administration of your Xxxx XXX. We may other party; (iii) the Services that have been negotiated at arm’s length and in good faith by the Parties and (iv) Optime shall not charge you separately Corcept any amount for any fees service or expenses, activity for which any other organization or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties person pays Optime for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you service or your authorized agent (in such manner as the broker may require) and the broker shall be responsible activity for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed mannersame Product.

Service Fees. We have the right to charge an annual service fee or other designated fees (e.g., e.g. a transfer, rollover, rollover or termination fee, etc.) for maintaining your Xxxx XXX. We may also charge additional fees for complex transactions requiring extraordinary time and attention from our staff. In addition, we have the right to be reimbursed for all reasonable expenses, including various transaction and legal expenses, we incur in connection with the administration of your Xxxx XXX. We may charge you separately for any fees or expenses, or we may deduct the amount of the fees or expenses from the assets in your Xxxx XXX at our discretion. We reserve the right to charge any additional fee upon 30 days notice to you that the fee will be effective. You agree that fees such as subtransfer agent fees, shareholder servicing fees and/or commissions may be paid to us by third parties for assistance in performing certain transactions with respect to this Xxxx XXX. In addition, you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissionsthese commissions or any Service Fees paid from your Xxxx XXX. Fees are billed quarterly and will be automatically deducted from available cash or Custodian may charge to your credit card (Visa or MasterCard), if authorized. Rejected credit card charges are subject to a $25 reprocessing fee. If publicly‐traded securities payment is not received within thirty (30) days from the due date reflected on your invoice, a $15 Late Fee will be assessed to your account and a Past Due Notice will be mailed. Should fees not be collected we have the option to cease performing any functions, including, but not limited to, processing investment transactions until such time as all fees charged against the account are fully paid. Additionally we may liquidate assets from the account, without notice, for any outstanding fee which has not been paid. We may, at our discretion, liquidate sufficient assets to cover outstanding fees plus one year’s estimated fees, including termination fees. Due to the nature of certain investments a partial liquidation may not be included possible. In such cases we may liquidate your entire holdings in the specified investmentsinvestment. Upon receipt, orders shall proceeds will be executed through first applied to outstanding fees. Remaining balances, if any, will be placed into your account and deposited in an account as described in paragraph 5 of 9.06 (a). In the event that fees are not paid within thirty (30) days after mailing the Past Due Notice we will begin the process of closing your account. Any asset distributed directly to you as a securities broker/dealer registered part of closing your account will be reported to the IRS on Form 1099-R and may subject you to possible taxes and penalties. Accounts with past due fees, unfunded accounts and accounts with zero value will continue to incur administration and maintenance fees until such time as you notify us in writing (on a form prescribed by us) of your intent to close the account or we resign as custodian. You will be liable for all past due fees, re-registration fees, late fees and account termination fees. In the event of nonpayment we may employ a collection agency to recover any unpaid fees or expenses. The Custodian is entitled to receive, from the assets held in your Account, a fee equal in amount to all the income that is generated from any Undirected Cash (defined as any cash in your Account not invested pursuant to a specific investment direction by you, the Accountholder) which is held by Custodian in an account or product of an FDIC or other United States government insured financial institution, United States government security, or security that is insured or guaranteed by the United States government (Custodial Fee). You agree that the Custodial Fee may be retained by Custodian as compensation for the services provided by Custodian. The Custodial Fee is associated with cash management activities, including, but not limited to, account maintenance, depository bank selection, transaction processing, sub-accounting, recordkeeping, and other services performed under the Securities Exchange Act terms of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for this Agreement and your benefitAccount Application. We shall be authorized to honor transactions within may also receive compensation in the brokerage account without obligation to verify prior authorization form of same by you or your authorized agent. Any cash received by the brokerage accountshareholder servicing fees, whether as income or proceeds of transactions, shall be held by the brokerage account pending directionssub-transfer agency fees, and other types of fees paid by certain mutual funds or their affiliates in consideration of services we shall have provide to them, e.g., purchase and redemption of shares and participant-level recordkeeping. This compensation is paid to us pursuant to service agreements between the funds and us. Under no obligation to direct the broker to remit such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by circumstances will you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution payment of such ordersthis compensation to us, nor will you be entitled to any offsets or credits to the service fees and expenses you owe to us by reason of our having received this compensation. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian The compensation paid to make settlement, you agree to notify us is based either on a set fee per investor or instruct the broker to notify us on the trade date a percentage of the pending securities transaction, and to request delivery average daily net asset value of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement shares invested in the above prescribed mannerfund.

Service Fees. We In exchange for accepting and fully performing on a Request, you shall be paid an agreed upon Service Fee for your completion of that Request. Unless otherwise negotiated at the time the Request is received by you, the Parties agree that you shall be paid a Service Fee at the pre- arranged rates for each Request performed, which shall be forth in a Service Fee Schedule. You acknowledge that the applicable Service Fee Schedule was provided to you in advance of your execution of this Agreement. The Service Fee Schedule shall be made available upon request. Before any change to the rates set forth in the Service Fee Schedule may become effective, the Company shall provide notice of such change(s) to you via email, your mobile application or other written means. Regardless of the pre-arranged Service Fee, you shall always have the right to charge an annual service fee or other designated fees (e.g.refuse any Request without penalty. Similarly, a transfer, rollover, or termination fee) for maintaining your Xxxx XXX. In addition, we you and the Company shall always have the right to be reimbursed for all reasonable expenses, including legal expenses, we incur negotiate a Service Fee different from the pre-arranged fee. The purpose of the pre-arranged Service Fee is only to act as the default fee in connection with the administration of your Xxxx XXXevent neither party negotiates a different amount. We may charge you separately You acknowledge that there is no tipping for any fees or expensestransportation services that you provide pursuant to the receipt of a Request. You understand and agree that, or we may deduct for the amount mutual benefit of the fees or expenses from Parties, Company may endeavor to attract new Users to the assets Service and Software, and to increase existing Users’ use of the Service and Software, through advertising and marketing to the effect that tipping is “voluntary,” “not required,” and/or “included” in your Xxxx XXX at our discretionthe Service Fee paid by the User. We reserve the right to charge any additional fee upon 30 days notice to you You understand that the fee will be effectiveaim of advertising and marketing to the effect that there is no need to leave a tip is ultimately to increase the number of Requests you receive through the Service and Software. You agree that fees the existence of any such advertising or marketing does not entitle you to any payment beyond the payment of Service Fees as subtransfer agent feesprovided in this Agreement. The Company shall electronically remit payment of Service Fees to you consistent with Company’s practices, shareholder servicing fees and/or commissions as set forth in the Service Fee Schedule. In the event the User cancels a Request after you arrive at the designated pick-up location or does not show after you have waited at least 10 minutes, the User is subject to a cancellation fee. The amount of the cancellation fee will be as specified in the Service Fee Schedule. Notwithstanding the foregoing, you acknowledge and agree that, in the Company’s sole discretion, a User’s cancellation fee may be paid to us by third parties for assistance waived, in performing certain transactions with respect to this Xxxx XXX. In addition, which case you understand and agree that certain of our affiliates may receive investment advisory fees or other servicing fees from investments made by you, including investments made in certain mutual funds and money market funds. Any brokerage commissions attributable to the assets in your Xxxx XXX will be charged to your Xxxx XXX. You cannot reimburse your Xxxx XXX for those commissions. If publicly‐traded securities are to be included in the specified investments, orders shall be executed through a securities broker/dealer registered under the Securities Exchange Act of 1934 designated by you upon such form as we may prescribe. Any brokerage account maintained in connection herewith shall be in our name for your benefit. We shall be authorized to honor transactions within the brokerage account without obligation to verify prior authorization of same by you or your authorized agent. Any cash received by the brokerage account, whether as income or proceeds of transactions, shall be held by the brokerage account pending directions, and we shall have no obligation entitlement to direct the broker to remit any such cash until directed to do so, but may receive remittances without direction if the same are made by the broker. Investment directions may be given directly to the designated broker by you or your authorized agent (in such manner as the broker may require) and the broker shall be responsible for the execution of such orders. When securities are purchased within the brokerage account requiring that funds be remitted by the Custodian to make settlement, you agree to notify or instruct the broker to notify us on the trade date of the pending securities transaction, and to request delivery of the custodial account assets necessary to settle the trade. You agree to hold us harmless for any losses resulting from your failure to notify us of the pending trade and request for settlement in the above prescribed mannerfee.