Common use of Services Included in Annual Basis Point Fee Clause in Contracts

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $___ per CUSIP § Expedited CUSIP Setup - $___ per CUSIP (Less than 35 days)

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $____ per CUSIP § Expedited CUSIP Setup - $____ per CUSIP (Less than 35 days)

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $___ per CUSIP § Expedited CUSIP Setup - $___ per CUSIP (Less than 35 days)) Highmore 2

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $___ per CUSIP § Expedited CUSIP Setup - $___ per CUSIP (Less than 35 days)

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $___ per CUSIP § Expedited CUSIP Setup - $___ per CUSIP (Less than 35 days)

Services Included in Annual Basis Point Fee. ▪ Telephone Calls § ▪ Voice Response Calls § ▪ Manual Shareholder Transaction & Correspondence § ▪ Omnibus Account Transaction § ▪ Daily Valuation/Manual 401k Trade § ▪ Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § ▪ NSCC System Interface § ▪ Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § ▪ Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § ▪ 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § ▪ CUSIP Setup beyond the initial CUSIP - $___ per CUSIP § ▪ Expedited CUSIP Setup - $___ per CUSIP (Less than 35 days)

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § CUSIP Setup beyond the initial CUSIP - $___ 1,500 per CUSIP § Expedited CUSIP Setup - $___ 3,000 per CUSIP (Less than 35 days)