Common use of Services Included in Annual Basis Point Fee Clause in Contracts

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.

Services Included in Annual Basis Point Fee. ■ Telephone Calls § ■ Voice Response Calls § ■ Manual Shareholder Transaction & Correspondence § ■ Omnibus Account Transaction § ■ Daily Valuation/ Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § ■ NSCC System Interface § ■ ACH Base Fee ■ Voice response (VRU) maintenance and development ■ Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § ■ Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § ■ 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. Out-Of-Pocket ■ Disaster Recovery Charges ■ AML Base Fee ■ NSCC Activity Charges ■ ACH Fees Chief Compliance Officer Support Fee ■ $ [ ] per year Miscellaneous Expenses Including All other miscellaneous fees and expenses, including but not limited to telephone the following, will be separately billed as incurred: Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirmsstatements, tax, check printing and writing and commissions),voice response (VRU) maintenance and developmentcommissions), data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving.

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. CUSIP Setup § CUSIP Setup beyond the initial CUSIP - $1,500 per CUSIP § Expedited CUSIP Setup - $3,000 per CUSIP (Less than 35 days) Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. CUSIP Setup § CUSIP Setup beyond the initial CUSIP - __ per CUSIP § Expedited CUSIP Setup - __ per CUSIP (Less than 35 days) Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.

Services Included in Annual Basis Point Fee. Telephone Calls § and Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Valuation/Manual 401k Trade § Report Source - – Client on-line access to fund and investor data. Includes set up and 2 5 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. § Cost basis reporting § Disaster recovery fees § Domestic AML base fee and verifications § ACH fees to the Funds § Document retention fees § Dealer reclaim services § AIP and SWP set up fees § Fulfillment calls and set up fees Chief Compliance Officer Support Fee (Fund Complex)* § $[ ] per year CUSIP Setup § CUSIP Setup beyond the initial CUSIP - $[ ] per CUSIP § Expedited CUSIP Setup - $[ ] per CUSIP (Less than 35 days) Out-Of-Pocket Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. Out-Of-Pocket CUSIP Setup § CUSIP Setup beyond the initial CUSIP - $_ per CUSIP § Expedited CUSIP Setup - $_ per CUSIP (Less than 35 days) Exhibit H (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement Transfer Agent, Shareholder & Account Services Fee Schedule at February 2018 Miscellaneous Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.

Services Included in Annual Basis Point Fee. Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/ Valuation/Manual 401k Trade § Report Source - Client on-line access to fund and investor data. Includes set up and 2 user Ids. § NSCC System Interface § Short-Term Trader Reporting - Software application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader - Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging - Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. Out-Of-Pocket CUSIP Setup § CUSIP Setup beyond the initial CUSIP - $__per CUSIP § Expedited CUSIP Setup - $__per CUSIP (Less than 35 days) Miscellaneous Expenses Including but not limited to telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC Profile, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions),voice commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, return mail processing, omnibus conversions, travel, excess history, FATCA and other compliance mailings.