Services of Adviser. Adviser shall invest with full discretionary authority of Client, the securities, cash and/or other assets held in Client's Account with the custodian designated by Client with due regard for the investment policies and restrictions Client may hereinafter impose by written notice to Adviser. Investments may be made in securities of any kind, including but not limited to common or preferred stocks, open- and closed-end mutual funds, exchange-traded funds (ETFs), options, warrants, rights, corporate, municipal or government bonds, notes or bills ("securities"). All or a portion of the Account may be held in cash or cash equivalents including securities issued by money market mutual funds. In connection with advisory services being provided to Client, Adviser is entitled to rely on the Client background and investment objective information provided by Client to Adviser. Client agrees to inform Adviser in writing of any material change in Client's circumstances which might affect the manner in which Client's assets should be invested and provide Adviser with any such information as it shall reasonably request. Client also agrees to give Adviser prompt written notice if Client deems any investment or recommendation made for the Account to be in violation of Client’s investment policies or restrictions or otherwise inappropriate. If Client so requests, Adviser will consult with Client as to the investment policies which Adviser believes to be appropriate for the Account. Client acknowledges and understands that Adviser does not guarantee any investment or recommendation made for Client’s Account.
Appears in 2 contracts
Samples: Discretionary Asset Management Services Agreement, Discretionary Asset Management Services Agreement
Services of Adviser. Adviser shall invest with full discretionary authority of Client, Client the securities, cash and/or other assets held in Client's Account with the custodian designated by Client with due regard for the investment policies and restrictions Client may hereinafter impose by written notice to Adviser. Investments may be made in securities secu- rities of any kind, including but not limited to common or preferred stocks, open- and closed-end mutual funds, exchange-traded funds (ETFs)fund shares, options, warrants, rights, corporate, municipal or government bonds, notes or bills ("securities"). All or a portion of the Account may be held in cash or cash equivalents including securities issued by money market mutual funds. In connection with advisory services being provided to Client, Adviser is entitled to rely on the Client background and investment objective information provided by Client to Adviser. Client agrees to inform Adviser in writing of any material ma- terial change in Client's circumstances which might affect the manner in which Client's assets should be invested and to provide Adviser with any such information as it shall reasonably request. Client also agrees to give Adviser adviser prompt written notice if Client deems any investment or recommendation made for the Account to be in violation of Client’s 's investment policies or restrictions or otherwise inappropriate. If Client so requests, Adviser will consult with Client as to the investment policies and restrictions which Adviser believes to be appropriate for the Account. Client acknowledges and understands that Adviser does not guarantee any investment or recommendation made for Client’s 's Account.
Appears in 2 contracts
Samples: Discretionary Asset Management Services Agreement, Discretionary Asset Management Services Agreement