Services of the Administrator. Subject to the general supervision of the Board of Directors of the Fund, the Administrator shall provide the following administrative services:
(a) Provide all administrative services reasonably necessary for the operation of the Fund other than the investment advisory services performed by the investment adviser or sub-adviser, including, but not limited to, (i) coordinating all matters relating to the operation of the Fund, including any necessary coordination among the investment adviser, custodian, transfer agent, dividend disbursing agent, and portfolio accounting agent (including pricing and valuation of the portfolio), accountants, attorneys, and other parties performing services or operational functions for the Fund; (ii) maintaining or supervising the maintenance by third parties engaged by the Fund of such books and records of the Fund as may be required by applicable federal or state law; (iii) preparing or supervising the preparation by third parties selected by the Fund of all federal, state, and local tax returns and reports required by applicable law; (iv) preparing and filing, with the assistance of counsel, and arranging for the distribution of proxy materials and periodic reports to shareholders as required by applicable law; (v) preparing and arranging for the filing, with the assistance of counsel, of registration statements and other documents with the Securities and Exchange Commission (the "SEC") and other federal and state regulatory authorities as may be required by applicable law; (vi) taking such other action with respect to the Fund as may be required by applicable law, including without limitation the rules and regulations of the SEC and other regulatory agencies; (vii) providing the Fund, at the Administrator's expense, with adequate personnel, office space, communications facilities, and other facilities necessary for operation of the Fund as contemplated in this Agreement; (viii) arranging for meetings of the Fund's Board of Directors and, in connection therewith, providing the Board with necessary or appropriate information for its meetings; (ix) providing non-investment related statistical and research data and such other reports, evaluations and information as the Fund may request from time to time; (x) maintaining the Fund's existence, and during such time as shares of the Fund are publicly offered, maintaining the registration and qualification of the Fund's shares under federal and state law; and (xi) responding to in...
Services of the Administrator. Subject to the general supervision of the Board of Directors/Trustees of the Funds, the Administrator shall provide all administrative services reasonably necessary for the ordinary operation of each Fund as of the date first above written (“Administrative Services”). Provided, however, that Administrative Services shall not include the services identified on Schedule B and, therefore, such services shall be deemed to be outside of the scope of this Agreement.
Services of the Administrator. Subject to the general supervision of the Board, the Administrator shall furnish (or oversee, or arrange for others to furnish) the administrative services and resources necessary for the operation of the Fund. Without limiting the generality of the foregoing, the Administrator shall:
(a) provide the administrative services necessary for the furtherance of the ordinary operation of the Fund including, but not limited to, those set forth in Annex A of this Agreement;
(b) render to the Board such periodic and special reports as the Board may reasonably request;
(c) make available to the Fund, promptly upon request, any of the Fund’s books and records under supervision of the Administrator under this Agreement, and will furnish to regulatory authorities having the requisite authority any such books and records and any information or reports in connection with the Administrator’s services under this Agreement that may be requested in order to ascertain whether the operations of the Fund are being conducted in a manner consistent with applicable laws and regulations;
(d) make its officers and employees available to the Board and officers of the Fund for consultation and discussions regarding the administration of the Fund and the services provided to the Fund under this Agreement;
(e) develop and implement, if appropriate, management and shareholder services designed to enhance the value or convenience of the Fund as an investment vehicle, which include receiving and responding to inquiries and instructions from shareholders or their representatives or intermediaries relating to the Fund, concerning, among other things, share transactions or account information, or referring any such inquiries to the Fund’s officers or appropriate agents;
(f) supervise the Fund’s accountant in determining, consistent with the Fund’s valuation procedures and the policies and procedures stated in the Fund’s confidential private placement memorandum (as may be amended or otherwise modified from time to time), the net asset value per share for the Fund and calculate for recommendation to or ratification by the Board, or parties to whom the Board have so delegated, the value of any of the Fund’s portfolio securities and other assets for which readily available market quotations are not available; and
(g) supervise any sub-administrator of the Fund in its performance of certain sub-administration and sub-accounting services for the Fund. The Administrator shall also provide services ...
Services of the Administrator. (a) The Administrator agrees to act as administrator and manager under the Distribution Plan, to make such determinations and disbursements as may be required or permitted under the Distribution Plan, to provide such reports to the Trustees as are required by the Distribution Plan and to oversee compliance with the Plan, all as more particularly set forth therein.
(b) Any services furnished by the Administrator under this Agreement shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Investment Company Act of l940 (the "Act") and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Trust as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Trust; and (5) the Distribution Plan.
Services of the Administrator. Subject to the general supervision of the Board of Trustees of the Fund, the Administrator shall provide the following administrative services:
(a) Provide coordination among the investment adviser, custodian, transfer agent, dividend disbursing agent, and portfolio accounting agent, accountants, attorneys, and other parties performing services or operational functions for the Fund;
(b) Arrange for meetings of the Fund's Board of Trustees and, in connection therewith, provide the Board with necessary or appropriate information for its meetings;
(c) Provide non-investment related statistical and research data and such other reports, evaluations and information as the Funds may reasonably request from time to time;
(d) Render to the Board of Trustees of the Fund such periodic and special reports as the Board may reasonably request;
(e) Make available its officers and employees to the Board of Trustees and officers of the Fund for consultation and discussions regarding the administration of the Fund and the services provided to the Fund under this Agreement; 2
(f) Develop and implement, if appropriate, management and shareholder services designed to enhance the value or convenience of the Fund as an investment vehicle; and
(g) Respond to inquiries from shareholders or their agents or representatives relating to the Fund in accordance with normal mutual fund industry standards, concerning, among other things, account information, or referring any such inquiries to the Fund's officers, distributor, or transfer agent.
Services of the Administrator. Subject to the general supervision of the Board of Trustees of the Trust, the Administrator shall provide the following administrative and other services with respect to the Series; (a) Coordinate all matters relating to the functions of the Series' investment adviser, sub-adviser, if any, custodian, transfer agent, dividend disbursing agent, recordkeeping agent (including pricing and valuation of the Series' portfolios), accountants, attorneys, and other parties performing services or operational functions for the Series; (b) Provide the Series, at the Administrator's expense, with the services of the sufficient number of persons competent to perform such administrative and clerical functions as are necessary to provide effective supervision and administration of the Series; (c) Maintain or supervise, as the case may be, the maintenance by the investment adviser, sub-adviser, or third parties approved by the Trust of such books and records of the Series as may be required by applicable federal or state law; (d) Prepare or supervise the preparation by third parties approved by the Trust of all federal, state, and local tax returns and reports of the Series required by applicable law; (e) Prepare, file and arrange for the distribution of proxy materials and periodic reports to shareholders of the Trust as required by applicable law: (f) Prepare and arrange for the filing of such registration statements and other documents with the Securities and Exchange Commission ("SEC") and other federal and state regulatory authorities as may be required by applicable law;
Services of the Administrator. The Administrator shall provide executive oversight and management services to XXX and the Fund. Subject to the overall supervision of XXX and the Directors, the Administrator shall furnish to the Fund the services of executive and administrative personnel to supervise and oversee the performance of all administrative, recordkeeping, shareholder relations, regulatory reporting and compliance, and all other functions of the Fund other than the investment function, and shall supervise and coordinate the Fund's Custodian and its Transfer Agent and monitor their services to the Fund. The Administrator shall also assist XXX and the Fund in maintaining communications and relations with shareholders of the Fund, answer shareholder inquiries or supervise such activity by the Fund's transfer agent, assist in preparations of reports to shareholders of the Fund and prepare sales literature promoting the sale of the Fund's shares as requested by XXX and the Fund. The Administrator shall provide the Fund with necessary office space, telephones and other communications facilities.
Services of the Administrator. Subject to the general supervision and direction of the Trustees, the Administrator shall provide or cause to be performed by a third-party or affiliate (including WMC) all supervisory and administrative and other services reasonably necessary for the operation of the Fund and Subsidiary other than the investment advisory services provided pursuant to the Investment Management Agreement. These services shall include the following:
(a) Provide the following services in furtherance of the ordinary operation of the Fund and Subsidiary including, but not limited to:
i. supervising and coordinating all matters relating to the ordinary operation of the Fund and Subsidiary, including any necessary coordination among WMC, the custodian, transfer agent, sub-administrator and any portfolio accounting agent (including pricing and valuation of the Fund’s portfolio), other pricing services, accountants, and other parties performing services or operational functions for the Fund or Subsidiary;
ii. maintaining or supervising the maintenance by third parties of such books and records of the Fund as may be required by applicable U.S. federal or state law, other than the records and ledgers maintained under the Investment Management Agreement;
iii. preparing or supervising the preparation by third parties of all federal, state, local and foreign tax returns and reports relating to the Fund required by applicable law;
Services of the Administrator
