Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants who invest in the Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports to prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; providing facilities to answer questions from prospective and existing Plan Participants about the Funds; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Shares; and assisting Plan Participants in completing application forms and selecting account options. (b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan Participants. (c) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or Participants. (d) Service Provider shall not make the Shares available to Plan Participants except in compliance with federal and state securities law and subject to the terms of the prospectus for the Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants in accordance with and within the time frames required by applicable law. (e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 3 contracts
Samples: Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser Series)
Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants Shareholders who invest in the Shares of the Funds: delivering prospectuses, prospectuses and statements of additional information and shareholder reports to prospective and existing Plan ParticipantsShareholders; delivering shareholder reports and proxy materials to Plan ParticipantsShareholders; providing educational materials regarding the Shares; providing facilities to answer questions from prospective and existing Plan Participants Shareholders about the Funds; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Shares; and assisting Plan Participants Shareholders in completing application forms and selecting account options.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsShareholders.
(c) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsShareholders.
(d) Service Provider shall not make the Shares available to Plan Participants Shareholders except in compliance with federal and state securities law and subject to the terms of the prospectus for the Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Shareholders in accordance with and within the time frames required by applicable law. All transactions in Fund Shares shall be subject to the terms of each Fund's prospectus, including minimum account size requirements. During the term of this Agreement, Service Provider shall not assess against or collect from Shareholders any transaction fee in connection with the purchase or redemption of any Fund Shares that are considered in calculating the fees due pursuant to Section 7.
(e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 3 contracts
Samples: Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser Series)
Services of Service Provider. (a) The Service Provider shall provide any combination of agrees to act as the following support services, Distributor's and Janus Services' agent in providing the services under this Agreement. Service Provider will not act in a principal capacity or as agreed upon by a principal underwriter to the parties from time to time, to Plan Participants who invest Funds as defined in the 1940 Act.
(b) Services that Service Provider may provide include the following:
(i) assisting the Distributor in marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(bc) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(cd) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(de) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law. All transactions in Fund Shares shall be subject to the terms of each Fund's Prospectus, including minimum initial investment requirements.
(ef) Orders for the purchase of Fund Shares shall be executed at the then-current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus any applicable sales charge) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge.
(g) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 2 contracts
Samples: Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser Series)
Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants who invest in the Service II Shares of the FundsPortfolios: delivering prospectuses, statements of additional information information, shareholder reports, proxy statements and shareholder reports marketing materials to prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Service II Shares; providing facilities to answer questions from prospective and existing Plan Participants about the FundsPortfolios; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Service II Shares; and assisting Plan Participants in completing application forms and selecting account options; and providing participant record-keeping and similar administrative services.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan Participants.
(c) All orders for Service II Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Service II Shares of any FundPortfolio, including the sale of such Service II Shares to the Service Provider for the account of any Plan Participant or Participants.
(d) Service Provider shall not make the Service II Shares available to Plan Participants except in compliance with federal and state securities law and subject to the terms of the prospectus for the Service II Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials information and similar materials for the Shares to Plan Participants in accordance with and within the time frames required by applicable law.
(e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Samples: Distribution and Shareholder Services Agreement (Janus Aspen Series)
Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants who invest in the Service Shares of the FundsPortfolios: delivering prospectuses, statements of additional information information, shareholder reports, proxy statements and shareholder reports marketing materials to prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Service Shares; providing facilities to answer questions from prospective and existing Plan Participants about the FundsPortfolios; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Service Shares; and assisting Plan Participants in completing application forms and selecting account options; and providing participant record-keeping and similar administrative services.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan Participants.
(c) All orders for Service Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Service Shares of any FundPortfolio, including the sale of such Service Shares to the Service Provider for the account of any Plan Participant or Participants.
(d) Service Provider shall not make the Service Shares available to Plan Participants except in compliance with federal and state securities law and subject to the terms of the prospectus for the Service Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials information and similar materials for the Shares to Plan Participants in accordance with and within the time frames required by applicable law.
(e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Samples: Distribution and Shareholder Services Agreement (Janus Aspen Series)
Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants who invest in the Retirement Shares of the FundsPortfolios: printing and delivering prospectuses, statements of additional information information, shareholder reports, proxy statements and shareholder reports similar materials related to the Retirement Shares to prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Retirement Shares; providing facilities to answer questions from prospective and existing Plan Participants about the FundsPortfolios; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Retirement Shares; and assisting Plan Participants in completing application forms and selecting dividend and other account options.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan Participants.
(c) All orders for Retirement Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Retirement Shares of any FundPortfolio, including the sale of such Retirement Shares to the Service Provider for the account of any Plan Participant or Participants.
(d) Service Provider shall not make the Retirement Shares available to Plan Participants except in compliance with federal and state securities law and subject to the terms of the prospectus for the Retirement Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials statements, and similar materials for the Retirement Shares to Plan Participants in accordance with and within the time frames required by applicable law.
(e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Samples: Distribution and Shareholder Services Agreement (Janus Aspen Series)
Services of Service Provider. (a) The Services that Service Provider shall may provide any combination of include the following support services, as agreed upon by following:
(i) assisting the parties from time to time, to Plan Participants who invest Distributor in the marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(c) All orders for Shares are subject to acceptance or rejection by the Trust Trusts in its their sole discretion, discretion and the Trust Trusts may, in its their discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(d) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law.
(e) Orders for the purchase of Fund Shares shall be executed at the then-current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus any applicable sales charge) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge or redemption fee.
(f) The Service Provider will furnish to the Distributor, the Trust Trusts or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board Trusts' Boards of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Services of Service Provider. (a) The Service Provider shall provide any combination of agrees to act as Janus Services' agent in providing the following support services, services under this Agreement. Service Provider will not act in a principal capacity or as agreed upon by a principal underwriter to the parties from time to time, to Plan Participants who invest Funds as defined in the 1940 Act.
(b) Services that Service Provider may provide include the following:
(i) assisting the Distributor in marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(bc) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(cd) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, discretion and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(de) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law. All transactions in Fund Shares shall be subject to the terms of each Fund's Prospectus, including minimum initial investment requirements.
(ef) Orders for the purchase of Fund Shares shall be executed at the then- current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus an applicable sales charge, if any) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge.
(g) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Services of Service Provider. (a) The Service Provider shall provide any combination of agrees to act as Janus Services' agent in providing the following support services, services under this Agreement. Service Provider will not act in a principal capacity or as agreed upon by a principal underwriter to the parties from time to time, to Plan Participants who invest Funds as defined in the 1940 Act.
(b) Services that Service Provider may provide include the following:
(i) assisting the Distributor in marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(bc) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(cd) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, discretion and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(de) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law. All transactions in Fund Shares shall be subject to the terms of each Fund's Prospectus, including minimum initial investment requirements.
(ef) Orders for the purchase of Fund Shares shall be executed at the then-current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus an applicable sales charge, if any) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge.
(g) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Services of Service Provider. (a) The Service Provider shall provide any combination of the following support services, as agreed upon by the parties from time to time, to Plan Participants who invest in the Shares of the Funds: delivering prospectuses, prospectuses and statements of additional information and shareholder reports to prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; providing facilities to answer questions from prospective and existing Plan Participants about the Funds; receiving and answering correspondence; complying with federal and state securities laws pertaining to the sale of Shares; and assisting Plan Participants in completing application forms and selecting account options.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan Participants.
(c) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or Participants.
(d) Service Provider shall not make the Shares available to Plan Participants except in compliance with federal and state securities law and subject to the terms of the prospectus for the Shares. Service Provider shall be responsible for delivering the prospectus, statement of additional information, shareholder reports, proxy materials information and similar materials for the Shares to Plan Participants in accordance with and within the time frames required by applicable law.
(e) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Services of Service Provider. (a) The Service Provider shall provide any combination of agrees to act as the following support services, Distributor's and Janus Services' agent in providing the services under this Agreement. Service Provider will not act in a principal capacity or as agreed upon by a principal underwriter to the parties from time to time, to Plan Participants who invest Funds as defined in the 1940 Act.
(b) Services that Service Provider may provide include the following:
(i) assisting the Distributor in marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(bc) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(cd) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(de) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law. All transactions in Fund Shares shall be subject to the terms of each Fund's Prospectus, including minimum initial investment requirements.
(ef) Orders for the purchase of Fund Shares shall be executed at the then- current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus any applicable sales charge) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge.
(g) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract
Services of Service Provider. (a) The Services that Service Provider shall may provide any combination of include the following support services, as agreed upon by following:
(i) assisting the parties from time to time, to Plan Participants who invest Distributor in the marketing Shares of the Funds: delivering prospectuses, statements of additional information and shareholder reports Funds to Service Provider's prospective and existing Plan Participants; delivering shareholder reports and proxy materials to Plan Participants; providing educational materials regarding the Shares; customers ("Customers").
(ii) providing facilities to answer questions from prospective and existing Plan Participants Customers about the Funds; receiving and answering correspondence; complying with federal assisting Customers in changing dividend and state securities laws pertaining other account options; and any other activities as the Distributor may reasonably request to the sale extent permitted under applicable laws or regulations or the National Association of Shares; and assisting Plan Participants in completing application forms and selecting account optionsSecurities Dealers, Inc. ("NASD") Rules of Conduct, including but not limited to the services set forth on Exhibit B of this Agreement.
(b) The Service Provider will provide such office space and equipment, telephone facilities, and personnel as may be reasonably necessary or beneficial in order to provide such services to Plan ParticipantsCustomers.
(c) All orders for Shares are subject to acceptance or rejection by the Trust in its sole discretion, discretion and the Trust may, in its discretion and without notice, suspend or withdraw the sale of Shares of any Fund, including the sale of such Shares to the Service Provider for the account of any Plan Participant or ParticipantsCustomers.
(d) Service Provider shall not make the Shares available to Plan Participants Customers except in compliance with federal and state securities law and subject to the terms of the prospectus Prospectus for the Shares. Service Provider shall be responsible for delivering the prospectusProspectus, statement of additional informationSAI, shareholder reports, proxy materials and similar materials for the Shares to Plan Participants Customers in accordance with and within the time frames required by applicable law.
(e) Orders for the purchase of Fund Shares shall be executed at the then-current public offering price per Shares (i.e., the net asset value ("NAV") per Share plus any applicable sales charge) and all orders for the redemption of any Fund Shares shall be executed at the NAV per Share less any applicable contingent deferred sales charge or redemption fee.
(f) The Service Provider will furnish to the Distributor, the Trust or their designees such information as the Distributor may reasonably request, and will otherwise cooperate with the Distributor in the preparation of reports to the Trust's Board of Trustees concerning this Agreement, as well as any other reports or filings that may be required by law.
Appears in 1 contract