Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, investment banking or underwriter services to the Issuer, to act as an underwriter or selling group member, to issue the Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to and does not intend to purchase any of the Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "Participating Dealer or Selling Agreement" or “Distribution Agreement” or other substantially similar agreement (“Selling Agreement”) which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions in accordance with the Selling Agreement, which shall be compensation for Folio's portion of the commissions as a Dealer and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 2 contracts
Samples: Escrow Services and Custody Agreement (Carolina Complete Health Network, Inc.), Access Services and Custody Agreement (Chicken Soup for the Soul Entertainment, Inc.)
Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, investment banking or underwriter services to the Issuer, to act as an underwriter or selling group member, to issue the Private Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Private Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to and does not intend to purchase any of the Private Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "“Participating Dealer or Selling Agreement" ” or “Distribution Agreement” or other substantially similar agreement (“Selling Agreement”) which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions in accordance with the Selling Agreement, which shall be compensation for Folio's portion of the commissions as a Dealer and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 2 contracts
Samples: Escrow Services and Custody Agreement (Stocosil Inc.), Escrow Services and Custody Agreement (Stocosil Inc.)
Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, provide investment banking or underwriter underwriting services to the Issuer, to act as an underwriter or selling group member, to issue the Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to to, and does not intend to to, purchase any of the Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "Participating Dealer or Selling Agreement" or “Distribution Agreement” or other substantially similar agreement (“Selling Agreement”) which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of to market the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions commission in accordance with the Selling Agreementterms of any selling agreement, which shall be compensation for Folio's portion of the commissions as a Dealer its services and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 1 contract
Samples: Escrow Services and Custody Agreement (Royalty Flow Inc.)
Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, provide investment banking or underwriter underwriting services to the Issuer, to act as an underwriter or selling group member, to issue the Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to to, and does not intend to to, purchase any of the Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "Participating Dealer or Selling Agreement" or “Distribution Agreement” or other substantially similar agreement (“Selling Agreement”) which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of to market the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions in accordance with the Selling Agreementterms of any selling agreement, which shall be compensation for Folio's portion of the commissions as a Dealer its services and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 1 contract
Samples: Escrow Services and Custody Agreement (Impact Housing REIT, LLC)
Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, investment banking or underwriter services to the Issuer, to act as an underwriter or selling group member, to issue the Private Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Private Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to and does not intend to purchase any of the Private Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "Participating Dealer or Selling Agreement" or “"Distribution Agreement” " or other substantially similar agreement (“"Selling Agreement”") which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions in accordance with the Selling Agreement, which shall be compensation for Folio's portion of the commissions as a Dealer and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 1 contract
Samples: Escrow Services and Custody Agreement (Secured Real Estate Income Fund II, LLC)
Services Under Separate Agreement. This Agreement does not address nor authorize Folio to provide, investment banking or underwriter services to the Issuer, to act as an underwriter or selling group member, to issue the Private Securities, to provide advice or advisory services in connection with the services as set forth in Schedule B, to recommend the Private Securities or the Offering, or to make any suitability determinations with respect to any Folio Customer. Folio is not committing to and does not intend to purchase any of the Private Securities for its own account or that of an Affiliate. However, the Issuer and Folio understand and agree that, in addition to the services provided herein and under a separate agreement entitled "the “Participating Dealer or Selling Agreement" or “Distribution Agreement” or other substantially similar agreement (“Selling Agreement”) which may be entered into between the issuer or sales agent and Folio, Folio may participate in the offering as a dealer in the sale of the Securities. In its capacity as a dealer, Folio shall be entitled to receive a reallowance on commissions in accordance with the Participating Dealer or Selling AgreementAgreement entered into between the sales agent and Folio, which shall be compensation for Folio's ’s portion of the commissions as a Dealer and shall be separate and distinct from the fees set forth in Schedule D of this Agreement.
Appears in 1 contract
Samples: Issuer Custody and Services Agreement (KeyStone Solutions, Inc.)