Share Certificates. (a) At the expense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s or its agent’s requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions. (b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond. (c) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates. (d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 30 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Income Funds), Transfer Agency and Services Agreement (Salomon Brothers Investors Value Fund Inc), Transfer Agency and Services Agreement (Salomon Funds Trust)
Share Certificates. (a) At the expense of each Fund, Transfer Agent Private Trust or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s Private Trust or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent Private Trust or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent Private Trust or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent Private Trust or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent Private Trust or its agent, with the Fund and Transfer Agent Private Trust or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent Private Trust or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent Private Trust or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent Private Trust or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 25 contracts
Samples: Transfer Agency and Services Agreement (Variable Annuity Portfolios /), Transfer Agency and Services Agreement (Citifunds Multi State Tax Free Trust), Transfer Agency and Services Agreement (Citifunds Trust Ii)
Share Certificates. (a) At the expense of each the Fund, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 14 contracts
Samples: Transfer Agency and Registrar Agreement (Lehman Brothers Funds Inc), Transfer Agency and Registrar Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Transfer Agency and Registrar Agreement (Us Large Stock Fund)
Share Certificates. (a) At the expense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s Agent or its agent’s requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 5 contracts
Samples: Transfer Agency and Services Agreement (Western Asset Emerging Markets Debt Fund Inc.), Transfer Agency and Services Agreement (Western Asset Emerging Markets Debt Fund Inc.), Transfer Agency and Services Agreement (Western Asset High Income Fund Ii Inc.)
Share Certificates. (a) At the expense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s 's or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Smith Barney Municipal Money Market Fund Inc), Transfer Agency and Services Agreement (Legg Mason Partners Equity Funds), Transfer Agency and Services Agreement (Legg Mason Partners Oregon Municipals Fund)
Share Certificates. (a) At the expense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Smith Barney Trust Ii), Transfer Agency and Services Agreement (Variable Annuity Portfolios), Transfer Agency and Services Agreement (Salomon Brothers Fund Inc /De/)
Share Certificates. (a) At the expense of each the applicable Fund, each Fund shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees The Funds agree that, notwithstanding the death, resignation, or removal of any officer of the Fund Funds whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Funds and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 4 contracts
Samples: Combined Transfer Agency and Registrar Agreement (Munder Series Trust), Combined Transfer Agency and Registrar Agreement (Munder Framlington Funds Trust), Transfer Agency and Registrar Agreement (Munder Series Trust)
Share Certificates. (a) At the expense of each the Fund, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, names addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 4 contracts
Samples: Transfer Agency and Registrar Agreement (Munder Funds Inc), Transfer Agency and Registrar Agreement (Munder Framlington Funds Trust), Transfer Agency and Registrar Agreement (Munder Funds Trust)
Share Certificates. (a) At the expense of each the applicable Fund, each Fund shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees The Funds agree that, notwithstanding the death, resignation, or removal of any officer of the Fund Funds whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Funds and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 3 contracts
Samples: Transfer Agency and Registrar Agreement (Munder Series Trust), Transfer Agency and Registrar Agreement (Munder Series Trust Ii), Transfer Agency and Registrar Agreement (Munder Series Trust)
Share Certificates. (a) At the expense of each the Fund, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or cancelled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (St Clair Funds Inc), Transfer Agency and Registrar Agreement (Munder Funds Trust)
Share Certificates. (a) At the expense of each Fundthe Company, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund The Company agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund Company whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Company and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (St Clair Funds Inc), Transfer Agency and Registrar Agreement (St Clair Funds Inc)
Share Certificates. (a) At the expense of each the applicable Fund, each Fund shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees The Funds agree that, notwithstanding the death, resignation, or removal of any officer of the Fund Funds whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Funds and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer TheTransfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (Munder Framlington Funds Trust), Transfer Agency and Registrar Agreement (St Clair Funds Inc)
Share Certificates. (a) At the expense of each Fundthe Trust, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund The Trust agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund Trust whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Trust and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, issued and/or canceled the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Munder Framlington Funds Trust), Transfer Agency and Registrar Agreement (Munder Framlington Funds Trust)
Share Certificates. (a) At the expense of each the Fund, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s 's or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund and the Transfer Agent or its agent as obligees obligee under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Exhibit I to Schedule B SUMMARY OF SERVICES The services to be performed by the Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.be as follows:
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Investors Research Fund Inc)
Share Certificates. (a) At the expense of each Fund, Transfer Agent Citicorp or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s Citicorp or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent Citicorp or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent Citicorp or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent Citicorp or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent Citicorp or its agent, with the Fund and Transfer Agent Citicorp or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent Citicorp or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent Citicorp or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent Citicorp or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Smith Barney Multiple Discipline Account Trust)
Share Certificates. (a) At the expense theexpense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s 's or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Legg Mason Partners California Municipals Fund, Inc)
Share Certificates. (a) At the expense expenses of each the Fund, the Transfer Agent or its agent shall be supplied with maintain an adequate supply of blank share Share certificates to meet the Transfer Agent’s or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer Officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such certificates, the Transfer Agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructionsthe Fund.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyeddestroyed without any further action by the Board of Directors or any Officer of the Fund, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agentAgent, with the Fund and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated formforms, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identificationidentification numbers. The Transfer Agent or its agent shall further maintain separately for the Fund a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency Agreement (Eaton Vance Growth Trust)
Share Certificates. (a) At the expense of each Fundthe Company, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates Certificates shall be properly signed by facsimile. Each Fund The Company agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund Company whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of or properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund Company and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Investor Shares represented thereby and the holder of record. With respect to Investor Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Nations Fund Inc)
Share Certificates. (a) At the expense of each the Fund, it shall supply the Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet the Transfer Agent’s Agent or its agent’s 's requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, the Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, The Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by the Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to the Transfer Agent or its agent, with the Fund and the Transfer Agent or its agent as obligees under the bond.
(c) With respect to each Fund, The Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated uncertified form, i.e., no certificate being issued with respect thereto, the Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. The Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Preferred Income Management Fund Inc)
Share Certificates. (a) At the expense of each the Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s or its agent’s requirements therefor. Such Share certificates shall be properly signed by facsimile. Each The Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each the Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(c) With respect to each the Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Consulting Group Capital Markets Funds)
Share Certificates. (a) At the expense of each Fund, Transfer Agent or its agent shall be supplied with an adequate supply of blank share certificates to meet Transfer Agent’s Agent or its agent’s requirements therefortherefore. Such Share certificates shall be he properly signed by facsimile. Each Fund agrees that, notwithstanding the death, resignation, or removal of any officer of the Fund whose signature appears on such certificates, Transfer Agent or its agent may continue to countersign certificates which bear such signatures until otherwise directed by Written Instructions.
(b) With respect to each Fund, Transfer Agent or its agent shall issue replacement Share certificates in lieu of certificates which have been lost, stolen or destroyed, upon receipt by Transfer Agent or its agent of properly executed affidavits and lost certificate bonds, in form satisfactory to Transfer Agent or its agent, with the Fund and Transfer Agent or its agent as obligees under the bond.
(ce) With respect to each Fund, Transfer Agent or its agent shall also maintain a record of each certificate issued, issued the number of Shares represented thereby and the holder of record. With respect to Shares held in open accounts or uncertificated in certificated form, i.e., no certificate being issued with respect thereto, Transfer Agent or its agent shall maintain comparable records of the record holders thereof, including their names, addresses and taxpayer identification. Transfer Agent or its agent shall further maintain a stop transfer record on lost and/or replaced certificates.
(d) Withdrawal of Shares and Cancellation of Certificates. Upon receipt of Written Instructions, Transfer Agent shall cancel outstanding certificates surrendered by a Fund to reduce the total amount of outstanding shares by the number of shares surrendered by the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Western Asset Municipal Defined Opportunity Trust Inc.)