Shareholder Information Agreement. If the Dealer is a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto with Quasar contemporaneously with the execution of this Agreement
Appears in 20 contracts
Samples: Dealer Agreement (Artio Select Opportunities Fund Inc.), Dealer Agreement (Artio Global Investment Funds), Dealer Agreement (Artio Select Opportunities Fund Inc.)
Shareholder Information Agreement. If the Dealer is a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto hereto, with Quasar contemporaneously with the execution of this Agreement.
Appears in 1 contract
Samples: Dealer Selling Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.)
Shareholder Information Agreement. If the Dealer is a “"financial intermediary” " other than a “"indirect financial intermediary” " each as defined in Rule 22c-2, Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto hereto, with Quasar contemporaneously with the execution of this Agreement.
Appears in 1 contract
Shareholder Information Agreement. If the Dealer is a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto hereto, with Quasar contemporaneously with the execution of this Agreement
Appears in 1 contract
Samples: Dealer Agreement (RBC Funds Trust)
Shareholder Information Agreement. If the Dealer either represents that it is not a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, 22c-2 under the 1940 Act or Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto hereto, with Quasar contemporaneously with the execution of this Agreement.
Appears in 1 contract
Shareholder Information Agreement. If the Dealer is a “"financial intermediary” " other than a “"indirect financial intermediary” " each as defined in Rule 22c-2, Dealer agrees to enter into or has already previously entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto hereto, with Quasar Vigilant contemporaneously with the execution of this Agreement.
Appears in 1 contract
