Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if
Appears in 7 contracts
Samples: www.dbs.com.sg, www.dbs.com.sg, www.dbs.com.sg
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco ifif (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.
Appears in 4 contracts
Samples: www.dbs.com.sg, www.dbs.com.sg, www.dbs.com.sg
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you the Client to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco ifif (a) the Client’s shareholding in that Mainland China Listco exceeds the threshold prescribed by the relevant regulatory authorities from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. The Client must comply with the “short swing profit rule”.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco ifif (a) your shareholding in that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You (and you alone) must comply with the “short swing profit rule”.
Appears in 3 contracts
Samples: www.hafoo.com, www.hafoo.com, help.emsec.hk
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco ifif (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.
Appears in 2 contracts
Samples: www.dbs.com.sg, www.dbs.com.sg
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “the“ short swing profit rule” requires you me to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if: (a) my shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from t ime to t ime; and ( b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. I will comply with the“ short swing profit rule”.
Appears in 2 contracts
Samples: Private Bank Master Agreement, Private Bank Master Agreement
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rulerules” requires you investors to return any profits made from purchases and sales in respect of China Connect Securities securities of a Mainland China Listco iflisted company if (a) your shareholding in the Mainland China listed company exceeds the threshold prescribed by the relevant China Connect authority from time to time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa.
Appears in 1 contract
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “the“ short swing profit rule” requires you me to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if: (a) my shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and ( b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. I will comply with the“ short swing profit rule”.
Appears in 1 contract
Samples: Private Bank Master Agreement
Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco ifif (a) your shareholding in that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You (and you alone) must comply with the “short swing profit rule”.
Appears in 1 contract
Samples: www.338.net