Common use of Short Swing Profit Rule Clause in Contracts

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.

Appears in 8 contracts

Samples: Terms and Conditions, Terms and Conditions, Terms and Conditions

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Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if if (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.

Appears in 4 contracts

Samples: Terms and Conditions, Terms and Conditions, Terms and Conditions

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you the Client to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco if if (a) your the Client’s shareholding in the that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority regulatory authorities from time to time; time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will The Client must comply with the “short swing profit rule”.

Appears in 3 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco if if (a) your shareholding in the that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will (and you alone) must comply with the “short swing profit rule”.

Appears in 3 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “the“ short swing profit rule” requires you me to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if : (a) your my shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time t ime to timet ime; and (( b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You I will comply with the “the“ short swing profit rule”.

Appears in 3 contracts

Samples: Master Agreement, Master Agreement, Master Agreement

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if if (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if (a) your shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.. DBS Bank Ltd., Singapore 89 Co. Reg. No. 196800306E

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions

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Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “the“ short swing profit rule” requires you me to return any profits made from purchases and sales in respect of China Connect Securities of a Mainland China Listco if : (a) your my shareholding in the Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (( b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You I will comply with the “the“ short swing profit rule”.

Appears in 1 contract

Samples: Master Agreement

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rulerules” requires you investors to return any profits made from purchases and sales in respect of China Connect Securities securities of a Mainland China Listco if listed company if (a) your shareholding in the Mainland China Listco listed company exceeds the threshold prescribed by the relevant China Connect Authority authority from time to time; time and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will comply with the “short swing profit rule”.

Appears in 1 contract

Samples: General Terms and Conditions

Short Swing Profit Rule. Under Mainland China laws, rules and regulations, the “short swing profit rule” requires you to give up/return any profits made from purchases and sales in respect of China Connect Securities of a particular Mainland China Listco if if (a) your shareholding in the that Mainland China Listco exceeds the threshold prescribed by the relevant China Connect Authority from time to time; and (b) the corresponding sale transaction occurs within the six months after a purchase transaction, or vice versa. You will (and you alone) must comply with the “short swing profit rule”.

Appears in 1 contract

Samples: Securities Trading Client Agreement

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