Common use of SIPC Coverage Clause in Contracts

SIPC Coverage. You understand that SI Securities is a members of the Securities Investor Protection Corporation (“SIPC”), which provides protection for accounts up to $500,000 (including $250,000 for claims of cash) per client as defined by SIPC rules. As it pertains to SIPC, you can obtain further information, including the SIPC brochure, by contacting SIPC. They can be reached by visiting their website at xxxx://xxx.xxxx.xxx/or by telephone, email, or regular mail: Securities Investor Protection Corporation Tel: +0 (000) 000-0000 0000 X Xx. X.X. Xxxxx 0000 Fax: +1 (202) 000-0000 Xxxxxxxxxx, X.X. 00000-0000 Email: xxxxxxx@xxxx.xxx Complaints Complaints concerning services provided by SI Securities may be directed to: Xxxx Xxxx 000 Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 (646) 291-2161 xxxxxxxxxx@xxxxxxxxxx.xxx FINRA Public Disclosure Program As a member of FINRA, SI Securities is required to disclose the availability of BrokerCheck, an online tool that provides information about FINRA-registered firms and investment professionals. To access BrokerCheck or download an investor brochure, go to xxxx://xxx.xxxxx.xxx/brokercheck. You can also call the BrokerCheck Hotline at 800.289.9999.

SIPC Coverage. You understand that SI Securities Securities, LLC (“SI Securities”) is a members member of the Securities Investor Protection Corporation (“SIPC”), which provides protection for accounts up to $500,000 (including $250,000 for claims of cash) per client as defined by SIPC rules. As it pertains to SIPC, you can obtain further information, including the SIPC brochure, by contacting SIPC. They can be reached by visiting their website at xxxx://xxx.xxxx.xxx/or by telephone, email, or regular mail: Securities Investor Protection Corporation Tel: +0 (000) 000-0000 0000 X Xx. X.X. Xxxxx 0000 Suite 1000 Fax: +1 (202) 000-0000 XxxxxxxxxxWashington, X.X. 00000D.C. 20006-0000 1620 Email: xxxxxxx@xxxx.xxx Complaints Complaints concerning services provided by SI Securities may be directed to: Xxxx Xxxx 000 Compliance Department 00 Xxxxxxxx, 00xx Xxxxx 0000 Xxx Xxxx, XX 00000 (646000) 291000-2161 0000 xxxxxxxxxx@xxxxxxxxxx.xxx FINRA Public Disclosure Program As a member of FINRA, SI Securities is required to disclose the availability of BrokerCheck, an online tool that provides information about FINRA-registered firms and investment professionals. To access BrokerCheck or download an investor brochure, go to xxxx://xxx.xxxxx.xxx/brokercheck. You can also call the BrokerCheck Hotline at 800.289.9999.

SIPC Coverage. You understand that SI Securities Securities, LLC (“SI Securities”) is a members member of the Securities Investor Protection Corporation (“SIPC”), which provides protection for accounts up to $500,000 (including $250,000 for claims of cash) per client as defined by SIPC rules. As it pertains to SIPC, you can obtain further information, including the SIPC brochure, by contacting SIPC. They can be reached by visiting their website at xxxx://xxx.xxxx.xxx/or by telephone, email, or regular mail: Securities Investor Protection Corporation Tel: +0 (000) 000-0000 0000 X Xx. X.X. Xxxxx 0000 Fax: +1 (202) 000-0000 Xxxxxxxxxx, X.X. 00000-0000 Email: xxxxxxx@xxxx.xxx Complaints Complaints concerning services provided by SI Securities may be directed to: Xxxx Xxxx 000 Compliance Department 00 Xxxxxxxx, 00xx Xxxxx 0000 Xxx Xxxx, XX 00000 (646617) 291863-2161 2136 xxxxxxxxxx@xxxxxxxxxx.xxx FINRA Public Disclosure Program As a member of FINRA, SI Securities is required to disclose the availability of BrokerCheck, an online tool that provides information about FINRA-registered firms and investment professionals. To access BrokerCheck or download an investor brochure, go to xxxx://xxx.xxxxx.xxx/brokercheck. You can also call the BrokerCheck Hotline at 800.289.9999.

SIPC Coverage. You understand that SI Securities Portal, LLC (“SI Portal”) is a members member of the Securities Investor Protection Corporation (“SIPC”), which provides protection for accounts up to $500,000 (including $250,000 for claims of cash) per client as defined by SIPC rules. As it pertains to SIPC, you can obtain further information, including the SIPC brochure, by contacting SIPC. They can be reached by visiting their website at xxxx://xxx.xxxx.xxx/or by telephone, email, or regular mail: Securities Investor Protection Corporation Tel: +0 (000) 000-0000 0000 X Xx. X.X. Xxxxx 0000 Fax: +1 (202) 000-0000 Xxxxxxxxxx, X.X. 00000-0000 Email: xxxxxxx@xxxx.xxx Complaints Complaints concerning services provided by SI Securities Portal may be directed to: Xxxx Xxxx Xxxxx Xxxxxxxx 000 XxxxxxxxXxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx26th Floor New York, XX 00000 NY 10038 (646000) 291000-2161 0000 xxxxxxxxxx@xxxxxxxxxx.xxx FINRA Public Disclosure Program As a member of FINRA, SI Securities Portal is required to disclose the availability of BrokerCheck, an online tool that provides information about FINRA-registered firms and investment professionals. To access BrokerCheck or download an investor brochure, go to xxxx://xxx.xxxxx.xxx/brokercheck. You can also call the BrokerCheck Hotline at 800.289.9999.