SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.
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Samples: Credit Agreement (Nuveen Investments Inc), Credit Agreement (Nuveen Investments Inc)
SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the either Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the either Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.
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Samples: Assignment and Acceptance Agreement (Nuveen John Company)
SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries Nuveen & Co. is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries Nuveen & Co. under Section 5(a)(3) of the SIPC Act.
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SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the either Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.,
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SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries Subsidiary is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries Subsidiary under Section 5(a)(3) of the SIPC Act.
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