Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 607 contracts
Samples: Underwriting Agreement (Apimeds Pharmaceuticals US, Inc.), Underwriting Agreement (Alta Global Group LTD), Underwriting Agreement (Polyrizon Ltd.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the The Company was is a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 40 contracts
Samples: Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (THUMZUP MEDIA Corp), Securities Purchase Agreement (Cheetah Net Supply Chain Service Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the filing of the Company’s most recent Annual Report on Form 10-K, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 38 contracts
Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.)
Smaller Reporting Company. As of the time of the initial filing of the Registration StatementStatement and as of the date hereof, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 38 contracts
Samples: Underwriting Agreement (Enveric Biosciences, Inc.), Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (NXT-Id, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 30 contracts
Samples: Underwriting Agreement (Xenetic Biosciences, Inc.), Underwriting Agreement (Xenetic Biosciences, Inc.), Underwriting Agreement (CollabRx, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of under the Exchange Act RegulationsAct.
Appears in 21 contracts
Samples: Underwriting Agreement (Investcorp India Acquisition Corp), Underwriting Agreement (Investcorp India Acquisition Corp), Sales Agreement (Beyond Air, Inc.)
Smaller Reporting Company. As of the time of the filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 19 contracts
Samples: Underwriting Agreement (My Size, Inc.), Underwriting Agreement (Kaspien Holdings Inc.), Underwriting Agreement (Avinger Inc)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was was, and currently is, a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 16 contracts
Samples: Placement Agency Agreement (Biovie Inc.), Placement Agency Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Scorpius Holdings, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of its effective time, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 10 contracts
Samples: Underwriting Agreement (Nuvve Holding Corp.), Underwriting Agreement (GlucoTrack, Inc.), Underwriting Agreement (Blue Star Foods Corp.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of promulgated by the Commission under the Exchange Act RegulationsAct.
Appears in 9 contracts
Samples: Underwriting Agreement (New Horizon Aircraft Ltd.), Underwriting Agreement (Better Therapeutics, Inc.), Underwriting Agreement (Sonnet BioTherapeutics Holdings, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the date of this Agreement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 9 contracts
Samples: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc)
Smaller Reporting Company. As of From the time of initial filing of the Registration StatementStatement to the Commission through the date hereof, the Company was has been and is a “smaller reporting company,” as defined in Rule 12b-2 of under the Exchange Act RegulationsAct.
Appears in 7 contracts
Samples: Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 6 contracts
Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “"smaller reporting company,” " as defined in Rule 12b-2 of under the Exchange Act RegulationsAct.
Appears in 6 contracts
Samples: Underwriting Agreement (XPAC Acquisition Corp.), Underwriting Agreement (XPAC Acquisition Corp.), Equity Distribution Agreement (Nuvectra Corp)
Smaller Reporting Company. As of the time of filing of the Registration Offering Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (AeroClean Technologies, LLC), Underwriting Agreement (Scopus BioPharma Inc.), Underwriting Agreement (Scopus BioPharma Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Applicable Time, the date hereof and the Closing Date, the Company was a “smaller reporting company,” ”, as defined in Item 10(f)(1) of Regulation S-K and Rule 12b-2 of the Exchange Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (La Rosa Holdings Corp.), Underwriting Agreement (Vitro Biopharma, Inc.), Underwriting Agreement (Fly-E Group, Inc.)
Smaller Reporting Company. As of the time of the initial filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Soligenix, Inc.), Underwriting Agreement (Soligenix, Inc.), Underwriting Agreement (Apollo Medical Holdings, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the date of this Agreement, the Company was is a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.]
Appears in 4 contracts
Samples: Underwriting Agreement (Hongli Group Inc.), Underwriting Agreement (Hongli Group Inc.), Underwriting Agreement (Hongli Group Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the The Company was is a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 3 contracts
Samples: Underwriting Agreement (Jupiter Neurosciences, Inc.), Underwriting Agreement (Jupiter Neurosciences, Inc.), Underwriting Agreement (Jupiter Neurosciences, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the Effective Date, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (NanoFlex Power Corp), Underwriting Agreement (AtheroNova Inc.), Underwriting Agreement (AtheroNova Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and on the Effective Date, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.)
Smaller Reporting Company. As of the time of filing the effective date of the Registration StatementStatement and on the date of this Agreement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc)
Smaller Reporting Company. As of From the time of filing of the Registration StatementStatement with the Commission through the date hereof, the Company was has been and is a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 3 contracts
Samples: MAIA Biotechnology, Inc., Immix Biopharma, Inc., Immix Biopharma, Inc.
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations. (hhh) Reserved.
Appears in 3 contracts
Samples: Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “"smaller reporting company,” " as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the filing of the Company’s most recent Annual Report on Form 10-K, the Company was a “"smaller reporting company,” " as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 2 contracts
Samples: Placement Agency Agreement (Oramed Pharmaceuticals Inc.), Placement Agency Agreement (Oramed Pharmaceuticals Inc.)
Smaller Reporting Company. As of From the time of the initial filing of the Registration StatementStatement with the Commission through the date hereof, the Company was has been and is a “smaller reporting company,” as defined in Rule 12b-2 of under the Securities Exchange Act Regulationsof 1934, as amended (the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (zSpace, Inc.), Underwriting Agreement (Loop Media, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Pricing Prospectus and the Prospectus, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the filing of the Company’s most recent Annual Report on Form 10-K, as amended, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 1 contract
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of its effective time, the Company was a “"smaller reporting company,” " as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Samples: Underwriting Agreement
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the date hereof, the Company was and is a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 1 contract
Samples: Underwriting Agreement (Intellicheck Mobilisa, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Pricing Disclosure Package, and the Prospectus, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Toughbuilt Industries, Inc)
Smaller Reporting Company. As of At the time of the (i) initial filing of the Registration StatementStatement to the Commission, (ii) Effective Date and (iii) Applicable Date, the Company was and will be a “smaller reporting company,” as defined in Rule 12b-2 of under the Exchange Act Regulationsand in Rule 405 under the Securities Act.
Appears in 1 contract
Smaller Reporting Company. As of At the time of filing of the Registration StatementStatement was initially filed and at the time it became effective, the Company was is a “smaller reporting company,” as such term is defined in Rule 12b-2 of under the Exchange Act RegulationsAct, and the Company has received no objection from the Commission to its designation as such.
Appears in 1 contract
Samples: Underwriting Agreement (Condor Hospitality Trust, Inc.)
Smaller Reporting Company. As of the time of the filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Smaller Reporting Company. As of the time Time of filing of the Registration StatementSale, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Samples: Purchase Agreement (RumbleON, Inc.)
Smaller Reporting Company. As of the time of filing of the Registration StatementStatement and as of the filing of the Company's most recent Annual Report on Form 10-K, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 1 contract
Smaller Reporting Company. As of the time of filing of the Registration Statementdate hereof, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulations.
Appears in 1 contract
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange 1934 Act Regulations.
Appears in 1 contract
Smaller Reporting Company. As of At the time of filing of the Registration StatementStatement was initially filed and at the time it became effective, the Company was a “smaller reporting company,” as such term is defined in Rule 12b-2 of under the Exchange Act RegulationsAct, and the Company has received no objection from the Commission to its designation as such.
Appears in 1 contract
Samples: Equity Distribution Agreement (Condor Hospitality Trust, Inc.)
Smaller Reporting Company. As of the time of the initial filing of the Registration StatementStatement and as of the date hereof, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act Regulationsrules and regulations.
Appears in 1 contract
Smaller Reporting Company. As of the time of filing of the Registration StatementPricing Prospectus, the Company was a “smaller reporting company,” as defined in Rule 12b-2 of the Exchange Act RegulationsAct.
Appears in 1 contract
Samples: Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)
Smaller Reporting Company. As of the time of filing of the Registration Statement, the Company was a “smaller reporting company,” as defined in Rule 12b-2 12b 2 of the Exchange Act RegulationsAct.
Appears in 1 contract
