Common use of STAFFING AND TIMING Clause in Contracts

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx Xxxxxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 3 contracts

Samples: Consulting Agreement (Northern Lights Fund Trust Ii), Form of Consulting Agreement (Northern Lights Fund Trust Ii), Consulting Agreement (Northern Lights Fund Trust Ii)

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STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 3 contracts

Samples: Consulting Agreement (Northern Lights Fund Trust), Consulting Agreement (Advisorone Funds), Consulting Agreement (Advisorone Funds)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx X. Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund Trust of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C B to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 3 contracts

Samples: Consulting Agreement (National Retail Fund II), Consulting Agreement (National Retail Fund III), Consulting Agreement (National Retail Fund II)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx X. Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C B to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Miller Investment Trust), Consulting Agreement (Miller Investment Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxx Xxxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Variable Insurance Trust), Consulting Agreement (Variable Insurance Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxMxxxxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Advisorone Funds), Consulting Agreement (Advisorone Funds)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx Xxxxx Xxxxxxxxx, who shall be appointed by the Board as the Chief Compliance Officer CCO for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Equinox Funds Trust), Consulting Agreement (Equinox Funds Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx Xxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the TrustFund. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Northern Lights Fund Trust Iii), Consulting Agreement (Predex)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx Xxxxxxxxx, who shall be appointed by the Board as the Chief Compliance Officer CCO for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 2 contracts

Samples: Consulting Agreement (Multi-Strategy Growth & Income Fund), Consulting Agreement (Vertical Capital Income Fund)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxWxxxxxx Xxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the TrustFund. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx Xxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx Xxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx Xxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (Two Roads Shared Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxMxxxxxx X. Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx Xxxxxx is included in Appendix C B to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Northern Lights Compliance Services (Miller Investment Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust Company and each Fund of the TrustCompany. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the TrustCompany. Visits to Service Providers of the Trust Company will include:

Appears in 1 contract

Samples: Consulting Agreement (Santa Barbara Group of Mutual Funds Inc)

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STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxWxxxxxx Xxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx Xxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx Xxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx Xxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (GL Beyond Income Fund)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx X. Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (Greenwich Advisors Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx Xxxxxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the TrustFund. In addition, NLCS will provide support staff to Mx. Exxxx Xxxxxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Exxxx Xxxxxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Exxxx Xxxxxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (Advisors Preferred Trust)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the Trust. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (Advisorone Funds)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer and Principal Financial Officer for the Trust Company and each Fund of the TrustCompany. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the TrustCompany. Visits to Service Providers of the Trust Company will include:

Appears in 1 contract

Samples: Consulting Agreement (Lifetime Achievement Fund Inc)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxMxxx Xxxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the TrustFund. In addition, NLCS will provide support staff to Mx. Xxxxxxxxx Xxxxxx to assist him in all aspects of his duties under this Agreement. Mx. Xxxxxxxxx Xxxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for Mx. Xxxxxxxxx Xxxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE The on-site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (North Country Funds)

STAFFING AND TIMING. Under the terms of this Agreement, NLCS will provide the services of Exxxx XxxxxxxxxXxxxxxx Xxxxx, who shall be appointed by the Board as the Chief Compliance Officer for the Trust and each Fund of the TrustFund. In addition, NLCS will provide support staff to MxXx. Xxxxxxxxx Xxxxx to assist him in all aspects of his duties under this Agreement. MxXx. Xxxxxxxxx Xxxxx will lead the engagement and will have overall supervisory responsibility for the ongoing obligations hereunder. A brief biography for MxXx. Xxxxxxxxx Xxxxx is included in Appendix C to this Agreement. The timeline for this engagement, although subject to change, will be as follows: ON-SITE ON‐SITE The on-site on‐site portion will consist primarily of reviewing the policies and procedures identified in Phase I above as well as interviews of the relevant personnel throughout the different business lines of the Trust. Visits to Service Providers of the Trust will include:

Appears in 1 contract

Samples: Consulting Agreement (Predex)

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