Common use of State Filing Requirements Clause in Contracts

State Filing Requirements. a. Upon request, Administrator shall notify Servicer of the states or other jurisdictions in which each Fund’s Shares are currently noticed, registered or qualified for offer or sale to the public. Administrator shall have no obligation to make notice filings of, register or qualify, or to maintain notice filings of, registration of or qualification of, a Fund’s Shares in any particular state or other jurisdiction. Servicer shall comply with requests of Administrator for information about the Platform investors that Administrator properly may require in order for the Companies to make notice and other applicable filings under state law, as well as to qualify for any applicable exemptions. b. Neither Administrator nor Distributor shall be responsible for any notices or other applicable filings that are necessary to permit Servicer or any Indirect Intermediary to engage in the offer and sale of mutual fund shares or the provision of services contemplated hereunder under state law

State Filing Requirements. a. Upon request, Administrator shall notify Servicer Bank of the states or other jurisdictions in which each Fund’s Shares are currently noticed, registered or qualified for offer or sale to the public. Administrator shall have no obligation to make notice filings of, register or qualify, or to maintain notice filings of, registration of or qualification of, a Fund’s Shares in any particular state or other jurisdiction. Servicer Bank shall comply with requests of Administrator for information about the Platform investors Bank’s customers that are Fund shareholders that Administrator properly may require in order for the Companies to make notice and other applicable filings under state law, as well as to qualify for any applicable exemptions. b. Neither Administrator nor Distributor shall be responsible for any notices or other applicable filings that are necessary to permit Servicer Bank or any Indirect Intermediary to engage in the offer and sale of mutual fund shares or the provision of services contemplated hereunder under state law.