Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 13 contracts
Samples: Securities Purchase Agreement (Modtech Holdings Inc), Note Agreement (Micro Component Technology Inc), Note Agreement (Micro Component Technology Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock on the applicable Trading Market shall be in effect for five (5) consecutive days Trading Days or five (5) days Trading Days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal MarketTrading Days, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) days Business Days of the notice thereof or list the Common Stock on another Principal Trading Market within sixty (60) days Business Days of such notice; or.
Appears in 10 contracts
Samples: Convertible Debenture (Tauriga Sciences, Inc.), Convertible Security Agreement (Tauriga Sciences, Inc.), Convertible Debenture (Tauriga Sciences, Inc.)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or;
Appears in 9 contracts
Samples: Note (Pervasip Corp), Note (Pervasip Corp), Convertible Note Agreement (General Environmental Management, Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive trading days or five (5) trading days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or.
Appears in 4 contracts
Samples: Secured Minimum Borrowing Convertible Note (Digital Angel Corp), Secured Revolving Convertible Note (Digital Angel Corp), Secured Revolving Convertible Note (Digital Angel Corp)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or.
Appears in 4 contracts
Samples: Secured Convertible Note (Artemis International Solutions Corp), Convertible Note (Netguru Inc), Convertible Note (Netguru Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; ormarket trading.
Appears in 3 contracts
Samples: Convertible Note (Barrel Energy Inc.), Convertible Note (Barrel Energy Inc.), Convertible Note (BRK, Inc.)
Stop Trade. An At any time after Lender has received shares of Common Stock pursuant to the terms set forth in Section 2.3(e), an SEC stop trade order or Principal Market NASDAQ market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Marketpublic market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market public market within sixty (60) days of such notice; or.
Appears in 3 contracts
Samples: Loan and Security Agreement (Acelrx Pharmaceuticals Inc), Loan and Security Agreement (Acelrx Pharmaceuticals Inc), Loan and Security Agreement (Acelrx Pharmaceuticals Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive trading days or five (5) 5 trading days during a period of ten (10) 10 consecutive trading days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or.
Appears in 3 contracts
Samples: Secured Convertible Note (Digital Angel Corp), Secured Convertible Note (Digital Angel Corp), Secured Convertible Note (Digital Angel Corp)
Stop Trade. An On or after the consummation of an initial public offering of Common Stock, an SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 3 contracts
Samples: Secured Convertible Term Note (Accentia Biopharmaceuticals Inc), Secured Convertible Term Note (Accentia Biopharmaceuticals Inc), Secured Convertible Term Note (Accentia Biopharmaceuticals Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) 30 days of the notice thereof or list or trade the Common Stock on another Principal Market within sixty (60) 60 days of such notice; or.
Appears in 2 contracts
Samples: Secured Term Note (Nestor Inc), Convertible Note (Nestor Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive trading days or five (5) days during a period of ten (10) 10 consecutive trading days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or.
Appears in 2 contracts
Samples: Secured Convertible Note (Spacedev Inc), Secured Convertible Note (Netguru Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) business days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) business days of such notice; or
Appears in 2 contracts
Samples: Secured Term Note (Iwt Tesoro Corp), Note Agreement (Iwt Tesoro Corp)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or;
Appears in 2 contracts
Samples: Note Agreement (Elec Communications Corp), Note Agreement (Elec Communications Corp)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five ten (510) consecutive days or five ten (510) days during a period of ten thirty (1030) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 1 contract
Samples: Secured Convertible Term Note (Biodelivery Sciences International Inc)
Stop Trade. An At any time, an SEC stop trade order or Principal Market NASDAQ market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Marketpublic market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market public market within sixty (60) days of such notice; or.
Appears in 1 contract
Samples: Loan and Security Agreement (Edge Therapeutics, Inc.)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) 30 days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; orMarket
Appears in 1 contract
Samples: Secured Convertible Minimum Borrowing Note (Transgenomic Inc)
Stop Trade. An SEC stop trade order or Principal ----------- Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 1 contract
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive business days or five (5) business days during a period of ten (10) consecutive business days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 1 contract
Samples: Securities Purchase Agreement (Standard Management Corp)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that after the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or
Appears in 1 contract
Samples: Secured Convertible Term Note (Path 1 Network Technologies Inc)
Stop Trade. An At any time an SEC stop trade order or Principal Market NASDAQ market trading suspension of the Common Stock common Equity Interests shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company public market; if Borrower shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock common Equity Interests on another Principal Market public market within sixty (60) days of such notice; or.
Appears in 1 contract
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided PROVIDED that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; orthe
Appears in 1 contract
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five six (56) consecutive days or five six (56) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or.
Appears in 1 contract
Samples: Secured Convertible Term Note (Apogee Technology Inc)
Stop Trade. An At any time, an SEC stop trade order or Principal NASDAQ Global Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Marketpublic market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) 30 days of the notice thereof or list the Common Stock on another Principal Market public market within sixty (60) 60 days of such notice; or.
Appears in 1 contract
Samples: Loan and Security Agreement (Bellicum Pharmaceuticals, Inc)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five ten (510) consecutive days or five ten (510) days during a period of ten thirty (1030) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or;
Appears in 1 contract
Samples: Secured Convertible Term Note (Biodelivery Sciences International Inc)
Stop Trade. An At any time, an SEC stop trade order or Principal Market NASDAQ market trading suspension of the Common Stock common stock of Company shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Marketpublic market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock common stock of Company on another Principal Market public market within sixty (60) days of such notice; or.
Appears in 1 contract
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) 5 consecutive days or five (5) 5 days during a period of ten (10) 10 consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company Borrower shall not have been able to cure such trading suspension within thirty (30) 30 days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) 60 days of such notice; or.
Appears in 1 contract
Samples: Securities Purchase Agreement (Digital Fusion Inc/Nj/)
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company a21 shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; or;
Appears in 1 contract
Stop Trade. An SEC stop trade order or Principal Market trading suspension of the Common Stock shall ordershall be in effect for five (5) consecutive days or five (5) days during a period of ten (10) consecutive days, excluding in all cases a suspension of all trading on a Principal Market, provided that the Company shall not have been able to cure such trading suspension within thirty (30) days of the notice thereof or list the Common Stock on another Principal Market within sixty (60) days of such notice; oror INTENTIONALLY OMITTED
Appears in 1 contract
Samples: Note Agreement (Retail Pro, Inc.)
