Common use of Subject to Applicable Regulations Clause in Contracts

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (a) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; (b) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (c) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (d) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (e) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 15 contracts

Samples: Professional Client Agreement, Professional Client Agreement, Eligible Counterparty Agreement

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Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter Applicable Regulations will prevail; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 5 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 5 contracts

Samples: Terms and Conditions, Organised Trading Facility Terms of Business, Professional Client Agreement

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Applica­ ble Regulations so that: : (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; ; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; ; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; ; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and ; (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees em­ ployees or agents liable; and (vi) you agree to comply with all Applicable Regulations.

Appears in 3 contracts

Samples: Eligible Counterparty Agreement, Eligible Counterparty Agreement, Eligible Counterparty Agreement

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Applica­ ble Regulations so that: : (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; ; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; ; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; ; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.. Professional client agree­ ment Professional client agreement

Appears in 3 contracts

Samples: Professional Client Agreement, Professional Client Agreement, Professional Client Agreement

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (a) if : i. If there is any conflict between this Agreement and any Applicable Regulations, the latter Applicable Regulations will prevail; (b) ; ii. nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (c) ; iii. we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (d) ; iv. all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (e) and v. such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees employees, or agents liable.

Appears in 1 contract

Samples: Terms and Conditions

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable; and (vi) you agree to comply with all Applicable Regulations.

Appears in 1 contract

Samples: Terms of Business

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Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (a) : i. if there is any conflict between this Agreement and any Applicable Regulations, the latter Applicable Regulations will prevail; (b) ; ii. nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (c) ; iii. we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (d) ; iv. all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (e) and v. such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 1 contract

Samples: Terms and Conditions

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: : (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter will prevail; ; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; ; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; ; (div) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 1 contract

Samples: Client Agreement

Subject to Applicable Regulations. This Agreement and all Transactions are subject to Applicable Regulations so that: (ai) if there is any conflict between this Agreement and any Applicable Regulations, the latter Applicable Regulations will prevail; (bii) nothing in this Agreement shall exclude or restrict any obligation which we have to you under Applicable Regulations; (ciii) we may take or omit to take any action we consider necessary to ensure compliance with any Applicable Regulations; (di v) all Applicable Regulations and whatever we do or fail to do in order to comply with them will be binding on you; and (ev) such actions that we take or fail to take for the purpose of compliance with any Applicable Regulations shall not render us or any of our directors, officers, employees or agents liable.

Appears in 1 contract

Samples: Client Agreement

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