Subject to Applicable Regulations. Replace clause 3.2(c)(i) of the Agreement with “would cause us to breach any prohibition or restriction imposed or specified by ESMA pursuant to Article 40 of MiFIR, by the EBA pursuant to Article 41 of MiFIR or by an Applicable Regulator pursuant to Article 42 of MiFIR;
Appears in 4 contracts
Samples: Terms of Business, Terms of Business, Terms of Business
Subject to Applicable Regulations. Replace clause 3.2(c)(i) of the Agreement with “would cause us to breach any prohibition or restriction imposed or specified by ESMA pursuant to Article 40 of MiFIR, by the EBA pursuant to Article 41 of MiFIR or by an Applicable Regulator pursuant to Article 42 of MiFIR;
4. Advice, suitability and appropriateness
Appears in 1 contract
Samples: Terms of Business
Subject to Applicable Regulations. Replace clause 3.2(c)(i) of the Agreement with “would cause us to breach any prohibition or restriction imposed or specified by ESMA pursuant to Article 40 of MiFIR, by the EBA pursuant to Article 41 of MiFIR or by an Applicable Regulator pursuant to Article 42 of MiFIR;.
Appears in 1 contract
Samples: Terms of Business
