Supervision and Oversight. The Contractor shall be solely responsible for providing supervision and oversight to all the Contractor’s personnel that are assigned to the Agency properties pursuant to this contract.
Supervision and Oversight. Futures is committed to the appropriate supervision of staff and management of the clinical program for the EAA. Service provision and management will be provided in accordance with: Standards set by discipline-specific national certifying organizations (e.g., American Speech-Language Hearing Association; American Occupational Association; American Physical Therapy Association; National Association of School Psychologists; and the National Association of School Nursing; Federal standards required by the Individuals with Disabilities Education Act and state standards required by the Michigan Department of Education; and Internal standards and requirements set forth by the senior leadership team at EAA, and the high standards set by Futures Education.
Supervision and Oversight. Futures is committed to the appropriate supervision of staff and program development. Supervision will be provided in accordance with: Standards of consistent and systemic procedures for assignment and delivery of paraprofessional supports; Standards of quality assurance in the daily provision of paraprofessional supports that are transparent to stakeholders including principals, teachers, and parents; and Internal standards and requirements set by the senior leadership team at EAA and the high standards set by Futures. In addition, Futures’ management staff will be responsible for the overall supervision of the paraprofessional staff to ensure the most cost-effective utilization of paraprofessional resources, and to monitor their contribution to optimizing student academic achievement, functional independence, and access to his or her curriculum in the Least Restrictive Environment (LRE).
Supervision and Oversight. Company is contracting with Broker-Dealer for performance of the supervision and oversight obligations detailed in the NAIC Model or any substantially similar equivalent in the states that have not adopted the NAIC Model and permit such delegation. Broker-Dealer shall ensure that its Registered Representatives shall make recommendations in compliance with SEC Reg BI, applicable state insurance laws, the suitability requirements of the 1934 Act, the FINRA Conduct Rules and the NAIC Model or any substantially similar equivalent in the states that have not adopted the NAIC Model. Broker-Dealer shall ensure that each application obtained by its Registered Representatives shall bear evidence of approval by one of its principals indicating that the application has been reviewed for compliance with all applicable rules and regulations. Pursuant to the requirements of the NAIC Model enacted in jurisdictions in which Broker-Dealer solicits or sells fixed and/or variable annuity products, Broker-Dealer represents and warrants that it has:
(i) Developed, maintains and enforces written supervisory procedures reasonably designed to comply with Reg BI and FINRA Conduct Rules including, but not limited to, FINRA Rules 2090, 2111, and 2330;
(ii) Developed, maintains and enforces written procedures reasonably designed to comply with section 6(C) of the NAIC Model or its equivalent in states that have not adopted the NAIC Model;
(iii) Developed and maintains a training program instructing all producers to gather consumer profile information, including, at a minimum, the following: age, annual income, financial situation and needs including debts and other obligations, financial experience, insurance needs, financial objectives, intended use of annuity, financial time horizon, existing assets or financial products, including investment, annuity and insurance holdings, liquidity needs, liquid net worth, risk tolerance, including, but not limited to, willingness to accept non-guaranteed elements in the annuity, financial resources to fund November 17, 2021 Broker-Dealer Sales and Supervision Agreement 4 the annuity; and tax status prior to recommending the purchase or exchange of an annuity contract;
(iv) Developed a system to ensure all Registered Representatives have completed general annuity training and, where applicable under state law, product specific training with respect to any Company Products they sell in accordance with Company’s product training standard;
(v) Rece...
Supervision and Oversight. 15.10. Coordinating Inspections 15.11. Compliance with Law 15.12. This Section Not Used 15.13. Instructions 15.14. Construction Staking 15.15. Labor and Materials 15.16. Personnel 15.17. Taxes 15.18. Permits and fees 15.19. Legal Notices
Supervision and Oversight. As oversight agency for CMI, PUHSD is responsible for carrying out a number of general and fiscal oversight responsibilities, including but not limited to those listed in Education Code section 47604.32, as well as any tasks or responsibilities associated with the establishment, renewal, or revocation of the Charter. CMI is provided an appropriate rent-free facility by PUHSD, and therefore may be charged up to three percent (3%) of its revenue to reimburse PUHSD for the costs of such supervision and oversight. Pursuant to Education Code section 47613(f), revenue shall include general purpose entitlement and categorical block grant. The Parties agree that it is not in the best interests of either party to require a mechanical assessment, accounting, billing and payment process to compensate PUHSD for such oversight matters, but rather agree that the reasonable value of the supervisory and oversight services shall be deemed to be three percent (3%) of CMI’s revenue each year. Should CMI acquire its own facilities, either by purchase or lease, the supervision and oversight reimbursement costs would be reduced to one percent (1%) pursuant to Education Code section 47613(a). Supervision and oversight fees include, but are not limited to, fiscal and instructional oversight, personnel policies, and other general oversight, including that of the PUHSD’s officers and that of the Governing Board of PUHSD. For the purposes of this agreement, fiscal oversight is described more fully in the section below.
Supervision and Oversight. At all times, Bank shall be responsible for supervising and overseeing Program Manager's performance of services hereunder and the results of the various Programs developed and implemented jointly with Program Manager. Bank shall review reports and financials from the Programs, and shall meet regularly with Program Manager, on at least an annual basis, to discuss the results of the Program(s) (including any problems, losses or complaints, and any changes or modifications that may be necessary to ensure the viability of the Program(s).
Supervision and Oversight. At all times, Bark shall be responsible for supervising and overseeing Program Manager's performance of services hereunder and the results of the various Programs developed and implemented jointly with Program Manager. Bank shall review reports and financials from the Programs, and shall meet regularly with Program Manager, on at least an annual basis, to discuss the results of the Program(s) (including any problems, losses or complaints, and any changes or modifications that may be necessary to ensure the viability of the Program(s).
Supervision and Oversight. CM/GC shall supervise and direct the Work using CM/GC's best skill and attention. CM/GC shall be solely responsible for and have control over construction means, methods, techniques, sequences and procedures, including safety procedures, and for coordinating all portions of the Work under the Contract, unless the Contract Documents give other specific instructions. CM/GC shall be responsible to Owner for acts and omissions of CM/GC's employees, Subcontractors, suppliers and any of their agents and employees, and other persons or entities performing portions of the Work for or on behalf of CM/GC or any of its Subcontractors or suppliers..
Supervision and Oversight. The Chief Executive Officer shall report di- rectly to the Architect of the Capitol and shall be subject to oversight by the Committee on Rules and Administration of the Senate and the Committee on House Administration of the House of Representatives.
