Common use of SUPERVISION OF REPRESENTATIVES Clause in Contracts

SUPERVISION OF REPRESENTATIVES. a. BD shall have full responsibility for training and supervision of all Representatives associated with BD who are engaged directly or indirectly in the offer or sale of the Contracts and all such persons shall be subject to the control of BD with respect to such persons' activities in connection with the sale of the Contracts. BD shall comply with the administrative procedures of ALNY and ALFS involving federal securities law and state insurance law. There should be a comparable Representative for the Associated Insurance Agency. b. Before Representatives and Associated Insurance Agency engage in the solicitation of applications for the Contracts, BD and Associated Insurance Agency will cause (1) the Representatives to be registered representatives of BD; (2) the Representatives to qualify under applicable federal and state laws to engage in the sale of the Contracts; (3) the Representatives to be trained in the sale of the Contracts; and (4) such Representatives to limit solicitation of applications for the Contracts to jurisdictions where ALNY has authorized such solicitation. c. BD is specifically charged with the responsibility of supervising and reviewing its Representatives' use of sales literature and advertising and all other communications with the public in connection with the Contracts. No sales solicitation, including the delivery of supplemental sales literature or other such materials, shall occur, be delivered to , or used with a prospective purchaser unless accompanied or preceded by the appropriate then current prospectus(es). d. In the event a Representative or Agent fails to meet the BD's or Associated Insurance Agency's rules and standards, BD or Associated Insurance Agency shall notify ALNY and shall act to terminate the sales activity of such Representative or Agent relating to the Contracts. e. Upon request by ALNY, BD and Associated Insurance Agency shall furnish appropriate records or other documentation to evidence BD's and Associated Insurance Agency's diligent supervision.

SUPERVISION OF REPRESENTATIVES. a. BD shall have full responsibility for training and supervision of all Representatives associated with BD who are engaged directly or indirectly in the offer or sale of the Contracts and all such persons shall be subject to the control of BD with respect to such persons' activities in connection with the sale of the Contracts. BD shall comply with the administrative procedures of ALNY LBL and ALFS involving federal securities law and state insurance law. There should be a comparable Representative for the Associated Insurance Agency. b. Before Representatives and Associated Insurance Agency engage in the solicitation of applications for the Contracts, BD and Associated Insurance Agency will cause (1) the Representatives to be registered representatives of BD; (2) the Representatives to qualify under applicable federal and state laws to engage in the sale of the Contracts; (3) the Representatives to be trained in the sale of the Contracts; and (4) such Representatives to limit solicitation of applications for the Contracts to jurisdictions where ALNY LBL has authorized such solicitation. c. BD is specifically charged with the responsibility of supervising and reviewing its Representatives' use of sales literature and advertising and all other communications with the public in connection with the Contracts. No sales solicitation, including the delivery of supplemental sales literature or other such materials, shall occur, be delivered to , or used with a prospective purchaser unless accompanied or preceded by the appropriate then current prospectus(es). d. In the event a Representative or Agent fails to meet the BD's or Associated Insurance Agency's rules and standards, BD or Associated Insurance Agency shall notify ALNY LBL and shall act to terminate the sales activity of such Representative or Agent relating to the Contracts. e. Upon request by ALNYLBL, BD and Associated Insurance Agency shall furnish appropriate records or other documentation to evidence BD's and Associated Insurance Agency's diligent supervision.

SUPERVISION OF REPRESENTATIVES. a. BD shall have full responsibility for training and supervision of all Representatives associated with BD who are engaged directly or indirectly in the offer or sale of the Contracts and all such persons shall be subject to the control of BD with respect to such persons' activities in connection with the sale of the Contracts. BD shall comply with the administrative procedures of ALNY LBL and ALFS involving federal securities law and state insurance law. There should be a comparable Representative for the Associated Insurance Agency. b. Before Representatives and Associated Insurance Agency engage in the solicitation of applications for the Contracts, BD and Associated Insurance Agency will cause (1) the Representatives to be registered representatives of BD; (2) the Representatives to qualify under applicable federal and state laws to engage in the sale of the Contracts; (3) the Representatives to be trained in the sale of the Contracts; and (4) such Representatives to limit solicitation of applications for the Contracts to jurisdictions where ALNY LBL has authorized such solicitation. c. BD is specifically charged with the responsibility of supervising and reviewing its Representatives' Representatives use of sales sale literature and advertising and all other communications with the public in connection with the Contracts. No sales solicitation, including the delivery of supplemental sales literature or other such materials, shall occur, be delivered to to, or used with a prospective purchaser unless accompanied or preceded by the appropriate then current prospectus(es). d. In the event a Representative or Agent fails falls to meet the BD's or Associated Insurance Agency's rules and standards, BD or Associated Insurance Insurance. Agency shall notify ALNY LBL and shall act to terminate the sales activity activities of such Representative or Agent relating to the Contracts. e. Upon request by ALNYLBL, BD and Associated Insurance Agency shall furnish appropriate records or other documentation to evidence BD's and Associated Insurance Agency's diligent supervision.