Common use of SUPERVISION OF REPRESENTATIVES Clause in Contracts

SUPERVISION OF REPRESENTATIVES. Broker-Dealer shall have full responsibility for the training and supervision of all Representatives associated with Broker-Dealer who are engaged directly or indirectly in the offer or sale of the Plans and all such persons shall be subject to the control of Broker-Dealer with respect to such persons' securities-regulated activities in connection with the Plans. Broker-Dealer will establish rules, procedures and supervisory and inspection techniques necessary to diligently supervise the activities of its Representatives. Producers will cause the Representatives to be trained in the sale of the Plans; will use their best efforts to cause such Representatives to qualify under applicable federal and state laws to engage in the sale of the Plans; and will cause such Representatives to be registered representatives of Broker-Dealer before such Representatives engage in the solicitation of applications for the Plans and will cause such Representatives to limit solicitation of applications for the Plans to jurisdictions where WRL has authorized such solicitation. Broker-Dealer has full responsibility in connection with the training, supervision and control of the Representatives as contemplated by Section 15(b)(4)(E) of the Securities Exchange Act of 1934. Broker-Dealer shall certify Representatives' qualifications to the satisfaction of ISI, including certifying a General Letter of Recommendation set forth in Exhibit A hereto. Producers shall ensure that the Plans are offered, sold and serviced only through Representatives who comply with all appropriate state insurance licensing requirements.

SUPERVISION OF REPRESENTATIVES. Broker-Dealer shall have full responsibility for the training and supervision of all Representatives associated with Broker-Dealer who are engaged directly or indirectly in the offer or sale of the Plans and all such persons shall be subject to the control of Broker-Dealer with respect to such persons' securities-regulated activities in connection with the Plans. Broker-Dealer will establish rules, procedures and supervisory and inspection techniques necessary to diligently supervise the activities of its Representatives. Producers will cause the Representatives to be trained in the sale of the Plans; will use their best efforts to cause such Representatives to qualify under applicable federal and state laws to engage in the sale of the Plans; and will cause such Representatives to be registered representatives of Broker-Dealer before such Representatives engage in the solicitation of applications for the Plans and will cause such Representatives to limit solicitation of applications for the Plans to jurisdictions where WRL AUSA has authorized such solicitation. Broker-Dealer has full responsibility in connection with the training, supervision and control of the Representatives as contemplated by Section 15(b)(4)(E) of the Securities Exchange Act of 1934. Broker-Dealer shall certify Representatives' qualifications to the satisfaction of ISIISI , including certifying a General Letter of Recommendation set forth in Exhibit A hereto. Producers shall ensure that the Plans are offeredoffered , sold and serviced only through Representatives who comply with all appropriate state insurance licensing requirements.

SUPERVISION OF REPRESENTATIVES. Broker-Dealer shall have full responsibility for the training and supervision of all Representatives associated with Broker-Dealer who are engaged directly or indirectly in the offer or sale of the Plans and all such persons shall be subject to the control of Broker-Dealer with respect to such persons' securities-regulated activities in connection with the Plans. Broker-Dealer will establish rules, procedures and supervisory and inspection techniques necessary to diligently supervise the activities of its Representatives. Producers will cause the Representatives to be trained in the sale of the Plans; will use their best efforts to cause such Representatives to qualify under applicable federal and state laws to engage in the sale of the Plans; and will cause such Representatives to be registered representatives of Broker-Dealer before such Representatives engage in the solicitation of applications for the Plans and will cause such Representatives to limit solicitation of applications for the Plans to jurisdictions where WRL has authorized such solicitation. Broker-Dealer has full responsibility in connection with the training, supervision and control of the Representatives as contemplated by Section 15(b)(4)(E) of the Securities Exchange Act of 1934. Broker-Dealer shall certify Representatives' qualifications to the satisfaction of ISIAFSG Securities Corporation, including certifying a General Letter of Recommendation set forth in Exhibit A hereto. Producers shall ensure that the Plans are offered, sold and serviced only through Representatives who comply with all appropriate state insurance licensing requirements.. Administrative Xxxxxx X.X. Xxx 0000 x Xxxxxxxxxx Xxxxxxx 00000-0000 Home Office Columbus, OH

SUPERVISION OF REPRESENTATIVES. Broker-Dealer shall have full responsibility for the training and supervision of all Representatives associated with Broker-Dealer who are engaged directly or indirectly in the offer or sale of the Plans Plan and all such persons shall be subject to the control of Broker-Dealer with respect to such persons' securities-regulated activities in connection with the PlansPlan. Broker-Dealer will establish rules, procedures and supervisory and inspection techniques necessary to diligently supervise the activities of its Representatives. Producers will cause the Representatives to be trained in the sale of the PlansPlan; will use their best efforts to cause such Representatives to qualify under applicable federal and New York state laws to engage in the sale of the PlansPlan; and will cause such Representatives to be registered representatives of Broker-Dealer before such Representatives engage in the solicitation of applications for the Plans Plan and will cause such Representatives to limit solicitation of applications for the Plans Plan to jurisdictions where WRL has authorized such solicitationNew York. Broker-Dealer has full responsibility in connection with the training, supervision and control of the Representatives as contemplated by Section 15(b)(4)(E) of the Securities Exchange Act of 1934. Broker-Dealer shall certify Representatives' qualifications to the satisfaction of ISIAFSG, including certifying a General Letter of Recommendation set forth in Exhibit A hereto. Producers shall ensure that the Plans are Plan is offered, sold and serviced only through Representatives who comply with all appropriate state insurance licensing requirements.