Support Due Diligence Programs. (a) Update system watch list with pertinent information on trade violators.
Appears in 111 contracts
Samples: Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency Services Agreement (T. Rowe Price OHA Flexible Credit Income Fund), Transfer Agency and Service Agreement (Allspring Variable Trust)
Support Due Diligence Programs. (a) Update system watch list with pertinent information on trade violators. Maintain a detailed audit trail of all accounts that are blocked and reason for doing so.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Wells Fargo Funds Trust)
Support Due Diligence Programs. (a) Update system watch list with pertinent pe1iinent information on trade violators.
Appears in 1 contract
