Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.
Appears in 10 contracts
Samples: Account Opening Agreement, Account Opening Agreement, Account Opening Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 (a) Market conditions (e.g. e.g., illiquidity) and/or and /or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “‘circuit breakers”’) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you I/we have sold options, this may increase the risk of loss.
6.2 (b) Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value”.
Appears in 5 contracts
Samples: Client Master Agreement, Client Master Agreement, Client Master Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “"circuit breakers”") may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair "fair" value”.
Appears in 5 contracts
Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 3.2.3.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 3.2.3.2 Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.
Appears in 5 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Client Securities Account Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “‘circuit breakers”’) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value”.
Appears in 5 contracts
Samples: Margin Trading Agreement, Margin Trading Agreement, Customer Trading Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “‘circuit breakers”’) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for examplee.g., the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value”.
Appears in 4 contracts
Samples: Customer Agreement, Customer Agreement, Customer Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.
Appears in 3 contracts
Samples: Client Trading Master Agreement, Securities Account Agreement, Futures Account Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. e.g., illiquidity) and/or the operation of the rules of certain markets (e.g. e.g., the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futuresfuture, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair fair” value”.
Appears in 2 contracts
Samples: Futures Account Agreement, Futures Account Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “'circuit breakers”') may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for examplee.g., the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair 'fair' value”.
Appears in 2 contracts
Samples: Client Services Agreement, Client Services Agreement
Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. e.g., illiquidity) and/or the operation of the rules of certain markets (e.g. e.g., the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss.
6.2 . Further, normal pricing relationships between the underlying interest and the futuresfuture, and the underlying under lying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair fair” value”.
Appears in 1 contract
Samples: Client Agreements