Common use of Suspension or Restriction of Trading and Pricing Relationships Clause in Contracts

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.

Appears in 10 contracts

Samples: Account Opening Agreement, Account Opening Agreement, Account Opening Agreement

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Suspension or Restriction of Trading and Pricing Relationships. 6.1 (a) Market conditions (e.g. e.g., illiquidity) and/or and /or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or circuit breakers) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you I/we have sold options, this may increase the risk of loss. 6.2 (b) Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value.

Appears in 5 contracts

Samples: Client Master Agreement, Client Master Agreement, Client Master Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or "circuit breakers") may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair "fair" value.

Appears in 5 contracts

Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 3.2.3.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 3.2.3.2 Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.

Appears in 5 contracts

Samples: Securities Account Agreement, Securities Account Agreement, Client Securities Account Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or circuit breakers) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value.

Appears in 5 contracts

Samples: Margin Trading Agreement, Margin Trading Agreement, Customer Trading Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or circuit breakers) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for examplee.g., the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair ‘fair’ value.

Appears in 4 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair value”.

Appears in 3 contracts

Samples: Client Trading Master Agreement, Securities Account Agreement, Futures Account Agreement

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Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. e.g., illiquidity) and/or the operation of the rules of certain markets (e.g. e.g., the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futuresfuture, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair fair” value.

Appears in 2 contracts

Samples: Futures Account Agreement, Futures Account Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. illiquidity) and/or or the operation of the rules of certain markets (e.g. the suspension of trading in any contract or contract month because of price limits or 'circuit breakers') may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futuresfutures contract, and the underlying interest and the option may not exist. This can occur when, for examplee.g., the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair 'fair' value.

Appears in 2 contracts

Samples: Client Services Agreement, Client Services Agreement

Suspension or Restriction of Trading and Pricing Relationships. 6.1 Market conditions (e.g. e.g., illiquidity) and/or the operation of the rules of certain markets (e.g. e.g., the suspension of trading in any contract or contract month because of price limits or “circuit breakers”) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate/offset positions. If you have sold options, this may increase the risk of loss. 6.2 . Further, normal pricing relationships between the underlying interest and the futuresfuture, and the underlying under lying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not. The absence of an underlying reference price may make it difficult to judge “fair fair” value.

Appears in 1 contract

Samples: Client Agreements

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