Common use of Suspensions and Termination 暫止或終止 Clause in Contracts

Suspensions and Termination 暫止或終止. 13.1 If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or its Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or its Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for the Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by the Client to the Broker or its Group Company together with interests will become immediately due and payable without further notice or demand and the Broker will be entitled at its sole and absolute discretion without prejudice to sell or realize all or any part of the Client’s securities or assets held by the Broker or its Group Company to satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker and its Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. 若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部/部份證券或資產,並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉,及/或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力。

Appears in 2 contracts

Samples: Securities Trading Agreement, Securities Trading Agreement

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Suspensions and Termination 暫止或終止. 13.1 14.1 If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or its Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or its Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for the Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by the Client to the Broker or its Group Company together with interests will become immediately due and payable without further notice or demand and the Broker will be entitled at its sole and absolute discretion without prejudice to sell or realize all or any part of the Client’s securities or assets held by the Broker or its Group Company to satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker and its Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. 若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且, 經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部/部份證券或資產,並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及或成本後) 用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉,及/或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集 團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力

Appears in 1 contract

Samples: Client Agreement

Suspensions and Termination 暫止或終止. 13.1 If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or its Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or its Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for the Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by the Client to the Broker or its Group Company together with interests interest will become immediately due and payable without further notice or demand and the Broker will be entitled at its sole and absolute discretion without prejudice to sell or realize all or any part of the Client’s securities or assets held by the Broker or its Group Company to and satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker and its Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. 若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部/部份證券或資產,並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉,及/或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力。

Appears in 1 contract

Samples: Securities Trading Agreement

Suspensions and Termination 暫止或終止. 13.1 14.1 If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or its Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or its Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for the Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by the Client to the Broker or its Group Company together with interests will become immediately due and payable without further notice or demand and the Broker will be entitled at its sole and absolute discretion without prejudice to sell or realize all or any part of the Client’s securities or assets held by the Broker or its Group Company to satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker and its Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. 若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部/部份證券或資產,並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉,及/或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集 團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力

Appears in 1 contract

Samples: Client Agreement

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Suspensions and Termination 暫止或終止. 13.1 a. If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or its Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or its Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for the Client’s voluntary or compulsory winding up; or a meeting is convened to consider conside r a resolution that the Client should be so wound up, all amounts owing by the Client to the Broker or its Group Company together with interests interest will become immediately due and payable without further notice or demand and the Broker will be entitled at its sole and absolute discretion without prejudice to sell or realize all or any part of the Client’s securities or assets held by the Broker or its Group Company to and satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker Bro ker and its Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. 若經紀認為客戶已經違反本合約之任何主要條款或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團公司的交易出現失責,或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令;或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項連利息計算在內,並在不需要任何進一步通知或要求下立即清還。而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部若經紀認為客戶已經違反本合約之任何主要條款,或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確,或客戶曾經對透過經紀或其集團營公司的交易出現失責,或客戶在經紀或其集團公司開設的賬戶遭人發出任何財物扣押令或封查或同等的命令; 或針對客戶提出破產申請,或為客戶的自願或強迫清盤作出命令或通過決議或已召開會議審議一項指稱客戶應予以清盤的決議的情況下,客戶欠下經紀或其集團公司所有款項,連利息計算在內,並在不需要任何通知或要求下立即清還。 而且,經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或經紀之集團公司保管的全部/部份證券或資產,並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行客戶對經紀或其集團公司的義務。此外,經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉,及或為客戶平倉及/或行使經紀在本合約所賦予之任何權利。經紀或其集團公司毋須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任;並因上述行動所取得的價位具最終決定效力或行使經紀在此合約所賦予之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任; 並因上述行動所取得的價位具最終決定效力

Appears in 1 contract

Samples: www.posangonline.com

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