Common use of Suspensions and Termination 暫止或終止 Clause in Contracts

Suspensions and Termination 暫止或終止. a. If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or a Broker's Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or a Broker's Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by Client to the Broker or a Broker's Group Company together with interest will become immediately payable without further notice or demand and the Broker will be entitled at its absolute discretion without prejudice to sell or realize all or any part of the Client’s Securities or assets held by the Broker or a Broker's Group Company and satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order Instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker or any Broker's Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. In the event of any sale pursuant to this Clause, the Client agrees to pay to the Broker or the Broker’s Group Company any deficiency if the net proceeds of sale of the Client’s Securities or assets shall be insufficient to cover all outstanding balances owing by the Client tothe Brokeror Broker’s Group Company. 若經紀認為客戶已經違反本合約之任何主要條款, 或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不 正確或其後變成不正確, 或客戶曾經對透過經紀或其集團公司的交易出現失責, 或客戶在經紀或其集團公司開設的帳戶遭人發 出 任何財物扣押令或封查或同等的命令; 或針對客戶提出破產申請, 或為客戶的自願或強迫清盤作出命令或通過決議或已召開 會 議審議一項指稱客戶應予以清盤的決議的情況下, 客戶欠下經紀或其集團公司所有款項, 連利息計算在內,並在不需要任何 通知 或要求下立即清還。而且, 經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或 經紀 之集團公司保管的全部/部份證券或資產, 並將所得的淨出售款項(在扣除所有有關費用、佣金 、支出及/或成本後)用以履行 客戶 對經紀或其集團公司的義務。此外, 經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉及/或行使經紀在此合約所 賦予 之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任; 並因上述行動所取得的價位具最終決定效力。若根據本條款出售任何證券或資產, 如果賣出證券或資產的淨收益不足以 彌補客戶欠經紀或其集團公司的款項, 客戶同意向經紀或其集團公司支付其不足部份。

Appears in 1 contract

Samples: www.dtgroup.hk

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Suspensions and Termination 暫止或終止. a. If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings to the Broker was or became incorrect in any material respect; or the Client has defaulted in respect of any transactions with the Broker or a Broker's Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or a Broker's Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by Client to the Broker or a Broker's Group Company together with interest will become immediately payable without further notice or demand and the Broker will be entitled at its absolute discretion without prejudice to sell or realize all or any part of the Client’s Securities or assets held by the Broker or a Broker's Group Company and satisfy all of the Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order Instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker or any Broker's Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. In the event of any sale pursuant to this Clause, the Client agrees to pay to the Broker or the Broker’s Group Company any deficiency if the net proceeds of sale of the Client’s Securities or assets shall be insufficient to cover all outstanding balances owing by the Client tothe Brokeror to the Broker or Broker’s Group Company. 若經紀認為客戶已經違反本合約之任何主要條款, 或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不 正確或其後變成不正確或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確, 或客戶曾經對透過經紀或其集團公司的交易出現失責, 或客戶在經紀或其集團公司開設的帳戶遭人發 出 任何財物扣押令或封查或同等的命令出任何財物扣押令或封查或同等的命令; 或針對客戶提出破產申請, 或為客戶的自願或強迫清盤作出命令或通過決議或已召開 會 議審議一項指稱客戶應予以清盤的決議的情況下會議審議一項指稱客戶應予以清盤的決議的情況下, 客戶欠下經紀或其集團公司所有款項, 連利息計算在內,, 並在不需要任何 通知 或要求下立即清還。而且通知或要求下立即清還。而且, 經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或 經紀 之集團公司保管的全部經紀之集團公司保管的全部/部份證券或資產, 並將所得的淨出售款項(在扣除所有有關費用、佣金 、支出及並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行 客戶 對經紀或其集團公司的義務。此外客戶對經紀或其集團公司的義務。此外, 經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉及/或行使經紀在此合約所 賦予 之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任賦予之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負 上責任; 並因上述行動所取得的價位具最終決定效力。若根據本條款出售任何證券或資產, 如果賣出證券或資產的淨收益不足以 彌補客戶欠經紀或其集團公司的款項如果賣出證券或資產的淨收益不足以彌補客戶欠經紀或其集團公司的款項, 客戶同意向經紀或其集團公司支付其不足部份。

Appears in 1 contract

Samples: Securities and Futures

Suspensions and Termination 暫止或終止. a. If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings orundertakings to the Broker was or became Brokerwas orbecame incorrect in any material respectmaterialrespect; or the orthe Client has defaulted in respect of any transactions with the Broker or a Broker's Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or a Broker's Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by Client to the Broker or a Brokerora Broker's Group Company together with interest will become immediately togetherwithinterestwillbecomeimmediately payable without further notice or demand noticeordemand and the Broker will be entitled at its absolute discretion without prejudice to sell or realize all or any part of the Client’s Securities or Securitiesor assets held by the Broker or a Brokerora Broker's Group Company and satisfy andsatisfy all of the ofthe Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order Instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker or any Broker's Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. In the event of any sale pursuant to this Clause, the Client agrees to pay to the Broker or the orthe Broker’s Group Company any deficiency if the net thenet proceeds of sale of the ofthe Client’s Securities or assets shall be insufficient to cover all outstanding balances owing by the Client tothe Brokeror Brokerassetsshall beinsufficient tocoveralloutstanding balancesowing bytheClienttotheBroker orBroker’s Group CompanyGroupCompany. 若經紀認為客戶已經違反本合約之任何主要條款, 或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不 正確或其後變成不正確或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確, 或客戶曾經對透過經紀或其集團公司的交易出現失責, 或客戶在經紀或其集團公司開設的帳戶遭人發 出 任何財物扣押令或封查或同等的命令或客戶在經紀或其集團公司開設的帳戶遭人發出任何財物扣押令或封查或同等的命令; 或針對客戶提出破產申請, 或為客戶的自願或強迫清盤作出命令或通過決議或已召開 會 議審議一項指稱客戶應予以清盤的決議的情況下會議審議一項指稱客戶應予以清盤的決議的情況下, 客戶欠下經紀或其集團公司所有款項, 連利息計算在內,, 並在不需要任何 通知 或要求下立即清還。而且通知或要求下立即清還。而且, 經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或 經紀 之集團公司保管的全部經紀之集團公司保管的全部/部份證券或資產, 並將所得的淨出售款項(在扣除所有有關費用、佣金 、支出及並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行 客戶 對經紀或其集團公司的義務。此外客戶對經紀或其集團公司的義務。此外, 經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉及/或行使經紀在此合約所 賦予 之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任賦予之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負 上責任; 並因上述行動所取得的價位具最終決定效力。若根據本條款出售任何證券或資產, 如果賣出證券或資產的淨收益不足以 彌補客戶欠經紀或其集團公司的款項如果賣出證券或資產的淨收益不足以彌補客戶欠經紀或其集團公司的款項, 客戶同意向經紀或其集團公司支付其不足部份。

Appears in 1 contract

Samples: www.dtgroup.hk

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Suspensions and Termination 暫止或終止. a. If, in the Broker’s opinion, the Client has breached any material terms of this Agreement; or any of the Client’s representations, warranties or undertakings orundertakings to the Broker was or became Brokerwas orbecame incorrect in any material respectmaterialrespect; or the orthe Client has defaulted in respect of any transactions with the Broker or a Broker's Group Company; or any warrant or order of attachment or distress or equivalent order is issued against any of the Client’s accounts with the Broker or a Broker's Group Company; or a petition in bankruptcy is filed against the Client, or an order is made or resolution passed for Client’s voluntary or compulsory winding up; or a meeting is convened to consider a resolution that the Client should be so wound up, all amounts owing by Client to the Broker or a Brokerora Broker's Group Company together with interest will become immediately togetherwithinterestwillbecomeimmediately payable without further notice or demand noticeordemand and the Broker will be entitled at its absolute discretion without prejudice to sell or realize all or any part of the Client’s Securities or Securitiesor assets held by the Broker or a Brokerora Broker's Group Company and satisfy andsatisfy all of the ofthe Client’s obligations towards the Broker or its Group Company with the net sale proceeds after deducting all fees, commissions, expenses and costs thereof; and/or withdraw or cancel all of the Client’s open order Instructions; and/or close out any/all of the Client’s open positions; and/or exercise any of the Broker’s rights under this Agreement. The Broker or any Broker's Group Company shall not be liable for any loss originated as a consequence of taking the above actions and, due to the Client’s default, the Client may suffer whereas the price obtained by the Broker for the above actions will be conclusive. In the event of any sale pursuant to this Clause, the Client agrees to pay to the Broker or the orthe Broker’s Group Company any deficiency if the net thenet proceeds of sale of the ofthe Client’s Securities or assets shall be insufficient to cover all outstanding balances owing by the Client tothe Brokeror Brokerassetsshall beinsufficient tocoveralloutstanding balancesowing bytheClienttotheBroker orBroker’s Group CompanyGroupCompany. 若經紀認為客戶已經違反本合約之任何主要條款, 或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不 正確或其後變成不正確或客戶之前向經紀對任何要項所作之陳述、保證或承諾在任何重大方面為不正確或其後變成不正確, 或客戶曾經對透過經紀或其集團公司的交易出現失責, 或客戶在經紀或其集團公司開設的帳戶遭人發 出 或客戶在經紀或其集團公司開設的帳戶遭人發出 任何財物扣押令或封查或同等的命令; 或針對客戶提出破產申請, 或為客戶的自願或強迫清盤作出命令或通過決議或已召開 會 議審議一項指稱客戶應予以清盤的決議的情況下會議審議一項指稱客戶應予以清盤的決議的情況下, 客戶欠下經紀或其集團公司所有款項, 連利息計算在內,, 並在不需要任何 通知 或要求下立即清還。而且通知或要求下立即清還。而且, 經紀可即時行使絕對酌情權及在不損害其擁有的任何權利的情況下沽售或套現由經紀為客戶或 經紀 之集團公司保管的全部經紀之集團公司保管的全部/部份證券或資產, 並將所得的淨出售款項(在扣除所有有關費用、佣金 、支出及並將所得的淨出售款項(在扣除所有有關費用、佣金、支出及/或成本後)用以履行 客戶 對經紀或其集團公司的義務。此外客戶對經紀或其集團公司的義務。此外, 經紀可取消客戶的任何仍未執行的買賣指示及/或為客戶平倉及/或行使經紀在此合約所 賦予 之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負上責任賦予之任何權利。經紀或其集團公司無須因客戶之失責而導致經紀或其集團公司在採取上述之行動時而使客戶蒙受任何損失負 上責任; 並因上述行動所取得的價位具最終決定效力。若根據本條款出售任何證券或資產, 如果賣出證券或資產的淨收益不足以 彌補客戶欠經紀或其集團公司的款項如果賣出證券或資產的淨收益不足以彌補客戶欠經紀或其集團公司的款項, 客戶同意向經紀或其集團公司支付其不足部份。

Appears in 1 contract

Samples: www.dtgroup.hk

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