Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunderCommission thereunder in effect as of the date of this Agreement, except where such noncompliance would could not be reasonably expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 8 contracts
Samples: Securities Purchase Agreement (ProLink Holdings Corp.), Securities Purchase Agreement (Lighting Science Group Corp), Securities Purchase Agreement (Beacon Power Corp)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 7 contracts
Samples: Securities Exchange Agreement (RCS Capital Corp), Securities Purchase Agreement (RCS Capital Corp), Common Stock Purchase Agreement (Gramercy Property Trust Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in with any and all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and any and all applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 6 contracts
Samples: Amendment to 4.75% Senior Convertible Notes (Novavax Inc), Securities Purchase Agreement (Novavax Inc), Note Purchase Agreement (Resource America Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Curon Medical Inc), Securities Purchase Agreement (American Energy Group LTD)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunderthereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement (Pacific Grove Capital LP), Common Stock and Warrant Purchase Agreement (Monaker Group, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in material compliance in all material respects with the requirements that are currently applicable requirements of to it under the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, and applicable the rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually have or reasonably be expected to result in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Carrizo Oil & Gas Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunderCommission thereunder in effect as of the date of this Agreement which are applicable to the Company as of the date of this Agreement, except where such noncompliance would could not be reasonably expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Satcon Technology Corp)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in with all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are applicable to the Company as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunderthereunder that are applicable to the Company as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, and applicable rules and regulations promulgated by the SEC thereunderCommission thereunder in effect as of the date of this Agreement, except where such noncompliance would could not be reasonably expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunderthereunder in effect as of the date of this Agreement, except where such noncompliance would could not be reasonably expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Stock Purchase and Reorganization Agreement (American Rebel Holdings Inc)
Sxxxxxxx-Xxxxx Act. The Except as set forth in the Company’s SEC Reports, the Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Pacific Ethanol, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would not reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with currently applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and applicable rules and regulations promulgated by the SEC thereunder, except where such noncompliance would could not have, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.
Appears in 1 contract
