Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.
Appears in 63 contracts
Samples: Underwriting Agreement (Bukit Jalil Global Acquisition 1 Ltd.), Underwriting Agreement (Bukit Jalil Global Acquisition 1 Ltd.), Underwriting Agreement (Distoken Acquisition Corp)
Sxxxxxxx-Xxxxx. The Company is in compliance, in all material compliance respects, with the all applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), 2002 and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereofthereunder.
Appears in 32 contracts
Samples: At the Market Offering Agreement (Greenwich LifeSciences, Inc.), Open Market Sale Agreement (Avadel Pharmaceuticals PLC), Open Market Sale Agreement (Praxis Precision Medicines, Inc.)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-self regulatory entity or agency, that are applicable to it as of the date hereof.
Appears in 23 contracts
Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Barington/Hilco Acquisition Corp.), Underwriting Agreement (Barington/Hilco Acquisition Corp.)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Sxxxxxxx- Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.
Appears in 8 contracts
Samples: Underwriting Agreement (Cayson Acquisition Corp), Underwriting Agreement (Calisa Acquisition Corp), Underwriting Agreement (Cayson Acquisition Corp)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”)amended, and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by AMEX or any other governmental or self-self regulatory entity or agency, that are applicable to it as of the date hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Seanergy Maritime Corp.)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”)applicable to the Company, and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any other governmental authority or self-regulatory entity or agency, that except for violations which, singly or in the aggregate, are applicable to it as of disclosed in the date hereofProspectus or would not have a Material Adverse Effect.
Appears in 2 contracts
Samples: Capital on Demand Sales Agreement (Beyond, Inc.), Capital on Demand Sales Agreement (OVERSTOCK.COM, Inc)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”)amended, and the rules and regulations promulgated thereunder and related or similar rules and or regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Makara Strategic Acquisition Corp.), Underwriting Agreement (Electrum Special Acquisition Corp)
Sxxxxxxx-Xxxxx. The Company is in compliance in all material compliance respects with all provisions currently in effect and applicable to the provisions Company of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the all rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of implementing the date hereofprovisions thereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Assure Holdings Corp.), Securities Purchase Agreement (Assure Holdings Corp.)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.. [_____], 2017
Appears in 1 contract
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.. Page 20 of 42
Appears in 1 contract
Samples: Underwriting Agreement (Dila Capital Acquisition Corp)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”)amended, and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any other governmental or self-self regulatory entity or agency, agency that are applicable to it as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx. The Company is in compliance, in all material compliance respects, with the applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), 2002 and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereofthereunder.
Appears in 1 contract
Samples: Equity Distribution Agreement (Nouveau Monde Graphite Inc.)
Sxxxxxxx-Xxxxx. The Company is in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002, as amended (“SOX”), and the rules and regulations promulgated thereunder and related or similar rules and regulations promulgated by any governmental or self-regulatory entity or agency, that are applicable to it as of the date hereof.. [___________], 2016
Appears in 1 contract
Samples: Underwriting Agreement (KLR Energy Acquisition Corp.)
