TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01
Appears in 2 contracts
Samples: Merger Agreement (Radyne Corp), Merger Agreement (Comtech Telecommunications Corp /De/)
TABLE OF DEFINED TERMS. The following Additional Mortgage Section 7.12(c) Agent-Related Persons Section 10.2 Agreement Preamble Anti-Terrorism Laws Section 5.22 Collateral Agent Section 10.8, Preamble Commitment Period Section 2.2(f)(i) Committed Amount Section 2.2(f)(i) Company Preamble Company Historical Financial Statements Section 5.12(a) Compliance Certificate Section 7.2(b) Debt Offering Section 7.16 Default Rate Section 9.1 Dilutive Interests Section 8.22(a) Dilutive Issuance Section 8.22(b) Disposition Section 8.3 Down Round Section 8.22(a) Down-Round Price Reset Section 8.22(a) Environmental Permits. Section 5.13 Event of Default Section 9.1 Excluded Issuances Section 8.22(a) Executive Order Section 5.22 Existing Agreement Recitals Incremental Purchasers Section 2.2(f)(i) Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Initial Commitment Period Section 2.2(f)(i) Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) New Subsidiary Section 7.12(a) Observer Section 7.18 OFAC Section 5.22 Original Agreement Recitals Originating Holder Section 11.3(a) Other Payments Section 9.1 Outside Incremental Funding Date Section 2.2(f)(i) Participant Section 11.3(a) Participant Register Section 11.3 Permitted Liens Section 8.1 Pre-Emptive Right Offer Section 8.22(b) Pro Forma Balance Sheet Section 5.12(d) Regulatory Disclosure Requirement Section 7.17 Reinvestment Period Section 8.3(D) Restricted Account Section 4.4(k) Restricted Payments Section 8.10 Securities Section 11.9(a) Standstill Period Section 4.2(h)(3) Subsidiary Sales Section 8.3(B)(i) Turnaround Plan Section 7.21(b) USA Patriot Act Section 5.22 Accounting Principles. Calculations and determinations of financial and accounting terms used and not otherwise specifically defined under this Agreement (including the Exhibits hereto) shall be made and determined, both as to classification of items and as to amount, in accordance with GAAP or IFRS, as applicable. If any changes in accounting principles or practices from GAAP or IFRS, as applicable, are defined occasioned by the promulgation of rules, regulations, pronouncements and opinions by or required by the Financial Accounting Standards Board or the American Institute of Certified Public Accountants (or any successor thereto or agencies with similar functions) with respect to GAAP, and the International Accounting Standards Board with respect to IFRS, which results in a change in the section method of accounting in the calculation of financial covenants, standards or terms contained in this Agreement set forth or any other Operative Document, the parties hereto agree to enter into negotiations to amend such provisions so as equitably to reflect such changes to the end that the criteria for evaluating financial and other covenants, financial condition and performance will be the same after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate changes as they were before such changes; and if the parties fail to agree on the amendment of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change such provisions, Credit Parties shall continue to provide calculations for all financial covenants, perform all financial covenants and otherwise observe all financial standards and terms in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 the Operative Documents in accordance with GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01or IFRS, as applicable, as in effect immediately prior to such changes.
Appears in 1 contract
Samples: Securities Purchase Agreement
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Corporation Preamble Acquisition Proposal SECTION 7.05(aSection 6.7(b) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Antitrust Laws SECTION 4.04(bSection 4.3 Certificate Section 3.1 Closing Section 1.2 Closing Date Section 1.2 Code Section 4.10(f) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kColi Policy Section 4.11(j) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bCommon Stock Section 1.8(a) Company Leases SECTION 4.14(cDisclosure Letter Article 4 Company Material Adverse Effect Section 4.1 Company Plans Section 4.11(a) Company Stock Option SECTION 3.07 SEC Documents Section 4.5(a) Company Stock Option Plans SECTION 3.07 Stock-Based Award Section 1.9(a)(ii) Company Subleases SECTION 4.14(cStockholder Approval Section 2.1(a) Company Stockholders Meeting Section 2.1(a) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Section 6.5 Delaware Act Section 1.1 Effective Time SECTION 3.02 ERISA SECTION Section 1.3 Employee Pension Benefit Plan Section 4.11(a) Employee Welfare Benefit Plan Section 4.11(a) Employees Section 6.13(a) Environmental Law Section 4.12(b) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 4.11(a) Exchange Act SECTION 2.01(aGovernment Contract Section 4.9(b) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(bGovernment Subcontract Section 4.9(b) Hazardous Substances SECTION 1.01 Materials Section 4.12(c) HSR Act Section 4.3 Indemnified Parties SECTION 7.07(bSection 6.8(a) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 4.14(b) Lien Section 4.3 Merger Section 1.1 Merger Consideration Section 1.8(a) Option Consideration Section 1.9(a)(iii) Parent Corporation Preamble Parent Corporation Disclosure Letter Article 5 Parent Corporation Material Adverse Effect Section
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aDissenting Shares Section 2.4(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Section 1.1 Effective Time SECTION 3.02 Section 1.2 Employee Benefit Plan Section 3.14(a) Environmental Law Section 3.13(b) Equity Commitment Letter Section 4.7(a) Equity Financing Section 4.7(a) ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(a) Exchange Act SECTION 2.01(aSection 3.4(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.2(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.2(a) Fully Diluted Basis SECTION 1.01 Existing Company Debt Section 5.4(d) Expense Reimbursement Section 8.3(c) Filed Company SEC Reports Article III Financing Section 4.7(a) Financing Information Section 5.4(e)(ii) Financing Sources Section 4.7(a) GAAP SECTION 4.07(bSection 3.5(b) Governmental Authority SECTION 4.05(bEntity Section 3.4(b) Guarantee Section 4.9 Hazardous Substances SECTION 1.01 Substance Section 3.13(c) HSR Act Section 3.4(c) Indemnified Parties SECTION 7.07(bSection 6.8(a) Independent Directors SECTION 7.03(cInvestor Section 4.7(a) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(a) IRS Section 3.14(b) Laws Section 3.15 Leased Real Property Section 3.9(b) LGP Section 4.7(a) LGP CA Section 5.2 Liens Section 3.9(a) Marketing Material Section 5.4(e)(iii) Marketing Period Section 1.3 Maximum Premium Section 6.8(c) Merger Section 1.1 Merger Consideration Section 2.1(c) Option Consideration Section 2.3(c) Ordinary Course of Business Section 3.2(f) Outside Date Section 8.1(b) Owned Real Property Section 3.9(a) Permits Section 3.16 Permitted Liens Section 3.9(a) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(c) Real Property Section 3.9(b) Required Company Stockholder Vote Section 3.4(d) Representatives Section 6.1(a) Restricted Share Section 2.3(a) Table of Contents
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) REFERENCE IN TERMS AGREEMENT ----- --------- Acquisition Proposal SECTION 7.05(aSection 6.1(f) Action SECTION 4.10 Adjusted Warrant Section 6.11(d) Affiliate Section 3.2(d) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(b)(ii) Antitrust Laws SECTION 4.04(bSection 6.6(b) Appointment Time SECTION 7.03(aAntitrust Order Section 6.6(b) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(dCERCLA Section 3.12(f) Certificate of Merger SECTION 3.02 Section 1.1 Certificates SECTION 3.11(bSection 2.2(a) Change in Board Recommendation SECTION 7.05(c) CIBC World Markets Section 3.20 Closing Section 1.2 Closing Date Section 1.2 Code Preamble Common Parent SECTION 4.16(kExchange Ratio Section 2.1(c) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bBalance Sheet Section 3.4(b) Company Board Section 3.3(a) Company Common Stock Section 2.1(b) Company Disclosure Schedule Article III Company Employee Plans Section 3.13(a) Company Insiders Section 6.16(c) Company Intellectual Property Section 3.9(b) Company Leases SECTION 4.14(cSection 3.8(b) Company Material Adverse Effect Section 3.1(a) Company Material Contracts Section 3.10(a) Company Permits Section 3.15 Company Preferred Stock Section 2.1(b) Company SEC Reports Section 3.4(a) Company Stock Option SECTION 3.07 Options Section 3.2(c) Company Stock Option Plans SECTION 3.07 Section 3.2(c) Company Subleases SECTION 4.14(cStockholder Approval Section 3.3(a) Company Stockholders Meeting Section 3.4(c) Company Third Party Intellectual Property Section 3.9(b) Company Voting Agreements Preamble Company Voting Proposal Section 3.3(a) Company Warrants Section 3.2(c) Confidential Business Information Section 3.9(a) Confidentiality Agreement SECTION 7.04(bSection 5.2 Costs Section 6.12(a) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01-iv-
Appears in 1 contract
Samples: Merger Agreement (Clinical Data Inc)
TABLE OF DEFINED TERMS. The following terms are defined Cross Reference Term in the section of this Agreement set forth after such term below: Acceptable Confidentiality ---- ------------ Affiliate Section 8.11 Affiliate Letter Section 5.13 Aggregate Cash Consideration Section 2.3(a) Aggregate Company Option Consideration Section 2.2(f) Agreement SECTION 7.05(bPreamble Average Playboy Stock Price Section 2.2(d) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(dCash Consideration Section 2.2(b) Certificate of Incorporation of the S Surviving Corporation Section 1.4(b) Certificates of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 1.2 Claim Section 5.10 Closing Section 1.2 Closing Date Section 1.2 Code Recitals Commonly Controlled Entity Section 3.11(c) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bAffiliate Section 5.13 Company Balance Sheet Section 3.17(a) Company Leases SECTION 4.14(cBoard Section 3.3(a) Company Certificates Section 2.3(b) Company Charter Documents Section 3.1(b) Company Common Stock Section 3.2(a) Company Convertible Preferred Section 3.2(a) Company Filed SEC Reports Section 3.4(a) Company Financial Advisor Section 3.18 Company Material Adverse Effect Section 3.1(a) Company Material Contracts Section 3.16(a) Company Option Section 2.2(f) Company Options Section 2.2(f) Company Option Holder Section 2.2(f) Company Permits Section 3.10 Company Plans Section 3.11(a) Company Preferred Stock Section 3.2(a) Company SEC Reports Section 3.4(a) Company Securities Section 3.2(a) Company Stockholders Meeting Section 5.4(b) Company Stock Option SECTION 3.07 Plans Section 8.11 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSubsidiaries Section 3.1(a) Confidentiality Agreement SECTION 7.04(bSection 5.7(a) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aControl Section 8.11 Conversion Ratio Section 2.2(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Recitals Dissenting Shares SECTION 3.10(aSection 2.3(j) Effective Time SECTION 3.02 ERISA SECTION 4.11(aof the Mergers Section 1.2 Environmental Claim Section 3.12(a) Environmental Laws Section 3.12(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.11(a) Excess Amount Section 2.2(f) Exchange Act SECTION 2.01(aSection 3.2(c) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Exchange Agent Section 2.3
Appears in 1 contract
Samples: Merger Agreement (Spice Entertaiment Companies Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this 2005 Balance Sheet Section 4.07(a) 12 2005 Statements Section 4.07(a) 12 AAA Section 10.10(a) 47 Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION Preamble 1 Annual Statements Section 4.07(a) 12 Asset Allocation Section 7.05(b) accredited investor SECTION 2.03(d34 Assets Section 4.17(b) Acquisition Proposal SECTION 21 Business Preamble 1 Buyer Indemnitees Section 9.01(a) 40 Buyer Preamble 1 Closing Date Adjustment Section 2.02(b) 5 Closing Date Section 2.03(a) 5 Closing Section 2.03(a) 5 Common Stock Preamble 1 Companies Preamble 1 Company Intellectual Property Section 4.17(a) 21 Company Persons Section 7.04 34 Company Preamble 1 Consulting Stock Preamble 1 Consulting Preamble 1 Contest Section 7.05(g) 36 Deductible Section 9.01(d) 41 Deferred Payments Section 2.02(e) 5 Disputing Parties Section 10.10(a) 47 Disputing Party Section 10.10(a) 47 Employee Plans Section 4.15(a) 19 Employment and Consulting Agreement Section 8.01(c) 37 Encumbrances Section 4.09(a) 14 Equity Securities Section 4.03(b) 11 ERISA Affiliate Section 4.15(a) 19 Estimated Net Working Capital Section 2.02(a) 4 Final Net Working Capital Section 2.04 7 Financial Statements Section 4.07(a) 12 First Choice Section 2.04 7 First Xxxxxx Agreement Section 7.06 37 Form 8023 Section 7.05(a) Action SECTION 4.10 34 Fundamental Representations Section 9.01(d) 41 Intellectual Property Agreements Section 4.17(g) 23 Interim Statements Section 4.07(a) 12 Leased Real Property Section 4.09(d) 14 Limited Stock Preamble 1 Limited Preamble 1 Noncompetition Agreements Section 8.01(d) 38 OTS Software Section 4.17(g) 23 Owned Intellectual Property Section 4.17(b) 21 Owned Real Property Section 4.09(c) 14 Xxxxxxx Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bSection 7.06 37 Permits Section 4.13(a) Appointment Time SECTION 7.03(a18 Privacy Statement Section 4.17(m) Blue Sky Laws SECTION 4.05(b25 Proceedings Section 4.11 16 Proposed Net Working Capital Calculation Section 2.04 6 Purchase Price Section 2.01(a) Board RECITALS Burdensome Condition SECTION 7.08(d4 Xxxxxxx Employment Agreement Section 2.05(b) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b8 Real Property Leases Section 4.09(d) Change in Board Recommendation SECTION 14 Real Property Section 4.09(d) 14 Related Party Section 4.10(a) 15 Required Consents Section 4.13(b) 18 Required Governmental Approval Section 4.13(b) 18 Rules Section 10.10(a) 47 S Corporation Return Section 7.05(c) Common Parent SECTION 4.16(k35 Scheduled Contracts Section 4.12(a) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b16 SDNs Section 4.26 30 Second Xxxxxx Agreement Section 7.06 37 Section 338 Allocation Section 7.05(b) Company Leases SECTION 4.14(c34 Section 338(h)(10) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cElection Section 7.05(a) Confidentiality 34 Selected Firm Section 2.04 7 Settlement Agreement SECTION 7.04(bSection 8.01(m) covered employees SECTION 4.11(i39 Share Encumbrances Section 3.01 8 Shareholder Indemnitees Section 9.01(b) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 40 Shareholder Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Agreement Section 4.17(g) 23 Shareholder Preamble 1 Shareholders Preamble 1 Shares Preamble 1 Target Working Capital Section 2.02(b) 4 Trade Secrets Section 4.17(c) 21 Trademarks Section 4.17(d) 22 True-Up Amount Section 2.05(a) 7 Xxxxxx Section 7.06 37 USRPHC Section 4.21(d) 27
Appears in 1 contract
Samples: Stock and Asset Purchase Agreement (Korn Ferry International)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 4.2(e) Action SECTION 4.10 Additional Payment Date Section 1.7(b) Affiliate Section 7.10(a) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bRecitals Allocation Section 4.12(d) Appointment Time SECTION 7.03(aApportioned Obligations Section 4.12(b) Blue Sky Laws SECTION 4.05(bAssumed Boulder Leases Section 1.1(a) Board RECITALS Burdensome Condition SECTION 7.08(dAssumed Liabilities Section 1.4 Bankruptcy and Equity Exception Section 2.3(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBoulder Facilities Section 7.10(b) Change in Board Recommendation SECTION 7.05(cBoulder Lease Section 2.15(a) Common Parent SECTION 4.16(kBusiness Day Section 7.10(c) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cCode Section 1.10 Confidential Information Section 7.10(d) Confidentiality Agreement SECTION 7.04(bSection 4.2(b) covered employees SECTION 4.11(iContracts Section 7.10(e) Deal Expenses SECTION 9.03(bEnd Date Section 6.1(b)(i) definitive material agreement SECTION 4.19(aEnvironmental Laws Section 2.13(f)(i) DGCL RECITALS ERISA Section 2.11(a) ERISA Affiliate Section 2.11(a) Event Section 7.10(aa) Exchange Act Section 2.4 Excluded Assets Section 1.3 Excluded Products Section 7.10(f) FDA Section 7.10(g) Financial Advisor Section 2.18 First Closing Assets Section 1.2 First Closing Section 1.6(a) First Closing Date Section 1.6(a) First Closing Purchase Price Section 1.7(a) First Closing Transactions Section 1.6(a) GAAP Section 7.10(h) Governmental Authority Section 7.10(i) Hazardous Materials Section 2.13(f)(ii) HSR Act Section 7.10(j) Indebtedness Section 7.10(k) Intellectual Property Rights Section 7.10(l) IPLEX™ EAP Section 7.10(m) Key Products Section 7.10(n) Key Products Employees Section 2.10(a) Key Products IP Contracts Section 7.10(o) Key Products IP Rights Section 1.1(d) Key Products Registered IP Section 2.16(b) Knowledge Section 7.10(p) Laws Section 2.8 Lease Security Section 4.16 Leased Real Property Section 2.15(a) Liability Section 7.10(q) Lien Section 7.10(r) Loss Section 1.4 Material Contracts Section 2.14(a) Nasdaq Section 2.4 Organizational Documents Section 2.1(b) Parent Recitals Parent Indemnified Parties Section 1.5(b) Parent Plans Section 4.9(d) Parent Severance Plan Section 4.9(e) Permits Section 2.8 Permitted Liens Section 7.10(s) Person Section 7.10(t) Post Closing Period Section 1.9(a) Primary Boulder Facilities Section 7.10(u) Primary Boulder Leases Section 2.15(a) Purchase Price Section 1.8 Purchased Assets Section 1.1 Purchased Assets Permits Section 2.8 Purchased Assets Regulatory Documentation Section 1.1(f) Purchased Contracts Section 1.1(l) Purchased Inventory Section 1.1(j) Purchaser Recitals Purchaser Material Adverse Effect Section 3.1 Regulatory Authority Section 7.10(v) Release Section 2.13(f)(iii) Representatives Section 4.2(a) Repurchase Right Section 6.4(a) Restraints Section 5.1(a) Retained Liabilities Section 1.5 SEC Section 7.10(w) Second Closing Assets Section 1.2 Second Closing Section 1.6(b) Second Closing Date Section 1.6(b) Second Closing Purchase Price Section 1.8 Second Closing Transactions Section 1.6(b) Secondary Boulder Facilities Section 7.10(x) Secondary Boulder Leases Section 2.15(a) Securities Act Section 2.4 Seller Recitals Seller Account Section 1.7(a) Seller Common Stock Section 2.4 Seller Confidential Information Section 7.10(y) Seller Convertible Notes Section 7.10(z) Seller Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aII Seller Material Adverse Effect Section 7.10(aa) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSeller Payment Event Section 6.3(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSeller Plans Section 2.11(a) Exchange Act SECTION 2.01(aSeller SEC Documents Section 2.5(a) Expiration Date SECTION 2.01(bSeller Securities Section 4.1(b)(i) Fairness Opinion SECTION 2.02(aSeller Termination Fee Section 6.3(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSolvent Section 7.10(bb) Governmental Authority SECTION 4.05(bSubsidiary Section 7.10(cc) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bSuperior Proposal Section 4.2(e) Independent Directors SECTION 7.03(cTaxes Section 2.9 Tax Return Section 2.9 Third Party Supplier Section 2.17(d) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Trademark Section 7.10(dd) Trade Secret Section 7.10(ee) Transactions Section 7.10(ff) Transfer Taxes Section 4.12(a) Transferred Employee Section 4.9(a) VSCA Section 2.3(b) Work Plan Section 1.6(a) This ASSET PURCHASE AGREEMENT, dated as of February 12, 2009 (this “Agreement”), is among PROTEIN TRANSACTION, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Purchaser”), INSMED INCORPORATED, a Virginia corporation (the “Seller”), and MERCK & CO., INC., a New Jersey corporation (“Parent”).
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are have the meaning defined for such terms in the section of Sections set forth below. All other capitalized terms in this Agreement have the meanings set forth after such term below: Acceptable Confidentiality in Section 11.1. Accounting Arbitrator Section 1.3(d) Agreement SECTION 7.05(bPreamble Allocation Section 1.6 Assignment Section 1.4(j) accredited investor SECTION 2.03(dAssigned Purchase Orders Section 6.12(c) Acquisition Proposal SECTION 7.05(aBenefits Schedule Section 6.5(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bBig Xxxxx Compression Expansion Section 6.13 Buyer Preamble Buyer Closing Statement Section 1.3(d) Appointment Time SECTION 7.03(aBuyer Damages Section 9.2(a) Blue Sky Laws SECTION 4.05(bBuyer Fundamental Representations Section 9.1 Buyer Indemnitees Section 9.2(a) Board RECITALS Burdensome Condition SECTION 7.08(dBuyer Master Agreements Section 6.12(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBuyer Material Adverse Effect Section 4.1 Buyer Review Period Section 1.3(d) Change in Board Recommendation SECTION 7.05(cClaim Section 9.4 Closing Section 1.2 Closing Adjustment Section 1.3(b) Common Parent SECTION 4.16(kClosing Date Section 1.2 Compensation Schedule Section 2.10(b) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bConveyances Section 1.4(h) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule Preamble Engineering Firm Section 6.13 EQT Processing Facilities Section 1.8(c) EQT Processing Facilities Agreement Section 1.8(c) Estimated Closing Adjustment Section 1.3(b) February 0000 Xxxxxx Xxxxxxx 2.4(h) Gas Processing Agreement Section 1.4(d) Hired Employees Section 6.5 HSR Approval Section 7.1 Indemnification Ceiling Section 9.2(b)(i) Indemnification Deductible Section 9.2(b)(i) Indemnified Party Section 9.4(a) Indemnifying Party Section 9.4(a) Xxxxxxx Plant 3 Section 6.13 Xxxxxxx Site Development Plans Section 6.13 NGL Exchange Agreement Section 1.4(g) Nonassignable Asset Section 1.7(a) Nuisance Proceeding Section 6.10 Omnibus Amendment Section 1.4(h) Operating Employees Section 2.10(b) Permits Section 2.8 Propak Section 6.12(d) Purchase Price Section 1.1 Real Property Agreements Section 2.4(c) Real Property Consents Section 2.3(b) Retained Master Agreements Section 6.12(c) Seller Preamble Seller Closing Statement Section 1.3(d) Seller Damages Section 9.3(a) Seller Fundamental Representations Section 9.1 Seller Indemnitees Section 9.3(a) Seller Material Adverse Effect Section 2.1 Seller Policies Section 6.7 Seller Tax Representation Section 9.1 Survival Period Section 9.1 Tax Audit Section 5.4(a) Tax Indemnified Person Section 5.4(a) Tax Indemnifying Person Section 5.4(a) Tax Items Section 5.4(c) Termination Date Section 8.1(d) Transfer Taxes Section 5.8 Transition IT System Section 6.12(b) Unadjusted Purchase Price Section 1.1 This PURCHASE AND SALE AGREEMENT (this “Agreement”) is dated as of January 3, 2011, by and between EQT Gathering, LLC, a Delaware limited liability company (“Seller”) and MarkWest Energy Appalachia, L.L.C., a Delaware limited liability company (“Buyer”). Seller and Buyer are referred to herein as the “Parties” and individually as a “Party.” Capitalized terms used but not otherwise defined elsewhere in this Agreement shall have the respective meanings given to such terms in ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01XI.
Appears in 1 contract
Samples: Purchase and Sale Agreement (Markwest Energy Partners L P)
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(f) Action SECTION 4.10 Adverse Recommendation Change Section 6.1(b)(iii) Affiliate Section 3.5(c) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(b) Antitrust Laws SECTION 4.04(bSection 6.6(b) Appointment Time SECTION 7.03(aAntitrust Order Section 6.6(b) Blue Sky Laws SECTION 4.05(bBankruptcy and Equity Exception Section 3.4(a) Board RECITALS Burdensome Condition SECTION 7.08(dBusiness Day Section 1.3 Buyer Preamble Buyer Disclosure Letter Article IV Buyer Employee Plan Section 6.11(a) Buyer Material Adverse Effect Section 4.1 Buyer Related Parties Section 8.3(d) Buyer Termination Fee Section 8.3(d) Certificate Section 2.2(b) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 1.2 Closing Section 1.3 Closing Date Section 1.3 Code Section 2.2(f) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kCommitment Letters Section 4.7(a) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bBalance Sheet Section 3.5(b) Company Board Section 3.4(a) Company Common Stock Section 2.1(b) Company Disclosure Letter Article III Company Employee Plans Section 3.14(a) Company Intellectual Property Section 3.10(b) Company Leases SECTION 4.14(cSection 3.9(b) Company Material Adverse Effect Section 3.1 Company Material Contracts Section 3.11(a) Company Meeting Section 3.4(d) Company Permits Section 3.16 Company Preferred Stock Section 3.2(a) Company Related Parties Section 8.3(c) Company SEC Reports Section 3.5(a) Company Stock Option SECTION 3.07 Options Section 2.3(b)(i) Company Stock Option Plans SECTION 3.07 Section 2.3(b)(i) Company Subleases SECTION 4.14(cStockholder Agreement Preamble Company Termination Fee Section 8.3(b) Company Voting Proposal Section 3.4(a) Company’s Knowledge Section 9.13 Compliant Section 1.3 Confidentiality Agreement SECTION 7.04(bAgreements Section 5.2 Continuing Employees Section 6.11 CVC Section 4.7(a) covered employees SECTION 4.11(iDebt Commitment Letters Section 4.7(a) Deal Expenses SECTION 9.03(bDebt Financing Section 4.7(a) definitive material agreement SECTION 4.19(aDebt Financing Documents Section 5.4(e)(i) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Table of Contents
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Defined Term Location Acceptable Confidentiality Agreement SECTION 7.05(bSection 5.2(b) accredited investor SECTION 2.03(dAcquisition Section 1.1 Acquisition Agreement Section 5.2(d) Acquisition Proposal SECTION 7.05(aSection 5.2(f) Action SECTION 4.10 Affiliates Section 5.1(n) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bPreamble Annual Report Purposes Section 5.3(b) Appointment Time SECTION 7.03(aAudited Financial Statements Section 6.3(v) Blue Sky Laws SECTION 4.05(bBusiness Preamble Business Day Section 9.5(d)(i) Board RECITALS Burdensome Condition SECTION 7.08(dCash Consideration Section 1.2(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bCERCLA Section 2.17(a) Change in Board Recommendation SECTION 7.05(cClaim Section 9.5(d)(ii) Common Parent SECTION 4.16(kCleanup Section 9.5(d)(iii) Closing Section 1.7 Closing Date Section 1.7 Closing Net Working Capital Amount Section 1.5(a) Closing Statement Section 1.5(a) COBRA Section 2.14(j) Code Section 9.5(d)(iv) Commercially Reasonable Efforts Section 9.5(d)(v) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(b401(k) Plan Section 5.9(b) Company Leases SECTION 4.14(cBoard Preamble Company Common Stock Preamble Company Credit Agreement Section 9.5(d)(vi) Company Stock Option SECTION 3.07 Employee Benefit Plan Section 2.14(a) Company IP Section 9.5(d)(vii) Company Material Contract Section 2.12(a) Company Series A Preferred Preamble Company Shares Preamble Company Stock Option Plans SECTION 3.07 Section 2.14(o) Company Subleases SECTION 4.14(cSubsidiary/Subsidiaries Section 2.1(b) Confidentiality Agreement SECTION 7.04(bSection 7.2 Continuing Employees Section 5.9(a) covered employees SECTION 4.11(iCurrent Assets Section 1.4(b) Deal Expenses SECTION 9.03(bCurrent Liabilities Section 1.4(c) definitive material agreement SECTION 4.19(aDefault Date Section 1.3.2 Disclosure Update Section 5.19 DGCL Section 5.11 DOL Section 2.14(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aEmployment and Withholding Taxes Section 9.5(d)(viii) Effective Time SECTION 3.02 Environmental Laws Section 2.17(a) Environmental Permits Section 2.17(b) Environmental Reports Section 2.17(i) ERISA SECTION 4.11(aSection 2.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.14(b) Escrow Agent Section 1.3.1(b) Defined Term Location Escrow Agreement Section 1.3.1(b) Estimated Closing Balance Sheet Section 1.4 Estimated Net Working Capital Adjustment Section 1.4(d) Estimated Net Working Capital Amount Section 1.4 Estimated Net Working Capital Deficiency Section 1.4 Estimated Net Working Capital Surplus Section 1.4 Exchange Act SECTION 2.01(aSection 2.4(b) Expiration Date SECTION 2.01(bFCPA Section 2.7(b) Fairness Opinion SECTION 2.02(aFinal Net Working Capital Amount Section 1.5(b) Fully Diluted Basis SECTION 1.01 Final Net Working Capital Deficiency Section 1.5(c) Final Net Working Capital Surplus Section 1.5(c) Financial Statements Section 2.8 Fundamental Warranty Section 8.5(a) GAAP SECTION 4.07(bSection 2.8 GAAP Liabilities Section 9.5(d)(ix) Governmental Authority SECTION 4.05(bEntity Section 2.4(a) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bMaterial Section 9.5(d)(x) Independent Directors SECTION 7.03(cAccounting Firm Section 1.5(b) Insurance Policies SECTION 4.20 Indemnitee Section 8.4 Indemnifying Party Section 8.4 Information Statement Section 5.5(a) Initial Cash Consideration Section 1.3.1(a) Intellectual Property SECTION 1.01 Section 9.5(d)(xi) IRS Section 2.14(c) Knowledge Section 9.5(d)(xii) Law Section 9.5(d)(xiii) Xxxxxxxxxx Section 9.5(d)(xiv) Xxxxxxxxxx Employment Agreement Section 6.2(k) Liability/Liabilities Section 9.5(d)(xv) Lien Section 9.5(d)(xvi) Litigation Section 9.5(d)(xvii) Losses Section 8.3 Management Investor/Management Investors Section 5.21 Material Adverse Effect Section 9.5(d)(xviii) Material Customers Section 2.13 Money Laundering Laws Section 2.7(c) Most Recent Company Balance Sheet Section 2.8 NASDAQ Section 4.5(a) Net Working Capital Amount Section 1.4(a) Note Section 1.2(b) Note Consideration Section 1.2(b) Notice of Claim Section 8.4(a) Order Section 2.4(a) Out-of-Pocket Expenses Section 9.1(b) Parent Preamble Defined Term Location Parent Adverse Recommendation Change Section 5.2(d) Parent and Company Secretary Certificates Section 6.3(c) Parent Board Preamble Parent Common Stock Section 2.3(b) Parent Disclosure Letter Article II Parent Indemnitees Section 8.2 Parent Non-Solicitation Period Section 5.13 Parent Notice of Change Section 5.2(d) Parent Release Section 6.3(k) Parent Required Votes Section 2.2(a) Parent Restricted Party/Parties Section 5.13(a) Parent Termination Fee Section 9.1(b) Parent Stockholders Section 5.5(e) Payoff Amount Section 1.3.2(a) Payoff Shares Section 1.3.2(b) PBGC Section 2.14(f) Permits Section 2.6 Permitted Lien Section 9.5(d)(xviii) Person Section 9.5(d)(xix) PESI Preamble PESI Common Stock Section 5.21 PESI DC Plan Section 5.9(b) PESI Disclosure Letter Article IV PESI Governing Documents Section 4.2 PESI Indemnitees Section 8.1 PESI Lender Section 4.5(a) PESI Options Section 4.3 PESI Preferred Stock Section 4.3 PESI Restricted Party/Parties Section 5.16 PESI SEC Documents Section 4.7(a) PESI Secretary’s Certificate Section 6.2(g) PESI Subsidiary Section 4.1(b) Piggyback Rights Section 1.3.2(b) Pre-Closing Tax Period Section 5.10(a) Purchase Price Section 1.2 Registered IP Contracts SECTION 1.01Section 2.22(a) Registration Rights Agreement Section 1.3.2(b) Release Section 9.5(d)(xx) Remaining Escrow Amount Section 9.3 Representatives Section 5.2(a) Retained Portion of Purchase Price Section 1.3.1(a) SEC Section 2.20(a) Securities Act Section 9.5(d)(xxi) Series F Preferred Stock Section 2.3(b) Series H Preferred Stock Section 2.3(b) Defined Term Location Series I Preferred Stock Section 2.3(b) SOX Section 2.20(a) SPRU Project Section 9.5(d)(xxii) Straddle Period Section 5.10(b) Subscription Agreement Section 5.21 Subsidiary Section 9.5(d)(xxiii) Superior Proposal Section 5.2(f) Tax Section 9.5(d)(xxiv) Tax Claim Section 5.10(h)(ii) Tax Return Section 9.5(d)(xxv) Termination Date Section 7.1(b)(i) Title IV Plan Section 2.14(b) USG Authorities Section 5.4(e) WARN Act Section 2.18(c) Welfare Plan Section 2.14(j) Written Demand Notice Section 1.3.2 Yorkville Section 6.3(p) THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of July 15, 2011, by and among PERMA-FIX ENVIRONMENTAL SERVICES, INC., a Delaware corporation (“PESI”); HOMELAND SECURITY CAPITAL CORPORATION, a Delaware corporation (“Parent”); and SAFETY & ECOLOGY HOLDINGS CORPORATION, a Nevada corporation (the “Company”).
Appears in 1 contract
Samples: Stock Purchase Agreement (Homeland Security Capital CORP)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 4.2(e) Action SECTION 4.10 Additional Payment Date Section 1.7(b) Affiliate Section 7.10(a) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bRecitals Allocation Section 4.12(d) Appointment Time SECTION 7.03(aApportioned Obligations Section 4.12(b) Blue Sky Laws SECTION 4.05(bAssumed Boulder Leases Section 1.1(a) Board RECITALS Burdensome Condition SECTION 7.08(dAssumed Liabilities Section 1.4 Bankruptcy and Equity Exception Section 2.3(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBoulder Facilities Section 7.10(b) Change in Board Recommendation SECTION 7.05(cBoulder Lease Section 2.15(a) Common Parent SECTION 4.16(kBusiness Day Section 7.10(c) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cCode Section 1.10 Confidential Information Section 7.10(d) Confidentiality Agreement SECTION 7.04(bSection 4.2(b) covered employees SECTION 4.11(iContracts Section 7.10(e) Deal Expenses SECTION 9.03(bEnd Date Section 6.1(b)(i) definitive material agreement SECTION 4.19(aEnvironmental Laws Section 2.13(f)(i) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.11(a) Event Section 7.10(aa) Exchange Act SECTION 2.01(aSection 2.4 Excluded Assets Section 1.3 Excluded Products Section 7.10(f) Expiration FDA Section 7.10(g) Financial Advisor Section 2.18 First Closing Assets Section 1.2 First Closing Section 1.6(a) First Closing Date SECTION 2.01(bSection 1.6(a) Fairness Opinion SECTION 2.02(aFirst Closing Purchase Price Section 1.7(a) Fully Diluted Basis SECTION 1.01 First Closing Transactions Section 1.6(a) GAAP SECTION 4.07(bSection 7.10(h) Governmental Authority SECTION 4.05(bSection 7.10(i) Hazardous Substances SECTION 1.01 Materials Section 2.13(f)(ii) HSR Act Section 7.10(j) Indebtedness Section 7.10(k) Intellectual Property Rights Section 7.10(l) IPLEX™ EAP Section 7.10(m) Key Products Section 7.10(n) Key Products Employees Section 2.10(a) Key Products IP Contracts Section 7.10(o) Key Products IP Rights Section 1.1(d) Key Products Registered IP Section 2.16(b) Knowledge Section 7.10(p) Laws Section 2.8 Lease Security Section 4.16 Leased Real Property Section 2.15(a) Liability Section 7.10(q) Lien Section 7.10(r) Loss Section 1.4 Material Contracts Section 2.14(a) Nasdaq Section 2.4 Organizational Documents Section 2.1(b) Parent Recitals Parent Indemnified Parties SECTION 7.07(bSection 1.5(b) Independent Directors SECTION 7.03(cParent Plans Section 4.9(d) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Parent Severance Plan Section 4.9(e) Permits Section 2.8 Permitted Liens Section 7.10(s) Person Section 7.10(t) Post Closing Period Section 1.9(a) Primary Boulder Facilities Section 7.10(u) Primary Boulder Leases Section 2.15(a) Purchase Price Section 1.8 Purchased Assets Section 1.1 Purchased Assets Permits Section 2.8
Appears in 1 contract
Samples: Asset Purchase Agreement
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(h) Action SECTION 4.10 Affiliate Section 3.2(c) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(c)(ii) Antitrust Laws SECTION 4.04(bSection 6.6(b) Appointment Time SECTION 7.03(aAntitrust Order Section 6.6(b) Blue Sky Laws SECTION 4.05(bBankruptcy and Equity Exception Section 3.4(a) Board RECITALS Burdensome Condition SECTION 7.08(dBusiness Day Section 1.3 Certificate Section 2.1(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 1.2 Closing Section 1.3 Closing Date Section 1.3 Code Section 2.2(f) Company Preamble Company Adverse Recommendation Change in Section 6.1(c)(i) Company Balance Sheet Section 3.5(b) Company Board Recitals Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 3.4(a) Company PREAMBLE Common Stock Section 2.1 Company 2007 Form 10-K SECTION 4.08(bDisclosure Letter Article III Company Employee Plans Section 3.14(b) Company ESPP Section 2.3(e) Company ESPP Rights Section 2.3(e) Company Intellectual Property Section 3.10(b) Company Leases SECTION 4.14(cSection 3.9(b) Company Material Adverse Effect Section 3.1 Company Material Contracts Section 3.11(a) Company Meeting Section 3.4(d) Company Permits Section 3.16 Company Preferred Stock Section 3.2(a) Company Products Section 3.15(b) Company Related Parties Section 8.3(c) Company Rights Plan Section 3.2(c) Company SEC Reports Section 3.5(a) Company Specified Representations Section 7.2(a) Company Stock Option SECTION 3.07 Options Section 2.3(b)(i) Company Stock Plans Section 2.3(b)(i) Company Stockholder Approval Section 3.4(a) Company Voting Proposal Section 3.4(a) Company Warrants Recitals Company’s Knowledge Section 9.14 Confidentiality Agreement Section 5.2 Terms Reference in Agreement Continuing Employees Section 6.11 Contract Section 3.4(b) Credit Facility Section 4.7 Debt Financing Section 8.4 DGCL Recitals Dissenting Shares Section 2.4(a) Divestiture Action Section 6.6(c) DOL Section 3.14(c) Effective Time Section 1.2 Employee Benefit Plan Section 3.14(b) Environmental Law Section 3.13(d) ERISA Section 3.14(b) ERISA Affiliate Section 3.14(b) Exchange Act Section 3.4(c) Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) FDA Section 3.1(h) Filed Company SEC Reports Article III Financing Sources Section 8.4 GAAP Section 3.5(b) Government Contract Section 3.19 Governmental Entity Section 3.4(b) Hazardous Substance Section 3.13(e) HSR Act Section 3.4(c) In-the-Money Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSection 2.3(b)(ii) Confidentiality Agreement SECTION 7.04(bIndebtedness Section 3.11(a)(vii) covered employees SECTION 4.11(iIndemnified Parties Section 6.8(a) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION Intellectual Property Section 3.10(a) Effective IRS Section 3.14(c) Laws Section 3.15(a) Legal Proceeding Section 3.12 Liens Section 3.4(b) MAE Burdensome Condition Section 6.6(c) Maximum Premium Section 6.8(c) Merger Section 1.1 Merger Consideration Section 2.1(c) Merger Sub Preamble Merger Sub Stockholder Approval Section 4.2(a) Notice of Acquisition Proposal Section 6.1(e) Option Consideration Section 2.3(c) Order Section 3.12 Ordinary Course of Business Section 3.6 Outside Date Section 8.1(b) Terms Reference in Agreement Parent Preamble Parent Disclosure Letter Article IV Parent Employee Plan Section 6.11 Parent Material Adverse Effect Section 4.1 Parent Related Parties Section 8.3(c) Parent Specified Representations Section 7.3(a) Person Section 2.2(b) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(e) Required Company Stockholder Vote Section 3.4(d) Representatives Section 6.1(a) Restricted Share Section 2.3(a) Revolving Credit Agreement Section 5.1(g) Xxxxxxxx-Xxxxx Act Section 3.5(c) SEC Section 1.3 Securities Act Section 3.2(c) Specified Time SECTION 3.02 ERISA SECTION 4.11(aSection 6.1(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSubsidiary Section 3.3(a) Exchange Act SECTION 2.01(aSuperior Proposal Section 6.1(h) Expiration Date SECTION 2.01(bSurviving Corporation Section 1.4 Tax Returns Section 3.8(m) Fairness Opinion SECTION 2.02(aTaxes Section 3.8(m) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bTermination Fee Section 8.3(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Third Party Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(b) Uncertificated Shares Section 2.1(c) Warrant Letters Recitals THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of March 26, 2012, by and among Bausch & Lomb Incorporated, a New York corporation (the “Parent”), Inga Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of the Parent (“Merger Sub”), and ISTA Pharmaceuticals, Inc., a Delaware corporation (the “Company”).
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Acceptance Date Section 1.1(a) Act Section 9.12(a) Affiliate Section 9.12(b) Agreement SECTION 7.05(bRecitals Antitrust Laws Section 6.5(a) accredited investor SECTION 2.03(dArticles of Merger Section 2.3 Bankruptcy and Equity Exception Section 4.4(a) Acquisition Proposal SECTION 7.05(aBusiness Section 9.12(c) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(dbusiness day Section 9.12(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 3.1(c) Change in Board Parent Recommendation SECTION 7.05(cSection 6.2 Closing Section 2.2 Closing Date Section 2.2 Code Section 3.2(g) Common Parent SECTION 4.16(kCollaboration Agreements Section 9.12(e) Company PREAMBLE Recitals Company 2007 Form 10-K SECTION 4.08(bAdverse Recommendation Change Section 6.4(a) Company Leases SECTION 4.14(cAffiliates Section 4.22(a) Company Common Stock Option SECTION 3.07 Recitals Company Stock Option Plans SECTION 3.07 Confidential Information Section 9.12(f) Company Subleases SECTION 4.14(cCopyrights Section 9.12(g) Confidentiality Agreement SECTION 7.04(bCompany Disclosure Documents Section 4.10(a) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Company Disclosure Schedule ARTICLE IV Dissenting Company Employee Section 6.12 Company Hedge Option Section 4.2(a) Company Hedge Option Confirmations Section 4.2(a) Company Material Adverse Effect Section 4.1(a) Company Patents Section 9.12(h) Company Payment Event Section 8.3(a) Company Plans Section 4.12(a) Company Preferred Stock Section 4.2(a) Company Proxy Statement Section 4.10(a) Company SEC Documents Section 4.6(a) Company Securities Section 4.2(a) Company Shareholder Approval Section 4.4(e) Company Shareholders Meeting Section 6.1(a) Company Stock Plan Section 9.12(i) Company Technology Section 9.12(j) Company Trademarks Section 9.12(k) Table of Contents Company Trade Secrets Section 9.12(l) Compensation Actions Section 4.12(k) Compensation Committee Section 1.2(c) Confidential Information Section 9.12(m) Confidentiality Agreement Section 6.4(b) Continuing Indemnitees Section 6.10(c) Contract Section 4.4(c) Convertible Notes Section 4.2(a) Copyright Section 9.12(n) Dissenters’ Shares SECTION 3.10(aSection 3.4 Drug Approval Application Section 9.12(o) Effect Section 4.1(a) Effective Time SECTION 3.02 Section 2.3 Environmental Laws Section 4.14(f)(i) ERISA SECTION 4.11(aSection 4.12(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 4.12(a) Exchange Act SECTION 2.01(a) Section 4.5 Expiration Date SECTION 2.01(bAnnex I FDA Section 9.12(p) Fairness Opinion SECTION 2.02(aFDA Requirements Section 4.18(f) Fully Diluted Basis SECTION 1.01 Financial Advisors Section 4.19 Forward Confirmation Section 4.2(a) Forward Transaction Section 4.2(a) fully-diluted basis Annex I GAAP SECTION 4.07(bSection 9.12(q) Governmental Authority SECTION 4.05(bSection 9.12(r) Grant Date Section 4.12(i) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bMaterials Section 4.14(f)(ii) Independent Directors SECTION 7.03(cHSR Act Section 9.12(s) Insurance Policies SECTION 4.20 Intellectual IND Section 9.12(t) Indemnitee Section 6.10(a) Indenture Section 4.2(a) IRS Section 4.12(b) Key Product Section 9.12(u) Know-How Section 9.12(v) Knowledge Section 9.12(w) Laws Section 4.9 Leased Real Property SECTION 1.01 IP Section 4.16(b) Lien Section 9.12(x) Marketing Approval Section 9.12(y) Material Contracts SECTION 1.01Section 4.15(a) Merger Recitals Merger Consideration Section 3.1(c) Merger Recommendation Section 4.4(b) Table of Contents Merger Sub Recitals Merger Sub Common Stock Section 3.1 Xxxxxxx Warrants Section 4.2(a) Nasdaq Section 4.5 NDA Section 9.12(z) Non-Competition Agreements Section 4.17(o)
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TABLE OF DEFINED TERMS. The following terms are defined in the section of this Additional Mortgage Section 7.12(b) Agent-Related Persons Section 10.2 Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bPreamble Annual Budget Section 7.1(a)(iii) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Terrorism Laws SECTION 4.04(bSection 5.22 Collateral Agent Preamble Company Preamble Company Historical Financial Statements Section 5.12(a) Appointment Time SECTION 7.03(aCompliance Certificate Section 7.2 Cured Default Section 1.1(e) Blue Sky Laws SECTION 4.05(bDefault Rate Section 9.1 Deferral Notice Section 7.18(b)(viii)(B) Board RECITALS Burdensome Condition SECTION 7.08(dDeferral Period Section 7.18(b)(viii) Disposition Section 8.3 Eligible Issuance Section 7.16 Environmental Permits Section 5.13 Evanston Prepayment Section 8.3 Evanston Sale Section 8.3 Evanston Seller Notes Section 8.3 Event of Default Section 9.1 Executive Order Section 5.22 Existing Agreement Recitals Existing Defaults Section 3.3 First Agreement Recitals First Amendment and Restatement Recitals Indemnified Liabilities Section 10.7 Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) Material Event Section 7.18(b)(viii) New Issuance Section 8.22 New Subsidiary Section 7.12(a) Newly Issued Securities Section 8.22 OFAC Section 5.22 Originating Holder Section 11.3(a) Other Payments Section 9.1 Participant Section 11.3(a) Participant Register Section 11.3 Patriot Act Section 11.19 Permitted Liens Section 8.1 Preemptive Rights Notice Section 8.22 Pro Rata Portion Section 8.22 Refinancing Indebtedness Section 8.2 Registration Rights Indemnified Party Section 7.18(f)(iii) Registration Rights Indemnifying Party Section 7.18(f)(iii) Regulatory Disclosure Requirement Section 7.17 Second Amendment and Restatement Recitals Securities Section 11.9(a) Top-Up Rights Section 7.16 Top-Up Warrants Section 7.16 U.S. Tax Compliance Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 11.2(f)(ii)(B)(3)
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