Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Exhibit U (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total WBI Absolute Return Balanced Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income WBI Absolute Return Dividend Growth Fund Annual Fee Based Upon Market Value Per FundFund (Assumes 2 Funds with 4 cusips)* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. Exhibit U Q (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U Q (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Lxxxx Capital Total Return Long/Short Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Lxxxx Capital Large Cap Growth Fund SiM Dynamic Allocation Equity Income Lxxxx Capital International Fund Lxxxx Capital Small Cap Growth Fund Lxxxx Capital Large Cap Core Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $$ [ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $$ [ ] /U.S. Bank repo agreement transaction $$ [ ] /short sale $$ [ ] /option/future contract written, exercised or expired $$ [ ] /mutual fund trade/Fed wire/margin variation Fed wire $$ [ ] /physical transaction $$ [ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee, MSA Fees are billed monthly. Exhibit U X (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] Exhibit U X (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Fund Multiple Exhibit Y to the Separate Series of Advisors Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Sxxxxxxx Short Duration High Income Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $$ [ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $$ [ ] /U.S. Bank repo agreement transaction $$ [ ] /short sale $$ [ ] /option/future contract written, exercised or expired $$ [ ] /mutual fund trade/Fed wire/margin variation Fed wire $$ [ ] /physical transaction $$ [ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Exhibit U Y (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] Exhibit U Y (continued) to the Separate Series of Advisors Series Trust Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ [---] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July$[---] +$[---] +$[---] $[---] Note: MLP Funds pricing may vary from the above annual fees and are TBD per investment strategy § $[---] – Book entry DTC transaction/Federal Reserve transaction/principal pay down § $[---] - Short Sales § $[---] – US Bank Repo agreement/reverse repurchase agreement/time deposit/CD or other non- depository transaction § $[---] – Option/ SWAPS/future contract written, 2011 Annual Fee Based Upon Market Value Per Fund* [ exercised or expired § $[---] basis points on the first – Mutual fund trade/Fed wire/margin variation Fed wire § $[ [---] million [ – Physical transaction § $[---] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ [---] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. receipts § Overdrafts – charged to the account at prime interest rate plus [ ]2. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Exhibit U *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. COUNTRY INSTRUMENT SAFEKEEPING (continuedBPS) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement TRANSACTION FEE Argentina All [ ] [ ] Lebanon All [ ] [ ] 13.0 $__ Australia All [ ] [ ] Lithuania All [ ] [ ] 1.00 $__ Austria All [ ] [ ] Luxembourg All [ ] [ ] 2.00 $__ Bahrain All [ ] [ ] Malaysia All [ ] [ ] 44.0 $__ Bangladesh All [ ] [ ] Mali* All [ ] [ ] 35.0 $__ Belgium All [ ] [ ] Malta 1.50 $__ Benin All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] 35.0 $__ Bermuda All [ ] [ ] Mexico All [ ] [ ] 13.0 $__ Botswana All [ ] [ ] Morocco All [ ] [ ] 22.0 $__ Brazil All [ ] [ ] Namibia All [ ] [ ] 8.00 $__ Bulgaria All [ ] [ ] Netherlands 35.0 $__ Burkina Faso All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] 35.0 $__ Canada All [ ] [ ] Niger* All [ ] [ ] 1.00 $__ Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] 1.00 $__ Channel Islands* All [ ] [ ] Norway All [ ] [ ] 1.50 $__ Chile All [ ] [ ] Oman All [ ] [ ] 18.0 $__ China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B11.0 $__ China “B” Shares All [ ] [ ] Peru All [ ] [ ] 11.0 $__ Columbia All [ ] [ ] Philippines All [ ] [ ] 35.0 $__ Costa Rica All [ ] [ ] Poland All [ ] [ ] 13.0 $__ Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] 31.0 $__ Czech Republic All [ ] [ ] 11.0 $__ Denmark All 2.00 $__ Ecuador All 31.0 $__ Egypt All 28.0 $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Estonia All 6.00 $__ Euromarkets** All 1.00 $__ Finland All 2.50 $__ France All 1.00 $__ Germany All 1.00 $__ Ghana All 22.00 $__ Greece All 8.00 $__ Guinea Bissau All 44.0 $__ Hong Kong All 2.00 $__ Hungary All 22.00 $__ Iceland All 13.00 $__ India All 9.00 $__ Indonesia All 6.00 $__ Ireland All 2.00 $__ Israel All 11.0 $__ Italy All 2.00 $__ Ivory Coast All 35.0 $__ Japan All 1.00 $__ Jordan All 35.00 $__ Kazakhstan All 53.00 $__ Kenya All 26.00 $__ Latvia Equities 13.00 $__ Latvia Bonds 22.00 $__ Lebanon All 22.00 $__ Lithuania All 18.00 $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Luxembourg All 4.00 $__ Malaysia All 3.50 $__ Mali All 35.0 $___ Malta All 20.0 $__ Mauritius All 26.00 $__ Mexico All 2.00 $__ Morocco All 31.00 $__ Namibia All 26.00 $__ Netherlands All 2.00 $__ New Zealand All 2.50 $__ Niger All 35.0 $__ Nigeria All 26.00 $__ Norway All 2.00 $__ Oman All 45.00 $__ Pakistan All 26.00 $__ Peru All 39.00 $__ Philippines All 5.00 $__ Poland All 13.00 $__ Portugal All 5.50 $__ Qatar All 40.00 $__ Romania All [ ] [ ] Denmark All [ ] [ ] 31.00 $__ Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Equities 33.00 $__ Russia MINFINs [ ] [ ] Egypt 13.00 $__ Senegal All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] 35.00 $__ Singapore All [ ] [ ] Euromarkets(32.00 $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) All [ ] [ ] TRANSACTION FEE Slovak Republic All [ ] [ ] Finland All [ ] [ ] 22.00 $__ Slovenia All [ ] [ ] France All [ ] [ ] 22.00 $__ South Africa All [ ] [ ] Germany All [ ] [ ] 2.00 $__ South Korea All [ ] [ ] Ghana All [ ] [ ] 5.50 $__ Spain All [ ] [ ] Greece All [ ] [ ] 1.00 $__ Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] 13.00 $__ Swaziland All [ ] [ ] Hong Kong All [ ] [ ] 26.00 $__ Sweden All [ ] [ ] Hungary All [ ] [ ] 1.00 $__ Switzerland All [ ] [ ] Iceland All [ ] [ ] 1.00 $__ Taiwan All [ ] [ ] India All [ ] [ ] 13.00 $__ Thailand All [ ] [ ] Indonesia 3.50 $__ Togo All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] 35.00 $__ Tunisia All [ ] [ ] Italy All [ ] [ ] 35.00 $__ Turkey All [ ] [ ] Ivory Coast All [ ] [ ] 11.00 $__ UAE All [ ] [ ] Jamaica* All [ ] [ ] 40.00 $__ United Kingdom All [ ] [ ] Japan All [ ] [ ] 1.00 $__ Ukraine All [ ] [ ] Jordan All [ ] [ ] 21.00 $__ Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] 45.00 $__ Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] 35.00 $__ Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U (continued) 26.00 $__ Zimbabwe All 26.00 $__ *Additional customer documentation and indemnification will be required prior to the Separate Series of Advisors Series Trust establishing accounts in these markets. **Tiered by market value <5 billion: 1 bp, >$5 billion and <$10 billion: .75 bps; >$10 billion: .50 bps **Euromarkets – Non-Euromarkets: Surcharges vary by local market Base Fee - A monthly base charge of $[ ] per account (fund) will applyapply based on the number of foreign securities held. § 1-25 foreign securities: $[---] § 26-50 foreign securities: $[---] § Over 50 foreign securities: $[---] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $[---].
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Alpha Defensive Growth Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. Exhibit U R (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U R (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Sxxxxx Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Sxxxxx Balanced Opportunity Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Exhibit U V (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U V (continued) to the Separate Series of Advisors Series Trust Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Kxxxxxx Merger Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Kxxxxxx Event Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee, MSA Fees are billed monthly Exhibit U W (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $of: > 5 $ [ ] per account § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (fundincluding but not limited to equities, domestic market debt and mutual funds) will applybe subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Straight Through Processing - fees waived.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Fort Pitt Capital Total Return Orinda SkyView Multi-Manager Hedged Equity Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Orinda SkyView Macro Opportunities Fund Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus Including portfolio transaction fees Portfolio Transaction Fees (included in base fee) $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $[ ] /U.S. Bank repo agreement transaction $[ ] /short sale $[ ] /option/future contract written, exercised or expired $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $[ ] /physical transaction $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Exhibit U S (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Argentina All [ ] [ ] Lebanon All [ ] [ ] Australia All [ ] [ ] Lithuania All [ ] [ ] Austria All [ ] [ ] Luxembourg All [ ] [ ] Bahrain All [ ] [ ] Malaysia All [ ] [ ] Bangladesh All [ ] [ ] Mali* All [ ] [ ] Belgium All [ ] [ ] Malta All [ ] [ ] Benin* All [ ] [ ] Mauritius All [ ] [ ] Bermuda All [ ] [ ] Mexico All [ ] [ ] Botswana All [ ] [ ] Morocco All [ ] [ ] Brazil All [ ] [ ] Namibia All [ ] [ ] Bulgaria All [ ] [ ] Netherlands All [ ] [ ] Burkina Faso* All [ ] [ ] New Zealand All [ ] [ ] Canada All [ ] [ ] Niger* All [ ] [ ] Cayman Islands* All [ ] [ ] Nigeria All [ ] [ ] Channel Islands* All [ ] [ ] Norway All [ ] [ ] Chile All [ ] [ ] Oman All [ ] [ ] China“A” Shares All [ ] [ ] Pakistan All [ ] [ ] China“B” Shares All [ ] [ ] Peru All [ ] [ ] Columbia All [ ] [ ] Philippines All [ ] [ ] Costa Rica All [ ] [ ] Poland All [ ] [ ] Croatia All [ ] [ ] Portugal All [ ] [ ] Cyprus* All [ ] [ ] Qatar All [ ] [ ] Czech Republic All [ ] [ ] Romania All [ ] [ ] Denmark All [ ] [ ] Russia Equities/Bonds [ ] [ ] Ecuador All [ ] [ ] Russia MINFINs [ ] [ ] Egypt All [ ] [ ] Senegal* All [ ] [ ] Estonia All [ ] [ ] Singapore All [ ] [ ] Euromarkets(3) All [ ] [ ] Slovak Republic All [ ] [ ] Finland All [ ] [ ] Slovenia All [ ] [ ] France All [ ] [ ] South Africa All [ ] [ ] Germany All [ ] [ ] South Korea All [ ] [ ] Ghana All [ ] [ ] Spain All [ ] [ ] Greece All [ ] [ ] Sri Lanka All [ ] [ ] Guinea Bissau* All [ ] [ ] Swaziland All [ ] [ ] Hong Kong All [ ] [ ] Sweden All [ ] [ ] Hungary All [ ] [ ] Switzerland All [ ] [ ] Iceland All [ ] [ ] Taiwan All [ ] [ ] India All [ ] [ ] Thailand All [ ] [ ] Indonesia All [ ] [ ] Togo* All [ ] [ ] Ireland All [ ] [ ] Trinidad & Tobago* All [ ] [ ] Israel All [ ] [ ] Tunisia All [ ] [ ] Italy All [ ] [ ] Turkey All [ ] [ ] Ivory Coast All [ ] [ ] UAE All [ ] [ ] Jamaica* All [ ] [ ] United Kingdom All [ ] [ ] Japan All [ ] [ ] Ukraine All [ ] [ ] Jordan All [ ] [ ] Uruguay All [ ] [ ] Kazakhstan All [ ] [ ] Venezuela All [ ] [ ] Kenya All [ ] [ ] Vietnam* All [ ] [ ] Latvia Equities [ ] [ ] Zambia All [ ] [ ] Latvia Bonds [ ] [ ] Exhibit U (continued) to the Separate Series of Advisors Series Trust Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
