Common use of TERMS FOR NEW LISTING OF SECURITIES Clause in Contracts

TERMS FOR NEW LISTING OF SECURITIES. 新上市證券之條款 2.1 The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Bro ker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client. 2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby: (A) warrants and undertakes that the Application shall be the only application made by the Client or on the Client’s behalf for the Client’s benefit in respect of the same issue of securities and the Client shall make no other application in that issue; 保證及承諾申請乃為客戶利益，客戶或代表客戶遞交有關同一次證券發行所作出的唯一申請，而客戶在該次發行並沒有作其他申請； (B) authorises the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client’s benefit; 授權經紀向聯交所聲明及保證客戶不會亦不擬作出其他申請，並且不會亦不擬為客戶的利益而作出其他申請； (C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the be nefit of the Client; and客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的；及 (D) acknowledges that the Broker will reply on the above warranties, undertakings and authorizations in making the Application. 確認經紀作出申請時，會依賴上述保證、承諾和授權。

TERMS FOR NEW LISTING OF SECURITIES. 新上市證券之條款 2.1 The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Bro ker Broker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client.. 客戶授權經紀填妥可能需要的申請表，並且向經紀聲明和保證在申請表內申請人部份所載述或包含關於客戶的一切聲明、保證、確認和承諾均 屬真實及準確。 2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby:: 客戶同意受新發行的條款約束，尤其是客戶特此： (A) warrants and undertakes that the Application shall be the only application made by the Client or on the Client’s behalf for the Client’s benefit in respect of the same issue of securities and the Client shall make no other application in that issue; 保證及承諾申請乃為客戶利益，客戶或代表客戶遞交有關同一次證券發行所作出的唯一申請，而客戶在該次發行並沒有作其他申請； (B) authorises authorizes the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client’s benefit; 授權經紀向聯交所聲明及保證客戶不會亦不擬作出其他申請，並且不會亦不擬為客戶的利益而作出其他申請； (C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the be nefit benefit of the Client; and客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的；及and 客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利 益而作出的；及 (D) acknowledges that the Broker will reply on the above warranties, undertakings and authorizations in making the Application. 確認經紀作出申請時，會依賴上述保證、承諾和授權。

TERMS FOR NEW LISTING OF SECURITIES. 新上市證券之條款 2.1 The Client authorizes the Broker to complete such application form as may be required, and represents and warrants to the Bro ker Broker that all representations, warranties, confirmations and undertakings on the part of the applicant contained or incorporated in the application form are true and accurate in respect of the Client.. 客戶授權經紀填妥可能需要的申請表，並且向經紀聲明和保證在申請表內申請人部份所載述或包含關於客戶的一切聲明、保證、確認和承諾均屬真實及準確。 2.2 The Client agrees to be bound by the terms of the new issue and in particular, the Client hereby: (A) warrants and undertakes that the Application shall be the only application made by the Client or on the Client’s behalf for the Client’s benefit in respect of the same issue of securities and the Client shall make no other application in that issue; 保證及承諾申請乃為客戶利益，客戶或代表客戶遞交有關同一次證券發行所作出的唯一申請，而客戶在該次發行並沒有作其他申請； (B) authorises the Broker to represent and warrant to SEHK that no other application shall be made or shall be intended to be made by the Client or for the Client’s benefit; 授權經紀向聯交所聲明及保證客戶不會亦不擬作出其他申請，並且不會亦不擬為客戶的利益而作出其他申請； (C) acknowledges that any application made by an unlisted company which does not carry on any business other than dealing in securities and in respect of which the Client exercises statutory control shall be deemed to be an application made for the be nefit benefit of the Client; and客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的；及and 客戶確認，倘若非上市公司除證券買賣外未有從事其他業務而客戶對該公司具法定控制權力，則該公司作出的申請應被視為為客戶的利益而作出的； 及 (D) acknowledges that the Broker will reply on the above warranties, undertakings and authorizations in making the Application. 確認經紀作出申請時，會依賴上述保證、承諾和授權。. 2.3 In relation to a bulk application to be made by the Broker on behalf of the Broker, the Client and/or Broker’s other clients, the Client acknowledges and agrees: 有關經紀為經紀本身及/或客戶及/或經紀之其他客戶作出的大額申請，客戶確認和同意： (A) that if such bulk application may be rejected for reasons which are unrelated to the Client, the Broker, in absence of fraud, gross negligence or wilful default, shall not be liable to the Client or any other person in consequence of such rejection; and 該大額申請可能會因與客戶無關的理由而遭到拒絕，而在沒有欺詐、嚴重疏忽或故意違約的情況下，經紀毋須就該拒絕對客戶或任何其他人士負上責 任；及