TERMS OF SETTLEMENT. This settlement is agreed upon in accordance with IIROC Dealer Member Rules 20.35 to 20.40, inclusive and Rule 15 of the Dealer Member Rules of Practice and Procedure.
Appears in 8 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
TERMS OF SETTLEMENT. 108. This settlement is agreed upon in accordance with IIROC Dealer Member Rules 20.35 to 20.40, inclusive and Rule 15 of the Dealer Member Rules of Practice and Procedure.
Appears in 1 contract
Samples: Settlement Agreement
TERMS OF SETTLEMENT. This settlement is agreed upon to in accordance with IIROC Dealer Member Rules Rule 20.35 to 20.4020.40 inclusive, inclusive and Rule 15 of the Dealer Member Rules of Practice and Procedure.
Appears in 1 contract
Samples: Settlement Agreement
TERMS OF SETTLEMENT. This settlement is agreed upon in accordance with IIROC Dealer Member Rules 20.35 to 20.40, inclusive and Rule 15 of the Dealer Member Rules of Practice and Procedure. The Settlement Agreement is subject to acceptance by the Hearing Panel.
Appears in 1 contract
Samples: Settlement Agreement
